[This will appear in Sunday's Magazine section 11/10/02)  

The Not-So-Crackpot Autism Theory

By ARTHUR ALLEN


Neal Halsey's life was dedicated to promoting vaccination. In June 1999,
the Johns Hopkins pediatrician and scholar had completed a decade of
service on the influential committees that decide which inoculations
will be jabbed into the arms and thighs and buttocks of eight million
American children each year. At the urging of Halsey and others, the
number of vaccines mandated for children under 2 in the 90's soared to
20, from 8. Kids were healthier for it, according to him. These simple,
safe injections against hepatitis B and germs like haemophilus bacteria
would help thousands grow up free of diseases like meningitis and liver
cancer.

Halsey's view, however, was not shared by a small but vocal faction of
parents who questioned whether all these shots did more harm than good.
While many of the childhood infections that vaccines were designed to
prevent -- among them diphtheria, mumps, chickenpox and polio -- seemed
to be either antique or innocuous, serious chronic diseases like asthma,
juvenile diabetes and autism were on the rise. And on the Internet,
especially, a growing number of self-styled health activists blamed
vaccines for these increases.

Like all medical interventions, vaccines sometimes cause adverse
reactions. But unlike pills, vaccines come packaged with high
expectations, which make them particularly vulnerable to public
criticism. Vaccines don't cure people, and they are administered to
healthy children, which gives them few opportunities for good press.
When they work, nothing happens. When vaccinated children become ill,
their parents are grief-stricken and often enraged, even if vaccines
aren't proved to be at fault. All of this puts public-health advocates
like Halsey on the defensive. Most attacks on vaccines, they say, are
based on hysteria, bad science and dubious politics.

Halsey, 57, has green eyes, a white beard that makes him look like a
ship's captain and an air of careful authority. As chairman of the
American Academy of Pediatrics committee on infectious diseases from
1995 through June 1999, he often appeared in the media administering
calm reassurance. ''Many of the allegations against vaccines,'' Halsey
said in one interview, ''are based on unproven hypotheses and causal
associations with little evidence.''

And then suddenly in June 1999, during a visit to the Food and Drug
Administration, a squall appeared on the horizon of Halsey's
confidence.
Halsey attended a meeting to discuss thimerosal, a mercury-containing
preservative that at the time was being used in several vaccines --
including the hepatitis B shot that Halsey had fought so hard to have
administered to American babies. By the time the dust kicked up in that
meeting had settled, Halsey would be forced to reckon with the
hypothesis that thimerosal had damaged the brains of immunized infants
and may have contributed to the unexplained explosion in the number of
cases of autism being diagnosed in children.

That Halsey was willing even to entertain this possibility enraged some
of his fellow vaccinologists, who couldn't fathom how a doctor who had
spent so much energy dismantling the arguments of people who attacked
vaccines could now be changing sides. But to Halsey's mind, his actions
were perfectly consistent: he was simply working from the data. And the
numbers deeply troubled him. ''From the beginning, I saw thimerosal as
something different,'' he says. ''It was the first strong evidence of a
causal association with neurological impairment. I was very
concerned.''



The investigation into mercury vaccines was instigated in 1997 by
Representative Frank Pallone Jr., a New Jersey Democrat whose district
includes a string of shore towns where mercury in fish is one of many
environmental concerns. Pallone, who had been pressing the government
to
reevaluate its overall guidelines on mercury toxicity, attached an
amendment to an F.D.A. bill requiring the agency to inventory all
mercury contained in licensed drugs and vaccines.

The job of adding up the amount of mercury in vaccines and assessing
its
risk fell to Robert Ball, an F.D.A. scientist, and two F.D.A.
pediatricians, Leslie Ball, Robert's wife, and R. Douglas Pratt.
Thimerosal, which is 50 percent ethyl mercury by weight, had been used
as a vaccine preservative since the 1930's in the
diphtheria-tetanus-pertussis shot, known as D.T.P., and it was later
added to some vaccines for hepatitis B and haemophilus bacteria, which
by the early 1990's had become routine immunizations for infants.

The F.D.A. team's conclusions were frightening. Vaccines added under
Halsey's watch had tripled the dose of mercury that infants got in
their
first few months of life. As many as 30 million American children may
have been exposed to mercury in excess of Environmental Protection
Agency guidelines -- levels of mercury that, in theory, could have
killed enough brain cells to scramble thinking or hex behavior.

''My first reaction was simply disbelief, which was the reaction of
almost everybody involved in vaccines,'' Halsey says. ''In most vaccine
containers, thimerosal is listed as a mercury derivative, a hundredth
of
a percent. And what I believed, and what everybody else believed, was
that it was truly a trace, a biologically insignificant amount. My
honest belief is that if the labels had had the mercury content in
micrograms, this would have been uncovered years ago. But the fact is,
no one did the calculation.''

Making matters worse, the latest science on mercury damage suggested
that even small amounts of organic mercury could do harm to the fetal
brain. Some of the federal safety guidelines on mercury were relaxed in
the 90's, even as the amount of mercury that children received in
vaccines increased. The more Halsey learned about these mercury
studies,
the more he worried.

''My first concern was that it would harm the credibility of the
immunization program,'' he says. ''But gradually it came home to me
that
maybe there was some real risk to the children.'' Mercury was turning
out to be like lead, which had been studied extensively in the homes of
the Baltimore poor during Halsey's tenure at Hopkins. ''As they got
more
sophisticated at testing for lead, the safe level marched down and
down,
and they continued to find subtle neurological impairment,'' Halsey
says. ''And that's almost exactly what happened with mercury.''

Halsey was beginning to think that it would be prudent to limit
thimerosal-containing vaccines and urge pediatricians to use
thimerosal-free shots when possible. But his decision inflamed some of
his peers. After all, although the thimerosal data was worrisome to
Halsey, the available science offered no clear proof that the
preservative posed a genuine danger to children when given in parts per
million. Moreover, it wasn't clear that there were enough
thimerosal-free vaccines available for diseases like pertussis and
hepatitis B. Should an unproven fear justify the cessation of a
procedure that protected children from proven dangers?

Halsey looked into the matter further and found only complexity. In the
medical literature, most cases of acute mercury poisoning result from
doses hundreds or thousands of times higher than what infants received
with thimerosal-laden vaccines. And although the thimerosal levels in
vaccines exceeded the E.P.A.'s guidelines for methyl mercury,
thimerosal
contained ethyl mercury, a compound that behaves somewhat differently
in
the body. The E.P.A. based its guidelines on a series of studies of 917
children born in 1987 in the Faeroe Islands, a windswept North Atlantic
archipelago, to women who ate methyl-mercury-tainted whale meat. The
Faeroes children, whose umbilical cord blood averaged four times the
E.P.A.'s daily ''safe'' dose -- which was 0.1 micrograms per kilo --
exhibited small but measurable neurological deficits seven years later.
They had slower reaction times and diminished attention spans and their
word choice and memorization were less keen than those of their
classmates who had been exposed to less mercury, according to Philippe
Grandjean, a Danish researcher who leads the continuing Faeroes study
and teaches at Boston University.

During most of the 90's, many American 6-month-olds received a total of
187.5 micrograms of ethyl mercury through vaccination. While the
Faeroes
children were exposed to mercury as developing fetuses, and therefore
were more vulnerable than the vaccinated American infants, the American
babies included about 60,000 each year who had already been exposed to
high mercury levels because their mothers had eaten a lot of
contaminated fish. What's more, hundreds of thousands of Rh-negative
pregnant women and their unborn Rh-positive babies received additional
thimerosal each year through injections designed to keep the mothers'
immune systems from attacking the fetuses.

The Faeroes studies, though they dealt with methyl mercury, unnerved
Halsey. Other researchers were troubled, too. George Lucier, a
toxicologist who led a 1998 White House review of mercury's dangers,
went so far as to say it was ''very likely'' that thimerosal had
damaged
some children. There was precious little data to back up that precise
suspicion -- and little to dismiss it -- because of the lack of
toxicology research on ethyl mercury.

On July 7, 1999, at Halsey's urging, the American Academy of Pediatrics
and the Public Health Service released a statement urging vaccine
manufacturers to remove thimerosal as quickly as possible and advising
pediatricians to postpone giving most newborns the birth dose of the
hepatitis B vaccine. The decision, which helped to create vaccine
shortages and led some babies to become infected with hepatitis B,
outraged some senior vaccine experts. Walter Orenstein, director of the
National Immunization Program at the Centers for Disease Control and
Prevention, would charge that the rush to remove thimerosal-containing
vaccines was ''precipitous.'' Stanley Plotkin, a renowned vaccine
developer, said that it was fruitless to try to soothe vaccination
critics. ''If antivaccinationists did not have mercury, they would have
another issue,'' he said at one meeting. ''One cannot prevent them from
making hay regardless of whether the sun is shining or not.''

In Halsey's view, however, thimerosal wasn't simply a bone for rabid
vaccine opponents to gnaw on. In the middle of that hectic summer he
took a vacation in Maine. Canoeing on a lake, he came across posters
that advised fishermen to ''protect your children -- release your
catch.'' Halsey took that message to heart. If the government was
warning people against eating fish with mercury, he asked his
colleagues, ''does it make sense to allow it to be injected into
infants?''

Although other vaccinologists criticized Halsey, many of his colleagues
rallied around him. ''Neal put kids ahead of the vaccination program,
which was gutsy,'' says Lynn Goldman, a former E.P.A. official who has
been on the Hopkins faculty since 1999 and worked with Halsey on
thimerosal. ''It would have been easier for him to line up on the other
side.''

Few scientists believe that the spike in autism could have been caused
solely by the thimerosal in vaccines, but in October 2001, a
vaccine-safety committee at the starchy Institute of Medicine confirmed
that it was ''biologically plausible'' -- though by no means proved --
that thimerosal could be related to neurodevelopmental delays in some
children. The committee recommended that thimerosal be removed from
vaccines and called for extensive research to determine any damage it
had caused.

Halsey's fellow researchers were right about one thing. Antivaccine
advocates immediately seized upon the thimerosal theory, and Halsey
became something of an unwilling hero to the vaccine-safety advocates
with whom he had so often sparred. In fact, thousands of parents with
autistic children have responded to the Institute of Medicine report by
filing lawsuits. Michael Williams, who has won millions in toxic tort
settlements from pharmaceutical companies, was among the first lawyers
to sue vaccine manufacturers, on behalf of William Mead, a 4-year-old
Portland, Ore., boy with autism. Williams also filed a separate
class-action lawsuit with William's healthy older sister, Eleanor, as
lead plaintiff, demanding that vaccine makers also pay for studies to
determine thimerosal's effects on millions of children who might have
lower I.Q.'s or other less obvious signs of mercury poisoning. Past
studies have shown that mercury's effects vary tremendously from person
to person, presumably because of genetic differences in the body's
capacity to protect delicate organs from it.

''In order to win the Eleanor lawsuit you need to establish liability,
but I don't think that is going to be that hard,'' Williams said in a
recent chat in his Portland office. ''Organic mercury is a very serious
neurotoxin.''

Williams embodies the vaccine establishment's worst fear about Halsey's
course of action -- which is that taking the precautionary step of
eliminating thimerosal would be read as an admission of fault. ''The
agenda was set by the lawyers and the antivaccine activists,'' a source
close to a number of manufacturers complained to me. ''The scientists
responded to it scientifically, and that put them behind the eight ball
right away. You had Neal Halsey running around saying: 'We've got to do
something! We've got to show we're concerned!'''

Paul Offit, a vaccinologist at the Children's Hospital of Philadelphia,
takes it a step further. ''In some instances I think full disclosure
can
be harmful,'' he says. ''Is it safe to say there is zero risk with
thimerosal, when it is remotely possible that one child would get sick?
Well, since we say that mercury is a neurotoxin, we have to do
everything we can to get rid of it. But I would argue that removing
thimerosal didn't make vaccines safer -- it only made them perceptibly
safer.''

For Halsey, thimerosal injury is a possibility that must be addressed
--
but by science, not by the courts. The scientific agenda, however, is
already deeply politicized. From the start, the C.D.C.'s efforts to
examine the possibility of thimerosal damage became snarled in
acrimony.
Critics of the vaccination system don't trust the C.D.C., which
monitors
evidence of adverse reactions to vaccines through the Vaccine Safety
Datalink, a computerized set of 7.5 million medical records. Safe
Minds,
an advocacy group of parents who believe that their autistic children
were damaged by thimerosal, has used the Freedom of Information Act to
obtain documents showing that as early as December 1999 the C.D.C. had
reason to believe that thimerosal caused developmental delays in some
children. It was far from conclusive evidence, but vaccine critics
charged that the C.D.C. tried to play it down. One of those critics was
Dan Burton, a Republican congressman from Indiana, who says he firmly
believes that his grandson's autism is a result of vaccines. ''I'm so
ticked off about my grandson, and to think that the public-health
people
have been circling the wagons to cover up the facts!'' Burton fumed at
a
June hearing. ''Why, it just makes me want to vomit!''

What comes through in an examination of the documents uncovered by Safe
Minds is less a cover-up than an impression of scientists anxiously
watching over their shoulders as they work. One document, for example,
records comments made by Robert Brent, a Philadelphia pediatrician who
served as a consultant for the thimerosal study. ''The medical-legal
findings in this study, causal or not, are horrendous,'' Brent said.
''If an allegation was made that a child's neurobehavioral findings
were
caused by thimerosal-containing vaccines, you could readily find a junk
scientist who would support the claim with a reasonable degree of
certainty. But you will not find a scientist with any integrity who
would say the reverse with the data that is available. . . . So we are
in a bad position from the standpoint of defending any lawsuits if they
were initiated.''

More research is in the works. The C.D.C. is setting up a study of
neurodevelopmental effects based in part on the Faeroe Islands model.
The N.I.H. is financing studies of thimerosal metabolism in animals and
children. (An early University of Rochester study was reassuring: it
indicated that children eliminate thimerosal much more quickly than
expected.)

Clearly, a lot is riding on this research, and pressure is being
brought
to bear on both sides. Can the vaccine authorities accept a positive
answer? Can the vaccine opponents accept a negative one? ''No one wants
to think that harm might have been done,'' Halsey says. ''I don't want
to think harm might have been done.''

American children still receive up to 20 vaccines in the first two
years
of life. The first symptoms of autism often appear between the ages of
12 and 24 months. Most autism experts say that the two facts are
coincidental, but as a major California study recently confirmed,
autism
is being diagnosed in numbers far higher than ever before, suggesting
that a nongenetic cause may be partly to blame. In some children, the
behavioral traits of autism present themselves along with physical
problems like sensory dysfunction and motor disorders that have rough
correlates in the mercury-poisoning literature. For some parents,
thimerosal provides a grand unifying theory that squarely points the
finger at the government and vaccine makers.

During much of the 20th-century, children suffered from an ailment
called pink disease, which caused peeling skin on the extremities as
well as regressive behavior. In 1948, a keen-eyed Cincinnati
pediatrician named Josef Warkany noticed a common risk factor in these
children: they had all been given teething powders containing calomel,
a
mercury derivative. Only about 1 in 500 children whose parents gave
them
calomel got pink disease -- suggesting that a constitutional
vulnerability to mercury was part of the clinical picture. Soon after
the powders were taken off the market, pink disease disappeared.

Autism is a global phenomenon that was first reported in America in
1943, long before the potential dangers of thimerosal vaccines were
raised. Removing the preservative won't -- even in the best case --
eliminate the illness. But scientists estimate that the current rate of
autism in its various forms might be as high as 1 in 500. If the autism
trend begins to recede now that thimerosal has been removed, it could
certainly suggest a cause. If it does decline, we might have Neal
Halsey
to thank. If it doesn't, his colleagues in the vaccine establishment
may
blame him for stoking an irrational protest from the public.

Halsey, who still heads the Hopkins Institute for Vaccine Safety, which
he was a founder of in 1997, is on the fence. ''I don't believe the
evidence is convincing now that there has definitely been harm done by
thimerosal,'' he says, absently stroking his balding head. But to keep
the vaccine program on a steady keel, Halsey says, the public-health
authorities simply must follow through with the studies and face the
consequences without flinching. If there is damage, he says, ''there
should be some kind of compensation, though I don't know how.'' He
pauses, and sighs. ''I empathize with families of children with these
disorders. How are you going to put dollar values on that?''

Arthur Allen lives in Washington and is working on a history of
vaccination.