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Why is it superior?
Monarchy vs. Republic
By Otto von Habsburg
We come here to the formal aspect of the State -- the question of monarchy versus
republic -- which is mostly discussed from a highly emotional rather than a rational point
of view. The debate proceeds by arguments ad hominem. A few undignified occupants
of royal thrones are enumerated, and are then presented as examples of monarchy as such.
The defenders of monarchy are no better. They point to corrupt professional politicians,
of whom there exist a sufficient number, and claim that this is the necessary consequence
of a republican constitution. Neither is a rational argument. There have been good and bad
monarchies -- good republics (like Switzerland), and others which are far from living up
to the same standard.
Every human institution, after all, has its good and bad sides. As long as this world is
inhabited by men and not angels, crimes and mistakes will continue to occur... Republicans
are fond of claiming that a monarchical regime means the rule of the aristocracy.
Monarchists, on the other hand, point to the economic difficulties, the tax burdens, and
State interference in private life in present-day republics, and compare this state of
affairs with the freedom and economic well-being under the pre-1914 monarchies. Both
arguments are unconvincing. They use the old propagandist trick of comparing results
brought about by entirely dissimilar causes. Anyone who is honest will compare present-day
monarchies with present-day republics. It will then be apparent that the aristocracy of
birth occupies no greater share of leading positions in monarchies than in republics, and
that all states, whatever their form of government, are equally affected by the serious
problems of the present day.
Republicans frequently claim, in addition, that monarchy is a form of government belonging
to the past, while republicanism is that of the future. Even a slight knowledge of history
is enough to disprove this. Both forms have been in existence since the earliest times
(though the monarchical periods have usually lasted considerably longer than the
republican ones). In any case, it is misleading to call an institution which we already
find in ancient Greece, Rome and Carthage, the form of government of the future.
In any objective discussion, we must also assign this question its proper place in our
hierarchy of values. It is not an accident that we speak of the "form" of
government. There is a great difference between the "form" and the
"content" -- or purpose -- of the State. The latter is its essential raison
d'etre, its very soul. The former corresponds to the bodily form of a living being.
The one can certainly not exist without the other; but in any sane hierarchy of values the
soul occupies a higher place than the body.
The essential purpose of the State, its "content," is rooted in natural law. The
State is not an end in itself; it exists for the sake of its citizens. It is therefore not
the source of all law (a claim that is still far too widely accepted), nor is it
all-powerful. Its authority is circumscribed by the rights of its citizens. It is only
free to act in those fields that are outside their free initiative. The State is therefore
at all times the servant of natural law. Its task is to give practical effect to this law;
nothing more.
If the mission of the State is the practical realization of natural law, the form of
government is a means by which the community attempts to achieve this aim. It is not an
end in itself. This explains the relatively subordinate importance of this whole question.
Undoubtedly a great deal of importance attaches to the choice of the right means, since
this choice will determine whether or not the end is attained. But what is lasting in
political life is only natural law. The attempt to realize this law in practice will
always have to take account of current conditions. To speak of an eternally valid form of
government, right under all circumstances, shows ignorance and presumption.
From this it would seem to follow that it is fruitless to try to determine -- mostly from
the wrong philosophical premises -- the objective value of one or the other form of
government. The discussion will only become fruitful if we keep in mind the end which
every such form is intended to serve. It is therefore not a question of investigating what
value we are to attach to monarchies or republics as such. What we must ask ourselves is
which form offers the best chances of safeguarding natural law under present-day
conditions.
Once this point has been clarified, we can pass on to two other problems, which have
frequently been dragged into this discussion and are threatening to poison the whole
atmosphere. There is constant controversy about the relation between monarchism,
republicanism and democracy. Here again we encounter the blurred thinking characteristic
of our era of slogans and propaganda. The concept of democracy has become infinitely
elastic. In Russia it is compatible with mass liquidations, secret police and labour
camps. In America, on the other hand -- and occasionally in Europe -- even political
theorists are frequently unable to distinguish between republicanism and democracy.
Furthermore, both words are used to designate conceptions and characteristics that go far
beyond the political field, and belong to the economic or sociological sphere. It must
therefore be clearly stated that, generally speaking, democracy means the right of the
people to participate in determining their own development and future.
If we accept this definition, we shall see that neither of the two classical forms of
government is by nature linked with democracy. Democracy can exist under both forms, just
as there exist authoritarian republics as well as monarchies. Monarchists, in fact,
frequently claim democracy functions better under a monarchy than under a republic. If we
look at present-day Europe, there is certainly some truth in this argument, though its
validity may be restricted in time and space. At the same time, it is necessary to point
out that in small states which are strongly rooted in their traditions, like Switzerland,
democracy and republicanism can coexist successfully.
Still more hotly discussed is the question of monarchism and socialism, and republicanism
and socialism. The reason for this is largely that in German-speaking countries the great
majority of the official socialist parties are republican in outlook. Hence we find there
among narrow and uneducated minds the belief that socialism and monarchism are
incompatible. This belief is due to a basic confusion. Socialism -- at least in its
present- day form -- is essentially an economic and social program. It has nothing to do
with the form of government. The republicanism of some socialist parties does not arise
from their actual programs, but is due to the personal beliefs of their leaders. This is
shown by the fact that the majority of the really powerful European socialist parties are
not republican but monarchist. This is the case in Britain, in Scandinavia and in Holland.
In all these countries we not only find excellent relations existing between the Crown and
the socialists, but one cannot escape the impression that a monarchy provides a better
soil for working-class parties than a republic. In any case, experience shows that
socialism remains longer in power under a monarchy than under a republic. One of the great
leaders of the British Labour Party explained this by the moderating and balancing
influence of the Crown, which enabled socialists to carry through their program more
slowly, more reasonably, and hence also more successfully. At the same time, a ruler
standing above the parties represented a sufficient safeguard to the opposition, so that
it need not have recourse to extreme measures in order to regain power. It could watch
developments more calmly.
Whether or not this is true, the facts prove that it is unjustified to draw an artificial
dividing-line between monarchism and socialism, or between monarchism and classical
democracy. The same applies to republicanism. One other point must be mentioned. This is
the frequent confusion, particularly among those not trained in political science, between
monarchy as a form of government and one or other monarchical dynasty; in other words, the
confusion between monarchism and legitimism.
Legitimism, a special tie with one person or one dynasty, is something that can hardly
ever be discussed in reasonable and objective terms. It is a matter of subjective feeling,
and is therefore advocated or opposed by arguments ad hominem. Any rational
discussion of current problems must therefore make a clear distinction between monarchism
and dynastic legitimism. The form of government of a State is a political problem. It must
therefore be discussed independently of the family or person who stand, or stood, at the
head of the State. Even in monarchies dynastic changes take place. In any case, the
institution is of greater importance than its representative; the latter is mortal while
the former is, historically speaking, immortal.
To look at a form of government merely with an eye to its present representative leads to
grotesque results. For in that case republics, too, would have to be judged not on
political grounds, but according to the characters of their presidents. This would, of
course, be the height of unfairness.
It should be added that among the protagonists of monarchism in republican Europe, there
are relatively few legitimists. King Alfonso XIII of Spain once remarked that legitimism
cannot survive one generation. It is valuable where there exists a strongly established,
traditional form of government, with which most of the citizens are satisfied. But this
kind of legitimism can be found in republics as well as in monarchies. One can speak of
republican legitimism in Switzerland and the United States just as one can speak of
monarchist legitimism in Britain and Holland. In most countries of Europe, of course,
there have been so many profound changes in the course of the centuries that legitimism is
less frequently encountered. Under such conditions, it is particularly dangerous to have
recourse to emotional arguments.
We are now in a position to define what we understand by a monarchy and a republic.
Monarchy is that form of government in which the head of State is not elected, bases his
office on a higher law, with the claim that all power derives from a transcendental
source. In a republic, the highest officer of State is elected, and hence derives his
authority from his electors, that is, from the particular group which elected him.
Leaving aside purely emotional considerations, there are good arguments for both of these
basic forms of government. The most important arguments in favour of republicanism can be
summarized as follows: In the first place, republics are, with few exceptions, secular.
They require no appeal to God in order to justify their authority. Their sovereignty, the
source of their authority, derives from the people. In our time, which turns increasingly
away from religious concepts, or at least refers them into the realm of metaphysics,
secular constitutional concepts and a secular form of government are more easily
acceptable than a form rooted, in the last resort, in theocratic ideas. It is, therefore,
also easier for a republic to embrace a secular version of the Rights of Man. The
advantage this form of government offers would therefore seem to be that it is in closer
touch with the spirit of our time, and hence with the great mass of the population.
In addition, the choice of the head of State depends not on an accident of birth, but on
the will of the people or of an elite. The president's term of office is limited.
He can be removed, and if he is incapable it is easy to replace him. Himself an ordinary
citizen, he is in closer touch with real life. And it is to be hoped that, with better
education, the masses will become increasingly capable of choosing the right man. In a
monarchy, on the other hand, once a bad ruler has ascended the throne, it is almost
impossible to remove him without overthrowing the whole regime. And lastly it is claimed
that the fact that every citizen can, at least theoretically, become president, encourages
a sense of political responsibility and helps the population to attain political maturity.
The patriarchal character of a monarchy, on the other hand, leads the citizens to rely on
their ruler, and to shift all political responsibility on to his shoulders.
In favour of monarchism, the following arguments are put forward: Experience shows that
kings mostly rule better, not worse, than presidents. There is a practical reason for
this. A king is born to his office. He grows up in it. He is, in the truest sense of the
word, a "professional," an expert in the field of statecraft. In all walks of
life, the fully qualified expert is rated higher than the amateur, however brilliant. For
particularly in a difficult, highly technical subject -- and what is more difficult than
the modern State? -- knowledge and experience outweigh sheer brilliance. The danger
certainly exists that an incompetent may succeed to the throne. But was not a Hitler
chosen as leader, and a Warren Harding elected president? In the classical monarchies of
the Middle Ages, it was almost always possible to replace an obviously incapable successor
to the throne by a more suitable one. It was only with the decadence of monarchism, in the
age of the courtly despotism of Versailles, that this corrective was discarded. Nothing
would be more appropriate in a modern monarchy than the institution of a judicial
tribunal, which could, if necessary, intervene to change the order of succession to the
throne.
Even more important than the king's "professional" qualifications is the fact
that he is not tied to any party. He does not owe his position to a body of voters or the
support of powerful interests. A president, on the other hand, is always indebted to
someone. Elections are expensive and difficult to fight. The power of money and the great
mass organizations always makes itself felt. Without their help, it is almost impossible
to become the head of State of a republic. Such support is not, however, given for
nothing. The head of State remains dependent on those who helped him into the saddle. It
follows that the president is mostly not the president of the whole people, but only of
those groups that helped him to attain office. In this way, political parties or groups of
economic interests can take over the highest command positions of the State, which then no
longer belongs to the whole people, but, temporarily or permanently, becomes the
privileged domain of one or another group of citizens. The danger exists therefore that a
republic will cease to be the guardian of the rights of all its citizens. This, it is
stressed by monarchists, is particularly dangerous at the present time. For today the
rights of the individual and of minority groups are in greater danger than ever before.
Financial power- concentrations and large, powerful organizations generally are everywhere
threatening the "little man." Particularly in a democracy, it is extremely
difficult for the latter to make himself heard, since this section of the population
cannot easily be organized and is of no great economic importance. If even the topmost
pinnacle of the State is handed over to political parties, there will be no one to whom
the weak can turn for help. A monarchical ruler, on the other hand -- so it is claimed --
is independent, and is there for all citizens equally. His hands are not tied in the face
of the powerful, and he can protect the rights of the weak. Particularly in an age of
profound economic and social transformations, it is of the highest importance that the
head of State should stand above the parties...
And, finally, the Crown contributes to political life that stability without which no
great problems can be solved. In a republic, the firm foundation is lacking. Whoever is in
power must achieve a positive success in the shortest possible time, otherwise he will not
be re-elected. This leads to short-term policies, which will not be able to cope
successfully with problems of world-historical scope.
There is one more point we must consider before we can answer the question of which form
of government will best serve the community in the future. Generally speaking, democratic
republics represent a regime dominated by the legislature, while authoritarian regimes are
dominated by the executive. The judicial power has not had the primacy for a long time, as
we have shown above. It found its earlier expression in the Christian monarchies. It is
frequently forgotten that the true ruler has always been the guardian of law and justice.
The most ancient monarchs -- the kings of the Bible -- came from the ranks of the judges.
St. Louis of France regarded the administration of justice as his noblest task. The same
principle can be seen in the many German "Palatinates," since the Count Palatine
(Palatinus) was the guardian of law and justice delegated by the King- Emperor. The
history of the great medieval monarchies shows that the legislative power of the king --
even of a king as powerful as Charles V -- was severely limited by local autonomies. The
same is true of the ruler's executive function. He was not, in the first place, a
law-giver or head of the executive; he was a judge. All other functions were subordinate,
and were only exercised to the extent necessary to make his judicial function effective.
The reason for this institutional arrangement is clear. The judge must interpret the
meaning of law and justice, and to do this he must be independent. It is essential that he
should not owe his position, his function, to any man. The highest judge, at least, must
be in this position. This is only possible under a monarchy. For in a republic, even the
highest guardian of the law derives his position from some other source, to which he is
responsible and on which he remains dependent to some extent. This is not a satisfactory
state of affairs. His most important task is not to pass judgment in actual legal
disputes, but to stand guard over the purpose of the State and natural law. Above all, it
is the task of the supreme judge to see that all legislation is in accordance with the
State's fundamental principles, that is, with natural law. The monarch's right to veto
legislation passed by parliament is a remnant of this ancient function...
The future form of the State will be something entirely new, something which will
represent principles of eternal validity in a form appropriate to the future, without the
errors of the past...
The hereditary character of the monarchial function finds its justification not merely in
the "professional" upbringing of the heir to the throne. Nor is it merely a
question of continuity at the summit of the political hierarchy, though such continuity is
highly desirable when it is a question of planning for generations to come. Its deepest
justification lies in the fact that the hereditary ruler owes his position not to one or
another social group, but to the will of God alone. That is the true meaning of the
frequently misunderstood words, "by the grace of God," which always signify a
duty and a task. It would be wrong for the ruler by the grace of God to regard himself as
an exceptional being. On the contrary, the words, "by the grace of God," should
remind him that he does not owe his position to his own merits, but must prove his fitness
by ceaseless efforts in the cause of justice.
While there is thus much to be said for a hereditary transmission of the supreme position
of the State, there is also one serious drawback, which has already been mentioned. If the
succession occurs automatically, there is the possibility that the throne will be occupied
by an incompetent. This is the greatest danger of the monarchial system. On the other
hand, this danger only dates from the period when the inflexible legitimism of Versailles
came into being, and the safeguards present in one form or another in most classical
monarchies disappeared. Such safeguards would therefore have to be built into any future
monarchical constitution. It would be wrong to hand this task over to political bodies, as
that would open the door to private interests. The decision should be left to a judicial
tribunal. The king, as the highest constitutional judge of the State, cannot exercise his
function in a vacuum. He will have to be assisted by a body representing the highest
judicial authority, of which he forms the head. It is this body which should pronounce on
whether a law or a regulation is constitutional, that is, in accordance with the purpose
of the State. When the ruler dies, the other judges will continue in office. It should be
their duty to pronounce on the suitability of the heir presumptive, and, if necessary, to
replace him by the next in succession.
The activity of the head of State will undoubtedly go beyond the purely judicial field. He
will have to control the executive, since it is his duty to see that the decisions of the
judicial power are carried out in practice. Nevertheless, all these tasks will remain of
secondary importance. It is in his judicial function that a twentieth-century monarch will
find his primary justification.

LMS - Copyright 1998 - All rights reserved.
LAST UPDATE ON JUNE 7th, 1999
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