Current Trends in Rock Art Theory


Chapter 2 Kevin L. Callahan, Anthropology Dept., U of MN


CHAPTER TWO

INTRODUCTION
This chapter explores the trends in northwestern European rock art theory since
World War Two. Many of the same issues and developments that occurred 
generally in archaeology have been  present during this period, both in 
northwestern European and in international rock art studies.  As Whitley and 
Loendorf (1994) have noted, archaeology during the last half of the nineteenth  
century responded to the positivist program by incorporating the geological 
principles of stratigraphy, uniformitarianism, Darwinian biological 
evolutionism, and cultural evolutionism. Philology was displaced and rock art 
research became marginal to a discipline increasingly focused on the techniques
of stratigraphic excavation (Whitley and Loendorf 1994:xi-xii). The struggle 
over the place of stylistic analysis as opposed to physical  approaches to 
dating rock art is at this moment a fiercely contested issue due to the 
temporarily halted, but threatened, flooding of the Coa Valley petroglyphs in 
Portugal, claimed to be stylistically of Upper Paleolithic age (Zilhao 1995; 
Dorn 1997). The body of ethnohistoric and archaeological evidence suggesting 
that rock art was made by shamen after vision experiences in many parts of the 
world has made David Lewis-Williams and Thomas Dowson’s (1988) 
"neuropsychological" model of rock art a predominant one at this time. The 
model has been "transplanted" to a European context in both France, Britain 
and Ireland. David Lewis Williams and Jean Clottes (1996) have suggested its 
application to the Upper Paleolithic caves in France, and Thomas Dowsen has 
physically moved from South Africa to the University of Southhampton to teach 
rock art. In Ireland, innovations on this model by Timothy Dronfield (1994, 
1996) suggest a statistical methodological approach is also possible. Richard 
Bradley (1989, 1993), has "transplanted" the North American concept of the 
sacred landscape (Molyneaux 1983) to northwestern Europe and has generated a 
reemphasis and a renewed focus on  the reconstruction of  past environmental 
conditions and the physical landscape. Bradley, Valcarce and Boado (1994) have 
undertaken a pilot study in Galicia, north-west Spain, viewing rock art 
research as a type of  landscape archaeology. An attempt at post-modern "text" 
based interpretation has been undertaken with regard to figurative rock art by 
Christopher Tilley (1991) with remarkably unconvincing results. In France, 
spectacular finds of new parietal art have demonstrated the importance of AMS 
dating for establishing chronology (Clottes 1996). Waller’s (1993) research 
suggests that cave paintings may have been deliberately placed in locations 
acoustically best suited for drumming and the playing of music.
 
THE "STYLISTIC" PERIOD AND "EVOLUTIONARY" THINKING IN TWENTIETH CENTURY ROCK 
ART STUDIES.
Whitley and Loendorf (1994) have argued that Mallery’s (1886, 1893) nineteenth 
century approach to rock art was very influential in rock art studies during 
most of this century. Since a formal evolutionary approach was at odds with 
theoretical trends in archaeology as a whole in the twentieth century, this 
helped lead to the marginalization of rock art research (Whitley and Loendorf 
1994:xii).

Julian Steward (1929,1937) adopted Mallery’s formal and classifactory approach 
in his rock art studies in the far west. Steward shunned the use of 
ethnographic information for interpretation as "speculative" (Steward 1937:405).
As indicated in chapter one, Steward would later reintroduce evolutionist 
thinking in archaeology in the 1950’s and 1960’s (Steward 1955).

Heizer and Baumhoff (1962) adopted the view that rock art followed an evolution 
from simplicity to complexity and introduced "hunting magic" as an explanation 
just as the French were rejecting it (Whitley and Loendorf 1994:xii). Later 
faunal analysis in France by Delporte (1984) indicated that the animals most 
represented in the Upper Paleolithic parietal art were not the animals used 
as food (e.g. ibex and horse). This certainly posed a problem for the 
persuasiveness of the hunting magic hypothesis.
 
The radiocarbon revolution and dendrochronology combined to marginalize rock 
art as an area of archaeology which fell out of the dateable record (Whitley 
and Loendorf 1994:xii).  For most of the past fifty years rock art has been 
dated stylistically and that is still the primary means available in many areas 
of the world. For example Johnston (1993) has pointed out that in Ireland:


The broad date range for rock art in Britain and Ireland which is generally 
accepted is based on stylistic affinities between rock art and various motifs 
in other, dateable contexts such as megalithic tombs and cist burials. . . . 
Over 90 % of motifs are circular, either simple cupmarks or cupmarks surrounded 
by concentric rings. Less than 10 % of motifs are based on single, or in 
combinations of, straight lines. . . . Irish rock art is generally considered 
to be later Neolithic in date, though perhaps extending into the earlier 
Bronze Age. This places it somewhere between 2500 - 1500 b.c." (Johnston 1993:
144-145).  

As Paul Bahn (1993) has noted, in 1940 after the Upper Paleolithic cave of 
Lascaux was discovered, the stylistic dating of the cave was done by the abbe 
Breuil and Denis Peyrony. When both reached the same conclusion that it was 
Perigordian, Breuil said to Peyrony "Topez-la" (its a deal), they shook hands, 
and the cave was Perigordian for 20 years. This period in rock art studies is 
in many respects analogous to the culture-history period for archaeology in 
general. Stylistic studies using the precedent of ceramic analysis, lithic 
analysis, and seriation, described and then dated rock art to different 
relative time periods based upon stylistic criteria. These stylistic 
chronologies were sometimes built on superficial characteristics and the 
assumptions and accuracy of some of that era’s work have been called into 
question by "absolute dating" developments since then (Clottes 1996), and a 
reexamination of the assumption that style necessarily reflects chronology 
(Johnston 1993:143). Proponents of the neuropsychological theory have pointed 
out that ethnohistorical sources indicate that different styles are made 
contemporaneously to reflect the different experiences encountered during 
altered states of consciousness (Whitley 1994:87-8). For example, incised 
and en toto styles may both be used  by contemporary rock artists. Whitley 
has urged caution regarding using a stylistic approach generally, and he has 
observed that studies of altered states of consciousness predict imagery that:


will change as an individual progresses through the three stages of trance. 
We should then expect a corpus of shamanistic art that may combine iconic and 
geometric motifs; incorporate polychromatic and monochromatic paintings, or 
fully pecked, outline-pecked, and fine line engravings; vary from simple to 
complex graphic imagery; exhibit considerable variation in graphic conventions 
(for example, solid outlining versus dotted borders); and include a relatively 
wide range of subject matter (for example, from "nonrepresentational" through 
zoomorphic and anthropomorphic themes). Instead of signaling different 
cultural-historical styles, that is, attributes such as these may be expected 
as the internal variation within a specific rock art style" (Whitley 1994:8889).

Whitley (1992:58-59) has advocated a realist, rationalist approach to 
scientific method for rock art studies instead of the mid-century logical 
positivist approach (Whitley and Loendorf 1994:xiii). In the 1980’s and 1990’s 
chronometric dating of rock art was developed, mostly in North America, by 
Ronald Dorn and David Whitley for petroglyphs (Dorn and Whitley 1983, 1984), 
and Chaffee, Hyman, and Rowe (1993) for pictographs.

In North America, the stylistic approach to rock art resulted in  large areas 
being divided into  stylistic regions (Grant 1983). Minnesota, for example, was 
placed at the center of three large rock art regions, the northern Woodlands, 
the Great Plains and the eastern Woodlands. The stylistic dating of petroglyphs
and correlation with datable excavation artifacts (where carbon 14 dating is 
available) still stands as the only means available for chronological 
classification in Minnesota because the bedrock has been tested, at least at 
the Jeffers site, and is not amenable to the absolute dating techniques used 
elsewhere (Whitley 1996; Lothson 1976). Using the presence or absence of copper
age tanged projectile points, lunate forms, and atlatls with finger loops and 
banner stones, is still the most reasonable dating method for this area.

The New Archaeology in the 1960’s with its emphasis on technology and 
environment did embrace the view that ideas and society were part of cultural 
processes but the study of processes over time and evolutionary process needed 
the control of chronology. Rock art was not able to provide exact dates and 
so a perception of the study of rock art as unscientific or unstudiable by 
scientific means seems to have been adopted by some (Whitley and Loendorf 1994:
xii).

In Scotland and northern England where the symbolism of Neolithic and early 
bronze age rock art consists mostly of variations on the geometric themes of 
cup and rings and radial grooves, a primarily descriptive and almost culture-
historical focus on recording, describing, and producing distribution maps was 
maintained (Morris 1977, 1979; Beckensall 1983). Morris was understandably 
concerned that there had been one hundred and fifty years of speculation about 
the meaning or function of this ambiguous rock art style and a plethora of 
suggestions had been made. No sustained theory or interpretation was attempted 
beyond the listing of over 100 possible explanations, weighted as to his own 
view of their plausibility. Little interpretation or explanation was undertaken
and little ethnohistoric information was reviewed. Morris made an excellent 
effort to compare the relationship and distribution of the rock art to the 
environment and landscape as it would have existed during in Neolithic Britain. 


The surprising recent discovery of "Cheddar Man," as well as a direct 
descendent who was still living in the same location some 8000 years later, 
indicates that the people and perhaps the ethnohistoric memories in Britain 
have not been totally obliterated by repeated invasions and migrations.

During the 1980’s and early 1990’s Ian Hodder (1992), as a postprocessualist, 
pointed out that although science might be appropriate in the analysis of the 
material side of "material culture," it was entirely inappropriate and 
ineffective for the analysis of the cultural side of "material culture" 
(Hodder 1992:8) Some processualists like Binford (1987) agreed that science 
was inappropriate to symbolic analysis, but then dismissed symbolic analysis.

A major advance in interpreting rock art, and in rock art theory and method, 
was made in the 1980's with the development of David Lewis-Williams and Thomas 
Dowson’s (1988) interdisciplinary neuropsychological model. This is an 
ethnographically informed "middle range" theory. They proposed that the 
neuropsychological model, which had been developed in South Africa, could be 
applied to Upper Paleolithic European rock art. Unlike the discredited idea 
of "sympathetic hunting magic," which Lewis-Williams argued was based on 
anthropologists’ "vague and misguided notions of ‘primitive mentality’ rather 
than reliable ethnography," the neuropsychological model was an explicitly 
anthropological model based upon ethnography, medical science, laboratory 
findings, and Homo sapiens shared neurology (Lewis-Williams 1982:430; 1988:
201-204). As a scientific model it made empirical predictions that could be 
tested against a rock art site, which gave a means of adjudicating between 
competing interpretations. Rationalist science and scientific methodology 
were thus applicable to the study of archaeological cognition. The 
ethnographically informed interpretation of the San rock paintings as the 
product of shamen who later depicted their visions and hallucinations during 
altered states of consciousness (ASC) designed to obtain power, turned out to 
have unexpectedly broad and global application. Ethnographies from around the 
world, frequently neglected by archaeologists in the past, now could be seen 
to refer directly  or through metaphorical references to the connection between 
shamen, vision quests, and rock art. The issues of epistemology, ontology, and 
metaphysics in archaeology that were the subjects of lengthy debates between 
processualists of the new archaeology like Binford (1987) and the post-
processualists like Hodder (1986), and Shanks and Tilley (1987) were  viewed 
as resolvable by Whitley (1992) if the post-processual criticisms of processual 
methodology were acknowledged as mostly correct, the need for scientific rigor 
and explanation sought by the New Archaeology was preserved, and a realist, 
rationalist approach was taken to analysis using scientific methodology to 
"achieve interpretive and symbolic explanations" (Whitley 1994:xv). Whitley 
viewed the neuropsychological and ethnohistoric approach to rock art studies 
of Lewis-Williams and Dowson (1988) to be at "the methodological forefront of 
archaeology in general" since it "has conjoined the opposing positions in this 
increasingly rebarbative debate" (Whitley 1994:xv). A cognitive archaeology 
which is to be scientific and hermeneutic "suggests that archaeology 
fundamentally is an interpretive endeavor, but one in which scientific method 
and heuristic play their part" (Whitley 1992:59).

Rock art is a physical remnant of prehistoric behavior related to subjective 
experiences and products of the human mind such as myths, institutions, beliefs,
etc. (Whitley 1992:61-62) Positivism’s emphasis on "immediately perceived" 
sense data was criticized by postpositivists or realists as too narrow since 
many material phenomena can only be indirectly observed, all sense data are 
theoretically informed, and science should not be defined as simply empirical 
or methodological since by necessity our senses incorporate presuppositions and 
generalities (ibid:64). Once it is acknowledged that humans fundamentally tend 
to perceive what they are looking for and frequently do not perceive what they 
are not educated to see, it becomes important to make presuppositions 
consciously explicit and subject to debate, or the unspoken and unexamined 
presuppositions become "embedded" into "the fabric of the field" e.g. the data 
(ibid.:65; Reed 1981:477). The positivist idea that one crucial falsifying or 
verifying test is possible has also been criticized as simplistic and therefore 
a method or means of validation based upon "inference to the best hypothesis" 
is needed since many ideas have evidence both confirming and disconfirming them 
(ibid.:65). If paradigm shifts occur when a new theory matches the empirical 
evidence better, implicit theoretical disputes may be masked by what appears to
 be an empirical and methodological debate.

A post-positivist philosophy of science does not "imply only a single approach 
to research" (ibid.:66). Rationalist cognitive archaeology has a goal and a set 
of principles for comparing rival theories and recognizes that ontological 
theories are "true or false by virtue of how the world actually is, independent 
of ourselves," but that scientific truth is "only progressively approximating 
the real truth per se" (ibid.:66-67). The set of principles for comparing rival 
theories include observational nesting or preserving past observational success 
of prior theories while improving upon them, fertility or guidance for future 
development, track record or the record of accumulated success of the theory, 
inter-theory support, smoothness or accounting for observational anomalies, 
internal consistency, compatibility with well-grounded metaphysical beliefs, 
and simplicity (Newton-Smith 1981; Whitley 1992:67).

Rock art theorists like Whitley, Lewis-Williams, Dowson, Clottes, and Dronfield 
have been ahead of archaeology as a whole in using anthropological, testable, 
rock art theories that model the relationships between human neuropsychology to 
rock art sites using good "middle range" theory that is grounded in the post-
positivist, realist, and rationalist philosophy of science. 

The renewed focus on ethnohistoric sources is also a part of this "theory based"
form of  anthropological archaeology, and so the post-modern crisis of 
confidence in social-cultural anthropology about the problem of doing 
ethnographic fieldwork is of some concern. Anthropologists have long 
recognized the problems of ethnography and the difficulties of obtaining 
accurate and understandable information about beliefs, values, and meanings 
directly from informants who may not be able to articulate meaning or beliefs, 
may use metaphoric language, may themselves misunderstand cultural symbols, 
may be disinclined to articulate them, or may intentionally mislead and make 
false statements (Whitley 1992:76). Geertz has even taken a position favoring 
observation of public events as a means of accessing cultural symbolic systems 
(Geertz 1973:17). Viewing ethnographic accounts critically and as a raw data 
set containing multiple sources can alleviate some of the concerns regarding 
the construction of truth that has caused the current crisis of confidence in 
post-modern ethnography. Ethnohistoric accounts exist in Scotland, northern 
England, Finland, Norway, France, etc. that address the meaning of cupmarks. 
Up to this point they have been largely ignored and have rarely been used even 
by the anthropological archaeologists.


STYLISTIC ANALYSIS VS. ABSOLUTE DATING 

The entry of desert varnish, carbon 14, Accelerated Mass Spectrometry (AMS), 
thermoluminescence, and chlorine 36 dating has been heralded (perhaps 
prematurely) as causing  a "Post-stylistic" era in the study of rock art, with 
conferences and publications (e.g. Bahn 1993) that discuss the effect of 
absolute dating techniques on the primary place that stylistic analysis has 
had in the study of rock art. In stating his opinion that the Coa Valley 
petroglyphs, "discovered" in November 1994, were of recent age, Robert Bednarik 
(1995) even entitled his article in the journal Antiquity: "The Côa petroglyphs: 
an obituary to the stylistic dating of Palaeolithic rock-art." The obituary may
have been premature however because João Zilhão (1995) who wrote the opposing 
article entitled: "The stylistically Palaeolithic petroglyphs of the Côa valley
(Portugal) are of Palaeolithic age: a refutation of their 'direct dating' to 
recent times" got the dam that would have flooded the paintings stopped, at 
least temporarily. 

Several of the most important people in rock art studies have given opinions on 
whether or not the petroglyphs are from the Paleolithic period. Those 
indicating that they are stylistically Paleolithic in age include Bahn (1995);
Clottes et al. (1995); Zilhão (1995);  and Züchner (1995). On the other side 
of the argument are the radiocarbon results of Watchman (1995; 1996) and the 
microerosion arguments of Bednarik (1995a; 1995b; 1995c; 1995d)  suggesting a 
more recent age. One might ask whether or not the dam should not be stopped 
anyway, even if they are of a more recent age, but the era the paintings were 
made seems to be a determinative factor in whether or not the dam will be built.
 

The accuracy of various dating methods has been a subject of heated and public 
controversy. For example, Ronald Dorn (1997), who pioneered desert varnish 
dating, has recently taken the position that microscopic carbon 14 dating of 
the Coa petroglyphs in Portugal is not reliable because the layer of silica 
that forms over the trapped carbon is permeable. He and Alan Watchman produced 
similar dates based upon carbon 14 based tests of small samples but Dorn has 
argued that the dates are not reliable because of this newly discovered fact. 
In his 1997 article he indicates the technique is not reliable because of, 
"evidence for the addition of younger carbon in an open system, and evidence 
of contamination from older sources of carbon." (Dorn 1997). Using another 
approach based upon a different technique Phillips et al. (1997) have concluded
that the "panel faces in the Côa valley, Portugal, were available for 
engraving during the Upper Palaeolithic, according to 36Cl exposure ages of 
16,000 to 136,000 years." 

ROCK ART STYLE AND EVOLUTIONARY THEORY
The early assumptions of a linear stylistic evolution in Paleolithic art was 
already being criticized by Garcia (1993) before the recent dateable finds at 
Chauvet of early advanced artistic techniques. Garcia pointed out that: 

the stylistic method ‘obliges’ the figures being studied to be constrained by 
hypothetical, evolutive ‘formal rules’ whose credibility is the basis of the 
fundamental methodology. Any alteration, variation or undervaluation of these 
formal rules invalidates the method completely, as it destroys the framework 
supporting the whole deductive-chronological process of the relationship 
betweenstyle and date (Garcia 1993:37).
COSQUER, CHAUVET, AND THE USE OF AMS DATING TO COUNTER CLAIMS OF FRAUD BASED 
UPON STYLISTIC ANALYSIS.
Several very significant Upper Paleolithic caves have been found in southern 
France during the past few years including, the now famous, Cosquer and Chauvet 
caves.  AMS dating techniques have been used at both of these sites by Jean 
Clottes et al. (1995) with great effect to verify the age of the caves and 
refute persons who claimed the paintings were fakes on the "stylistic" ground 
that the artists were too sophisticated and therefore had to be modern. At 
Chauvet cave three AMS samples were taken from animal paintings and were dated 
to around 31,000 BP (Clottes et al. 1995). It was initially argued, for example, 
that no Upper Paleolithic artist could have done the paintings at Chauvet 
because they show an understanding of perspective. AMS dating of many paintings 
and the circumstances of the finds conclusively established their Upper 
Paleolithic age (Clottes et al.1995). The AMS technique involved physicists 
removing about half a milligram of charcoal directly from the painting. Since 
1990, twenty-five dates from paintings in five caves including Chauvet, Cosquer,
Cougnac, Le Portel, and Niaux have been taken and several caves dated to other 
time periods by other methods have been corrected. The French are also 
refocusing their studies from the paintings to the context of the cave and 
environmental questions which have often been overlooked in the past (Clottes 
1996:184-185). Examination of the paintings by ethologists, or animal 
specialists, have given new insights into the degree of familiarity Upper 
Paleolithic people had with the animals they lived with e.g. conceptually 
these are not broadly generic bison but show, for example, "the aggressive 
male bison, the young bison playing, the dead adult," etc. (Clottes 1996:188). 
For Clottes: "Shamanism provides a framework which makes more sense of this 
art (Lewis-Williams & Dowson 1988) than any of the previous explanatory 
theories" (Id.). 

In 1996, Jean Clottes and David Lewis-Williams wrote a short piece explaining 
their collaboration and explicitly stated the elements of their theoretical 
approach in interpreting some of the Upper Paleolithic caves in France.

We accept that ethnographic analogy is unavoidable. Refusal to use any 
ethnographic analogy merely forces researchers to fall back on unacknowledged 
Western notions of art and artists. But we certainly do not suggest that any 
single analogy will illuminate 20,000 years of the making and meaning of Upper 
Palaeolithic art. Instead, we are developing multiple analogies that will
build on the San analogy and piece together a complex hypothesis to account 
for the diversity and historical progression of Upper Paleolithic art. New 
interpretations deriving from this work are being judged by their internal 
consistency, the quantity and diversity of data they explain and their 
heuristic potential. Above all, our interpretations are linked to the Upper 
Palaeolithic by human universals and what philosophers call strong relations 
of relevance (Wylie 1988) (Clottes & Lewis-Williams 1996:138).
Clottes and Lewis-Williams are looking for images that are broadly shamanic and 
are trying to separate those from images "that may be better explained by some
other hypotheses" (Id.). They are also "studying the different uses to which 
parts of the caves may have been put" (Id.) In their view, a moratorium on 
interpretation of the Upper Paleolithic caves occurred after structuralist 
approaches collapsed following the death of Leroi-Gourhan in 1986. As they put 
it: "Researchers had already begun to doubt the philosophical foundations of 
his work and also its empirical content. Understandably enough, a new wave of 
research emphasized a need to return to the data, and interpretation took a 
back seat" (Clottes & Lewis-Williams 1996:137). Clottes and Lewis-Williams are 
now attempting to renew interpretation of the cave art.

The history of interpretation of the Upper Paleolithic caves has undergone many
transformations during this century. Before cave art was accepted as authentic,
near the turn of the century, portable art objects in the 1860’s et seq. were 
considered leisure time aesthetic "art" objects (Jolly and White 1995:389). 
Solomon Reinach (1903) drew ethnographic analogies to living groups and beliefs 
such as Australian "totemism," and hunting magic. Reinach’s idea was taken up 
by Abbe Henri Breuil (1952) who viewed the caves as settings for rituals about 
increase, hunting, and adolescent initiation. Leroi Gourhan attempted to 
eliminate all ethnographic analogy and instead turned to "internal analysis,"
and the model of a binary, symbolic mythogram, and sexual structuralism. Ucko 
and Rosenfeld (1967) maintained that monocausal explanations were probably too
simplistic and that the images may have had multiple meanings and a complex 
significance. Delporte (1984) pointed out that, if the art was for the purpose 
of hunting magic, it was surprising that the species painted bear so little 
relationship to the animals shown by faunal analysis to be the one’s eaten. 
Following Leroi Gourhan’s death in 1986 there was a kind of cessation of 
interpretation and a new focus on reexamining empirical data without 
interpretation (Clottes & Lewis-Williams 1996:137). Alexander Marshack (1972) 
contended that some portable objects incised with notational dots and markings 
were records to keep track of lunar time. His assumptions have been criticized 
by several researchers (White 1982; D’Errico 1989; O’Farrell and White, 1994).
Pfeiffer (1983) suggested that the cave experience, with its three dimensional 
paintings, sensory deprivation, fearful setting, flickering lights that made 
the paintings appear to move (and the animals appear to breathe), all caused 
the visitor to have a heightened sensory experience. Lewis Williams and Dowson 
(1988) suggested that entoptic imagery existed in these cave sites which 
suggested that they may have been made by shamen recording their vision 
experiences. Others have tested those pigments that were chewed and then spit 
onto the wall to make negative hand prints and observed that the substances 
used could cause neurological damage. Waller (1996) has reported research 
results suggesting that the location in the caves where the paintings are 
located are also the locations where the caves are most musically resonant. 
Bird flutes have been found at the base in the dirt suggesting the possibility 
that this was the first "chamber music." It would not be surprising if the 
current collaboration between Clottes and Lewis-Williams (1996) yielded another
interesting theoretical model. They have written that: "Researchers are 
realizing that empirical work without some explicit guiding theory or 
hypothesis is problematic" (Clottes & Lewis-Williams 1996:137). Clottes has 
recently traced  the history of theoretical models and current trends in 
methodology with regard to the French caves during the twentieth century 
(Clottes 1996). In addition to the paintings the soft cave materials have 
become an object of study because they preserve footprints (and the speed of 
walking or running), hand prints, remains from "fires, torches, bones discarded 
after meals, [and] lost tools." (Clottes 1996:187) Also "various deposits of 
objects on the ground or in cracks of the walls, such as teeth of bear or other
animals, . . . shells, flints or antlers, may sometimes testify to ritual 
practices" (Id.).


This trend towards looking more closely at the soft preserved 
materials inside caves has resulted in new terminology. Faulkner 
and Simek (1996) reported on a series of caves in east Tennessee  
that were discovered with rock art from the Mississippian culture 
that are now called "mudglyphs." These are images drawn 
with fingers on mud, clay and other soft material. The imagery 
was recognizable from other sources and demonstrated the 
possibility of finding "art" in materials, softer than rock, that 
are well preserved deep in caves. Their cave was also referred 
to as "1st Unnamed Cave" because there is nothing blocking 
the entrance or protecting the site yet. Locatoring information 
was therefore deleted or generalized and seems to be a current trend.

JEREMY DRONFIELD AND THE ROCK ART OF IRISH PASSAGE GRAVES
 Jeremy Dronfield who is working in Ireland with the neuropsychological 
model has added a statistical component to the theory using 
associational and distributional indexes of characteristics
 such as the position of circles and entoptic related phenomena 
found in the rock art (Dronfield 1993; 1996). Dronfield has 
explicitly turned to the "vortex or tunnel experience" commonly
 encountered in altered states of consciousness and described in 
near death accounts to explain the appearance of circles found 
in association with the dead in Irish passage tombs (Dronfield 
1996). Neurological research suggests the spiral or vortex 
phenomenon occurs in human beings with spontaneous firing of 
specific neurons in the V5 or medial superior temporal area of 
the visual cortex (Dronfield 1996:40). The tunnel experience is 
also obviously a physically real experience for those charged 
with bringing the dead down the narrow tunnels to the back of 
the passage tomb-a physically tangible underground realm of the 
dead that was still accessible through a tunnel allowing access 
and reemergence from a real underworld of one’s ancestors. The 
passage tombs may be an attempt to physically reconstruct a 
mental journey or experience. Based upon the distribution of 
the concentrics, Dronfield concluded that the concentrics inside 
the Irish passage tombs were not simply representations of past 
passages but "signified the locations of points of access to 
other worlds" (i.e. for the living and the dead)(ibid.:54). In 
Dronfield’s view this would make the tombs more than just bone 
repositories or places for "ritually enacted communication with 
the dead. They were places where, through myth, ritual and 
manipulation of the central nervous system, people were able to 
travel between dimensions, interact with ancestors and other 
spiritual beings and witness firsthand the making of their 
contextually constructed worlds" (Id.). Richard (1992) working 
in Orkney, Scotland has suggested that the passage down the 
passage tomb structure symbolized the journey towards the 
otherworld and the back stone was the portal which could only 
be passed through after death. Having personally crawled through 
several of these tunnels, I would have to say that it is an 
experience not easily forgotten and it seems reasonable that 
these tombs phenomenologically invoked feelings and perceptions 
which are reconstructable today.  A more phenomenological 
approach focused on envisioning the landscape as it would have 
been during the Neolithic has also been suggested by Richard 
Bradley working at rock art sites in north-west Spain, and the 
British Isles (1989, 1994). The concept of a sacred landscape 
is an old conception of the landscape in North American rock art 
studies (Dewdney 1975, Molneaux 1983).
Christopher Tilley (1991) has attempted a post-modern textual 
reading of the rock art at Namsforsen with rather unpersuasive 
results. Some of the anthropomorphs he interpreted look to me 
like they match well known postures in metal art that have known 
myths and stories attached to them that Tilley was apparently 
unaware of. As Lewis-Williams has pointed out, the literary text 
metaphor also should not be taken too far, and may even be 
misleading just as the similar secular metaphor of reading an 
archaeological "record" may be misleading. Literary texts can 
have more than one reading and records often do not, but even 
literary texts do not have an infinite number of readings. As 
the South African ethnographies reveal, the relationship of rock 
art  is not just to other rock art beside it (as in a "textual" 
grammatical sentence) but has a three dimensional relationship 
to the rock. The San  rock artist  sometimes indicated that they
 were commemorating a journey into the rock itself. This three 
dimensionality is not particularly encompassed in the metaphor 
of text (Lewis-Williams 1995:3-4). Lewis-Williams eschewed the 
relativist textual metaphor and instead turned to Bernstein 
(1983) and Wylie’s (1989) metaphor of  reinforcing strands of 
evidence as opposed to the positivist chain of evidence. San 
rock art, ethnography, and medical research on neurologically 
generated mental imagery make up the three strands of his 
argument which both reinforce and constrain the explanation that 
can be given of a painting. 
Like Lewis-Williams, Colin Renfrew (1993:249) has also been 
"deeply sceptical of the claims by some non-processual 
archaeologists to reach the meaning, in a specific context, of 
individual symbols" and the interpretive or hermeneutic approach
 "sometimes offers supposed insights which cannot readily be 
distinguished from entirely imaginative and unbridled exercises."
  It is not clear what methodology Renfrew supports, although he 
has suggested a listing of traits that are indicators of ritual 
and religion at archaeological sites (1993).
Cognitive archaeology is also a concern of those working with 
hominid evolution and the reasons for the Upper Paleolithic 
"symbolic explosion" of art, song, dance, and ritual. Chris
 Knight, Camilla Power and Ian Watts (1996) have used neo-
Darwinian theory to approach questions of when our hominid 
ancestors became symbolic. They postulate that every human has 
internalized a copy of a communal map learned "through exposure 
to ritual,  art, and other external stores" and that archaic 
Homo sapiens females found cosmetic menstrual signaling to be 
of value "to attract and retain male support" (Knight et al. 
1996:81).  Females used a "sex strike" against those males not 
returning home with meat. In their neo-Darwinist view the 
significance of red in rock art and the use of ochre as the 
species evolved was then related to blood, hunting, and 
menstruation as a signal of upcoming female fertility.
JINMIUM, AUSTRALIA AND THERMOLUMINESCENCE DATING OF ROCK ART
In the December 1996 issue of Antiquity, Fullagar, Price and 
Head published the results of their thermoluminescence (TL) 
dating on cupmarks and other artifacts at the base of a 
sandstone rock shelter at the Jinmium site in northern Australia.
 The lowest pecked mark was found 97 cm below the ground surface 
on a piece of sandstone that had spalled off and was buried. 
Other artifacts and human occupation in the area were dated to 
at least 116,000 BP +/- 12,000 years. The rock engraving or 
cupmarks were dated to earlier than 58,000 years. Besides 
rewriting the dates for the earliest occupants of Australia, 
this research showed the possibilities of obtaining early dates 
at the base of rock shelters (or boulders) and the applicability 
of TL dating to sites where C14 dating would not be able to go
 back far enough in time because of the length of its half-life.
 TL dates are still controversial and are considered somewhat 
experimental by some archaeologists.Christopher Chippendale, 
the editor of Antiquity, who had taken some criticism for 
publishing the Jinmium, Australia findings, wrote extensively 
in his December 1996 Antiquity editorial how the long, medium, 
and short chronologies for Australia had all been published in 
Antiquity and he was doing his job in publishing the report from 
Fullagar, Price, and Head.
Fullagar, Furby, and Hardy (1996) reported that after the SAA 
meeting in New Orleans there was a growing consensus with regard 
to the possibility of obtaining useful information from residues
 on stone artifacts such as identifying blood, plant material, 
DNA residues and identification of the species that made up the 
residue. This would have  obvious implications for rock art 
sites with stone artifacts, paint and pigments, brushes, etc. 
and in the future should increase the number of techniques 
available for dating rock art sites.

CONCLUSION
The current dominant trends in rock art theory in northwestern 
Europe suggest continuing development and refinement of a multi-
strand evidentiary approach with a realist rationalist 
underlying philosophy of science that is dubious of extreme post-m
odernist relativism or the literary metaphor of reading rock art 
simply as a "text." Improvements in the use of ethnography, 
statistics, and the incorporation of research from other fields, 
such as research in medicine and ethology, suggest a theoretical 
approach that promotes testable hypotheses and a middle range 
theory grounded in anthropology. On a theoretical level, this 
approach respects and incorporates both the universal 
neurological and biological elements that humans share as the 
last of the hominid species, and the "culturally specific 
perceptions of those elements, as mediated by individuals in 
specific historical and political circumstances" (Lewis-Williams 
1996:19). This theoretical approach is not pessimistic about 
recovering broad meanings in rock art, and is optimistic about 
being able to discriminate against interpretations that are 
outside the restraining influence of the  evidentiary strands 
that produce the testable predictions. With Dronfield’s 
refinement to the Lewis-Williams and Dowson "middle range" 
methodology, motifs and symbols can be described statistically. 
Further refinements to this dominant theoretical model can be 
expected as it is applied and tested against more rock art sites 
in northwestern Europe.
 
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