ARTFUL INQUIRY: A SYMBOLIC CONSTRUCTIVIST APPROACH TO
SOCIAL SCIENCE RESEARCH
David Barry
University
of Auckland
In
Qualitative Inquiry (V2, #4:411-438)
Correspondence
concerning this article should be addressed to David Barry, Department of Management
& Employment Relations, University of Auckland, Private Bag 92019,
Auckland, New Zealand. Email:
d.barry@auckland.ac.nz; Fax: (64-9) 373-7477; Voice: (64-9) 373-7999.
Abstract
This
article introduces symbolic constructivism, a qualitative research approach
which uses artlike, non-routine portrayal (e.g., sculpture, photographs,
drawing, dramatization, etc.) to elicit, challenge, and shift existing
sensemaking frameworks. Unlike
art-based methods which rely on expert interpretation, symbolic constructivism
stresses the development of intersubjective understanding; researcher and
respondent interpretations interact to create multiple forms of meaning. After introducing the approach and
discussing its connections to other informing frameworks (notably symbolist
thought, constructivism, hermeneutics, art therapy, and visual sociology), some
methodological guidelines are developed which revolve around the kinds and
degrees of change sought by inquiring parties.
“The art work opens up in its own
way the Being of beings. This opening
up, this de-concealing, i.e. the truth of beings, happens in the work”
(Heidegger, 1971: 39).
Overview
In this
article, I discuss symbolic constructivism (hereafter abbreviated SC), a
research framework which uses nonroutine artlike portrayal (e.g., drawings,
sculpture, photographs, dramatization) to catalyze alternative knowings of
conscious, tacit, and nonconscious1 beliefs and feelings. An elicitive approach, SC “issues not in
laws like Boyle’s, or forces like Volta’s, or mechanisms like Darwin’s, but in
constructions like Burckhardt’s, Weber’s, or Freud’s: systematic unpackings of
the conceptual world in which condottiere, Calvinists, or paranoids live”
(Geertz, 1980: 167). Its goal is the
creation of bounded “crises of representation” (Denzin & Lincoln, 1994a:
9-11) that lead to richer, less reductive understandings of human beingness.
Art-based
symbolization tends to naturally upend more logocentric, “reasoned” forms of
knowing. Whereas we often take our
words to “mean what they mean,” drawings, sculpture, poems, and even
photographs seldom allow unambiguous interpretation; their polysemic nature
invites multiple interpretive passes.
To paint one’s world is to express and experience it very differently than
talking about it—talking through the painting beseeches us to alter our
story. Consequently, participants end
up conveying their world in ways they may have purposefully avoided or never
thought to do.
As art therapists and depth psychologists have long known (and other
social scientists are discovering), art-as-inquiry does things (cf. Finley & Knowles, 1995). When we create artistically to learn more
about ourselves, we open to laughter, tears, anger, fear, excitement, and
wonderment. Rarely are we left empty
handed or untouched.
An Introductory Example
A
sample application might involve asking an informant to take and explain
photographs of his work. The inquirer
would solicit multiple interpretations of the photos, reflecting Gioia et.
al.’s (1994) request to
take
seriously our responsibilities as researchers to articulate how the informants’
views are informative. In that vein, we
give uncommon attention to the insiders’ “common sense” representations of
their experience and interpretive world view (p. 367).
In this
way, SC differs sharply from other art-based methods which privilege the
interviewer’s interpretations at the expense of the respondent’s (e.g., when
researchers use standardized interpretive manuals to independently “decode” a
respondent’s artwork). Instead, meaning
is seen as being intersubjectively constructed, as arising from the interplay
between inquiring parties.
The
interpretive effort would follow a dialectic, hermeneutic spiral: parts
(e.g., photo objects, narrative bits, labels, specific feelings) would be used
to inform and challenge wholes (e.g., photo groupings, narrative themes, key
words, general affects) and vice versa.2 Literal, primary meanings would be solicited along with
subliteral, secondary ones (Haskell, 1991; Hatch, 1993; Ricoeur, 1976: 55,
Turner, 1992: 49). Tacit and/or
nonconscious meanings might be accessed through an oppositional or affective
discussion of the photos, examining what was not photographed, or how the informant-as-photographer felt when composing different pictures
(cf. Weiser, 1993). Aesthetic referents
might be used in a Gadamerian sense (Gadamer, 1975: 102) to further
understanding (e.g., asking “What parts of this photo are most attractive and
unattractive?” followed by “What does this attractive/unattractive part
suggest?”). As with many other
qualitative approaches, SC requires the researcher to act as bricoleur (cf.
Denzin & Lincoln, 1994a: 2-3), choosing questions, materials, creational
sequences, and methods of portrayal that make sense locally—before, during, and
after the interview.
Throughout
the process, the researcher would strive for reflexiveness, attempting to
become aware of her own interpretations of the photos, her feelings about them,
and her reactions to the respondent’s interpretations; typically (but not
necessarily as I will explain later) these would be shared with the informant
in an effort to construct more extensive, nonreductive understandings. Ideally, the interpretive interchange would
respect both sets of opinions, allowing the emergence and coexistence of
opposing and consensus viewpoints. In
the hermeneutic tradition of Schleiermacher, Dilthey, and others (cf. Palmer,
1969), an effort would be made to reach a “good enough” level of understanding,
one that was intellectually and emotionally satisfying, at least for the time
being. Reaching this level might
require multiple interpretive passes through the photos, launching another
photo shoot, spending time observing the respondent at work, and perhaps
reversing the process by having the researcher take photos and discussing them
with the respondent (see Harper’s work on photo elicitation, 1986).
Symbolic Constructivist Beginnings
Although
Clifford Geertz was seemingly the first to use the term “symbolic
constructivism” (1980: 177), the use of in-vivo, respondent generated symbol
creation as a research method has seen comparatively little application in
sociology or anthropology, being confined instead to more psychologically
oriented fields: art therapy, Jungian and Gestalt psychology, family therapy,
and consumer perception research.
Reasons for SC’s scarcity are not hard to find: art-based methods tend
to be intrusive, time consuming, resistance prone, confusing, frustrating, and
dependent on the clinical skills of the researcher. The researcher may end up acting as interviewer, interviewee,
theorist, creative director, materials expert, aesthete, hand-holding
confidence booster, empathetic listener, and occasionally therapist—a
combination which can understandably land SC in the “too hard” pile.
Even so, the approach has its attractions. It tends to generate holistic, non-sterile
descriptions, ones which can simultaneously complement and challenge understandings
formed through more conventional means.
It invites the projection of nonconscious material, helping us move
beyond the regression equation and into the mysterious land of the error term. And it provides a way of expressing the
emotions, of highlighting truths that are more felt than thought (Edwards,
1986).
Since most of what I have discovered about SC has
occurred within organizational contexts, my examples and references tend to
have an organizational slant. However,
I believe this approach can be fruitfully applied to other social science areas
as well. In the following sections, I
present some ways of locating this form of art-based study, and provide some
guidelines for its use.
Some Informing Voices
SC can
be linked to a number of traditions and approaches, notably symbolist thought,
constructivism, hermeneutics, visual sociology & anthropology, and art
therapy. Each offers complementary
threads of thought which I have twisted together to form theoretical and
methodological rope.
That
symbolism is central to SC is obvious.
Considerably less evident is what the term “symbol” means; rarely have I
chased a more elusive concept.
Reflecting its semantic origin as that which is “thrown together” (see
Morgan et. al., 1983: 4-7), it has come to mean different things to different
theorists, not all of whom have been content to “live and let live.” Though lexicographers often define symbol as
something which stands for something else, the particulars of how much “else,”
what “something” is, and whether we should stand for “stands for” have been
hotly contested (cf. Clifford, 1988; Clifford & Marcus, 1986; Geertz, 1983;
Hiley et. al., 1991; Ricour, 1976; Rosaldo, 1989). Not surprisingly, the various schemes developed for describing
and classifying symbolic use (e.g., de Saussure, 1974; Ortner, 1973 Peirce,
1940), have also been roundly critiqued.
Much of
this debate has centered on whether symbols can be interpreted with any
certainty, either by their authors or readers (Rosenau, 1992 provides a good
historical review of this issue. See
also Denzin & Lincoln, 1994b: chaps. 1, 2, 31, & 36). Historically, some have regarded symbols,
particularly linguistic ones, as signifiers that exist in diacritically fixed
relationship to signified objects (e.g. de Saussere). They have form, meaning, and utility relative to other symbols in
a social system. Within this view,
symbols represent; that is, they form
proxies for the things they symbolize.
By extension, “true” meaning exists if one is willing to dig for it.
Others
(e.g., Derrida and Lyotard) have convincingly disputed this structuralist
position, arguing that fixed relationships between signifying symbols and
signified objects are chimerical. They
maintain that the assignment of meaning to a signifier requires the forceful
silencing (deferring, differencing ... differal) of other alternatives. Though signification is a fixed-sum game
where one meaning wins at the others’ expense, alternate interpretations do not
simply disappear when uninvoked. They
remain in the background as definitional shadows, petulantly whispering “how
about me?” Symbol systems consequently
exist in a perpetual state of tension, forever threatening towards Lacanian
“glissement” (see Lemaire, 1977), a continuous slip down the signifier slide
where interpretive attempts lead to “infinite implication, the indefinite
referral of signifier to signifier” (Derrida, 1978: 25) . Within this framework, the more one digs for
truth, the less it is found.
Relative
to SC, I believe the concept of symbol is best located between these two views,
designating something which seemingly
has determinable, sign-like form(s), meaning(s) and use(s) and which acts as a gateway
to other understandings. For me, symbolic
constructions are (to borrow from physics) both fixed particles and fluid
waves, stationary and processual, objectified tangibles joined to subjective
acts of sense making. Form, meaning,
and use restlessly coexist in quantum-like fashion: change or eliminate any of
these and a symbol shifts or evaporates.
Useful
symbols in this work are those which dynamically “suggest” rather than
passively “stand for,” telling ones
which, in Glaser’s words, have lots of “grab”(1978: 4) and in Richardson’s
(1994: 517), are “vital”. Telling
symbols have important things to say: the telling picture is not only worth a
thousand words, but moves us to speak them.
The telling symbol may suggest forgotten details, reveal tacit and
nonconscious understandings, or convincingly point to inadequate and perhaps
harmful understandings while simultaneously suggesting new ways of knowing and
being.
What
and how many suggestions are told, the extent to which a suggestion is regarded
as “true”, and whether we adopt a given telling depends fundamentally on the
cultural “webs of significance” (Geertz, 1973: 5) we find ourselves enmeshed
in. It is these webs we refer to when
trying to encode and decipher the symbols we create. It is these webs which become mirrored, questioned, and sometimes
re-spun during the SC encounter. And it
is these webs which determine how the encounter is to be orchestrated in terms
of collaboration and power (which I take up in a separate section).
The Liminal in Symbolic
Constructivism. As
beings who rely heavily on symbols to conduct our lives, we are strongly
disposed towards keeping our symbolic webs in an agreed upon and dependable
state, from the intrapersonal level to the societal (Berger & Luckmann,
1966: 70-84, 110-146). A certain amount
of symbolic fixity is needed for most things we do, from deciding when “Oh
baby” means a change of diapers or more foreplay, to knowing that lit brake
lights symbolize someone stopping and not a festive moment in traffic. Legal systems, dictionaries, and information
technology all testify to our enormous need for symbolic stability. In short, the representational
(pre)dominates. The representational
stance dominates not only through its ubiquitous presence, but its restrictive
interpretive gaze. As Kallinikos (1995)
states:
Following
Heidegger (1977), representation is considered as coinciding with modernity and
the emergence of the industrial world.
It differs from any other prior mode of knowing in that it is not simply
concerned with the duplication or symbolic coding of the world in all its
detail and diversity, but rather with the selective
objectification of things, states and processes. Representation is selective in the sense of objectifying
properties or facets of the world . . . It abstracts from the totality of
things and events which it reduces in order to survey and master them. (p. 118,
italics in original).
Ironically,
though we need a certain level of symbolic representativeness to conduct our
lives, we must also become open to interpretive alternatives if we are to
change and grow. As the
poststructuralists have shown, it is through the loosening of our
symbols—inviting representational crises—that we discover how we constitute
ourselves and others. A state of
symbolic looseness can be equated with what Victor Turner (1982: 20-60) has
termed “liminality” (derived from the Latin term “limen”, meaning “threshold”),
a transitional period where “the past is momentarily negated, suspended, or
abrogated, and the future has not yet begun, an instant of pure potentiality
when everything, as it were, trembles in the balance (p. 44).” Culturally, a liminal phase is evident in
most rites of passage—initiates move to unfamiliar spaces and “undergo a
‘leveling’ process, in which signs of their preliminal status are destroyed and
signs of their liminal status applied (p. 26).” Saying that liminal, symbolically fluid space is a troublesome
place is an understatement: “Liminality may be the scene of disease, despair, death,
suicide, the breakdown without compensatory replacement of normative,
well-defined social ties and bonds. It
may be anomie, alienation, angst, the three fatal alpha sisters of many modern
myths (p. 46).”
Because
symbolic liminality can exact substantial effort and cost, we need to engage it
in delimited ways; ideally, the liminal is approached with care and
consent. In my work, I have found that
people are willing to be more symbolically adventurous if 1) the area being
questioned is somehow bounded and 2) a requisite amount of symbolic fixity
exists. To return for a moment to
Geertz’s web, as spinners, we are better able to test, unravel, and shift our
webs when we work on one portion at a time and have secure footholds. Moving to a symbolically liminal state often
means that other symbols must assume greater fixity; it is as if increased
certainty in one area gives us the security needed to let go of certainty in
another (as an example, in corporate restructuring efforts it is common to see
people clutching tightly to those symbols that remain uncontested—symbols of
friendship, trust, and belonging all become critical at such times).
A Place for Metaphor. A key means of
maintaining requisite symbolic stability while simultaneously encouraging
fluidity is through grafting a relatively well understood phenomena to one we
wish to loosen; i.e., the use of metaphors.
More than any other device or strategy, metaphors allow us to forgo
symbolic certainty in one domain while remaining comfortably ensconced in
another (cf. Gentner, 1983; Lakoff & Johnson, 1980; Morgan, 1986, 1993;
Richardson, 1994; Tsoukas, 1993). For
instance, symbolizing organizations with the term “machine-like system” lets us
temporarily release what we hold true about organizations while stepping onto
our understanding of machines (Morgan, 1986).
While
it might be argued that all symbols are metaphors (see Lakoff & Johnson,
1980: 3-34), I find it more helpful to regard metaphors as particular types of
symbols, ones used to transfer knowledge from a “source domain” to a “target
domain” (Tsoukas, 1993: 336). Compared
to more sign-like symbolization, metaphors are often used to explain a target
area through attributes and attribute relationships found in the source
(especially via analogical reasoning—see Gentner, 1983; Haskell, 1991). And, as Morgan’s (1993) work demonstrates,
they can be very useful for eliciting mental images and heightening creativity levels.
Within
SC, metaphors can provide helpful conceptual structures for framing and guiding
physical creational processes. To
explore notions of leadership for example, inquirers might begin with a
discussion of what leadership is like,
paying close attention to the mental images that arise (e.g., leadership is
like sheep herding, being on parade, parenting, etc.). Each image might then be further
“liminalized” using nonroutine media and forms (e.g., having a respondent draw
a leader as a sheep herder). Metaphoric
portrayal and discussion can allow otherwise hard-to-discuss subjects to be
broached as well as being powerful devices for facilitating transformation.
As the
second half of symbolic constructivism, the constructivist orientation (cf.
Lincoln, 1985; Lincoln & Guba, 1985; Schwandt, 1994) represents a primary
ontological and epistemological anchor.3
Eschewing notions of an absolute reality, constructivists are:
deeply
committed to the contrary view that what we take to be objective knowledge and
truth is the result of perspective.
Knowledge and truth are created, not discovered by mind. They emphasize the pluralistic and plastic
character of reality—pluralistic in the sense that reality is expressible in a
variety of symbol and language systems; plastic in the sense that reality is
stretched and shaped to fit purposeful acts of intentional human agents.
(Schwandt, 1994: 125)
Among
constructivism’s many facets are an emphasis on intersubjectively created
understanding (Verstehen), the
inquirer as an instrument, purposive sampling, value-bound inquiry,
contextualized description versus prediction or control, and legitimization of
multiple ways of knowing (including the affective and intuitive). These orientations have a number of
ramifications for conducting and portraying SC studies.
Entrée and Naivete. Given that it is the well-inscribed,
socially constituted researcher who forms the major data collection instrument
during SC work, it follows that she or he must dispense with notions of naive,
tabula rasa entrée (see Glaser & Strauss, 1967), and unbiased
representation (see Lincoln and Guba, 1985: 250-251). Within an SC context, assuming an neutral stance is impossible;
the inquirer enters the research scene full of hopes, aesthetic leanings,
preconceptions, stereotypes, and media preferences, all of which strongly
influence the research endeavor. For
instance, I like drawing and painting, only sometimes enjoy psychodramatic
portrayal, and flee from operatic hopefuls.
My experience with symbolist thought makes me aware of many interpretive
frames: when a respondent likens their career to a house, I begin thinking of
Freud’s church spires, Jung’s basement, and Baba Yaga’s chicken-legged mobile
home. If my informant portrays himself
as much larger or smaller than those around him, I cannot help but remember
interpretations made by art therapists I have known and read.
These
beliefs and sensitivities necessarily affect everything I-as-researcher see,
hear, and touch, inevitably compromising attempts at representational accuracy:
verbatim quotes, actual-sized drawings, and uncropped photos, regardless of
their length and profusion, are still selected and placed according to
rhetorical and aesthetic sensibilities.
Reflecting my tastes and range of experience, my re-presentations become
acts of “connoisseurship” (Eisner, 1991; Schwandt, 1994: 129-130).
The
most the SC researcher can hope to do is become progressively aware of these
influences, perhaps bracketing them temporarily, confronting and reporting them
when they seem in the way, but also recognizing that such attempts can only
touch the tip of an intractable, largely invisible iceberg (cf. Lincoln &
Denzin, 1994: 577-580). As Geertz
reminds us, we cannot “get round the un-get-roundable fact that all
ethnographical descriptions are homemade, that they are the describer’s
descriptions, not those of the described.”
(Geertz, 1988: 144-145). I
believe any understandings the researcher presents must ultimately be construed
as self constructions, factive fictions crafted from numerous sources and
methods, influenced by the availability and quality of different materials, and
designed at the end of the day to please both the researcher and the
researcher’s audiences. Attempts at
“providing our readers with some powerful propositional, tacit, intuitive,
emotional, historical, poetic, and empathic experience of the Other via the
texts we write” (Denzin & Lincoln, 1994a: 582) must “coexist with an
awareness that we are performing a ventriloquist’s act.” (Czarniawska-Joerges,
1995: 27).
Believability, Utility, and
Persuasiveness. All the
above is not to argue for ungrounded, nonrepresentative portrayal of the
Other. After all, the goal is still factive, not imaginary fiction. A number of authors have developed ways of
working with subjectivity(ies) that can help increase the believability,
utility, and persuasiveness of SC accounts.
For example, constructivist researchers Egon Guba and Yvonna Lincoln
provide detailed strategies for heightening research trustworthiness (using the
criteria of credibility, transferability, dependability, and confirmability as
replacements for positivist notions of validity, reliability, and objectivity;
see Lincoln & Guba, 1985: 280-331), and authenticity (ontological, educative,
catalytic, and tactical; see Guba & Lincoln, 1989).
Similarly,
Laurel Richardson (1994) invites us away from triangulation and towards
crystallization:
I
propose that the central image for “validity” for postmodernist texts is not
the triangle—a rigid, fixed two-dimensional object. Rather, the central image is the crystal, which combines symmetry
and substance with an infinite variety of shapes, substances, transmutations,
multidimensionalities, and angles of approach.
Crystals grow, change, alter, but are not amorphous . . . What we see
depends upon our angle of repose. Not
triangulation, crystallization (p. 522).
And
Michelle Fine (1994) calls for “working the hyphens” between Self and Other, an
exploration of “how we are in relation with the contexts we study and with our
informants, understanding that we are all multiple in those relations.” (p.
72). Her pointed essay urges us to move
beyond separativist inscriptions of Other and Self, and towards reflexive
considerations of power (Self-over-Other, Other-over-Self), projection
(Self-as-Other, Other-as-Self), and relationship (SelfOther).
These
approaches suggest a number of research strategies for SC work. One is to collect multiple symbolic readings
and portrayals within and across settings and/or around a given
phenomenon. One interpretive pass can
only tell us a little about a symbolizing form, especially if we conceptualize
symbols as having many possible meanings.
Growing crystallized understandings figuratively and literally requires
looking at creations right-side up and upside down, backwards and forwards, now
and later, becoming sensitive to how these views might coalesce to form a
thematized optique. Similarly, one poem, skit, or picture is
seldom enough, regardless of its tellingness, grab, or vitality. By collecting multiple constructions, an imaged narrative can be fashioned where
various chapters respond to one another and to a general theme(s). A “not so fast” attitude is helpful
here—worthwhile crystals take time to grow.
Inquirers
might orchestrate specific “Self-Other” discussions, either within the research
setting or with outside others (see Lincoln & Guba’s discussion of peer
debriefing, 1985: 308-309). Such
sessions could revolve around ways the researcher and respondent turn
themselves “inside out”, nonconsciously structuring the interview in their own
image. The researcher might ask “How
are my issues reflected in what I ask and attend to? Am I studying workaholism and organizational dislocation because
I feel addicted or dislocated? Do I
‘exoticize’ others, hoping their exotic otherness will somehow rub off on me?”
Respondents might ask “Am I expecting the researcher to be some kind of expert,
one who holds all the answers?”
A
different tact might examine the extent to which the researcher is
dichotomizing Self and Other—is a well identified, homogeneous, bounded Other
being fashioned, one which allows the researching Self to remain intact by
contrast?
Finally,
relational “SelfOther” discussions can help illuminate where the inquiry is
going and where it seems blocked: “How are you and I feeling about the we that’s being formed?” Such discussion can also focus on ways in
which the research relation might be hindering expression: “Is this we
tripping up what you or I want to create and express?”
Who Constructs What? Questions of Power and Collaboration. The above questions highlight issues of
power and collaboration, ones especially salient in SC work. While naturalistic in the sense that inquiry
is directed towards people’s contextualized, socially situated perspectives, SC
can feel quite unnaturalistic when
non-preferred media and dialectical interpretation are used. No one has ever stopped me and said “Here,
let me draw a picture of what I mean.”
More often, I hear “Me draw? You
must be kidding!” Consequently, I may
find myself pleading, cajoling, and sighing in resignation when would be
informants tell me they have had enough (or the reverse happens, where I want
to stop just as an informant, charmed by his or her handiwork, wants to
continue). Further, challenges made to
existing representational systems can result in considerable discomfort for
both respondent and researcher.
Sometimes I have to look away from someone’s creation—like Munch’s “The
Cry”, the work may hurt too much, bringing forth feelings which I cannot, do
not want to find words for. Or I fall
in love with an expression and have to resist trying to make it the ONE—a
definitive magnum opus which slows the inquiry to a standstill.
Because
this approach is inherently power laden and can lead to various behavioral and
cognitive changes, it requires heightened sensitivity to respondents’ and
researcher’s needs, purposes, and abilities.
Many variations in structure, collaboration level, and relational
quality are possible. Yet any chosen
mix must be held provisionally: the nature of the SC endeavor is that it cannot
be foretold with much confidence.
Sometimes it begins as a tightly directed baroque canon only to become a
playfully emergent, improvisational jazz session. I may leap from podium to orchestra, seizing symbols, sax, or
piccolo in a wish to be heard, leaping back again in a need to be seen. Sometimes the players throw down their
instruments in protest; other times the stage cannot hold all who wish to
participate.
Regarding
structure, high levels of organized yet respectful questioning can help create
a sense of safety during the beginning of an interview (“This researcher seems
to know what she’s about, so I’ll relax a bit”); later, the researcher may opt
for an unstructured, “elite” (Dexter, 1970: 3) interview, one in which the
researcher says “Tell me the questions I ought to be asking and then answer
them for me.” (Lincoln and Guba, 1985: 269).
Conversely, the researcher might want to minimize structure at a
project’s onset, trying to stay open to as many creative and interpretive
possibilities as possible. As the
project matures, interviews with successive respondents might become
proportionately more structured and brief as the researcher seeks to confirm
and refine his or her understandings.
Collaboration
levels might be varied according to who creates symbolic forms and who
interprets them. Some possibilities,
arranged from the more soloist to the more co-produced, are:
• The researcher creates symbols for the
informant to interpret (e.g., the photo elicitation techniques described by
Harper, 1986 & 1994).
• The informant creates symbols which the
researcher interprets (an approach common to many artifactual studies. See Gagliardi, 1990).
• The informant creates and interprets (see
Clifford’s, 1988: 53, description of James Walker’s work with the Pine Ridge
Sioux)
• The informant creates and interpretation is
co-produced (interpretations might occur separately, together, or be joined
through negotiation).
• Both informant and researcher create, but
interpretation is done by the researcher (e.g. in Van Maanen’s work Tales of the Field, both respondent and
researcher tales are crafted, yet most of the interpretation is done by the
author; see Van Maanen, 1988).
• Both informant and researcher create and
interpret (creation and interpretation might be done separately or blended in
one work).
As with
structure, collaboration levels can shift depending on the stage of a research
project, overarching and localized values, epistemological beliefs, and the
trust levels that are established. In
some instances, high collaboration levels can be off-putting (e.g., where there
are wide gulfs between the researcher’s and respondent’s artistic
abilities). At other times, extensive
collaboration can increase trust and respect, lead to better information, and
foster a more satisfying research experience.
Relationally,
project interviews might, using Masserick’s (1981) categories (discussed in
Lincoln & Guba, 1985: 269) span a wide range, from the “limited survey”
mode (in which the researcher acts as a relatively nonaffectual data recorder)
to the “phenomenal” mode (where researcher and respondent become “caring
companions” on the inquiry path).
Relational quality is also likely to be caught up with structure,
collaboration and the researcher’s ability to locate interesting/interested
informants.
Though
it is certainly important to consider these dimensions, I feel it is equally
important not to become paralyzed with worry.
Paradoxically, much of the “in-the-bones” knowledge needed to make
choices about structure, collaboration, and relational development can only be
acquired through immersion in the field.
It is through the SC encounter
that the researcher comes to appreciate the impact that art-based inquiry can
have, learns what people can and cannot do artwise, develops clinical skills,
and copes with presentational issues.4 As Maurice Punch (1994), discussing the politics and ethics of
qualitative research, concludes:
Each
individual will have to trace his or her own path. This is because there is no consensus or unanimity on what is
public and private, what constitutes harm, and what the benefits of knowledge
are. . . But I would add that before you go you should stop and reflect on the
political and ethical dimensions of what you are about to experience. Just do it by all means, but think a bit
first. (pp. 94-95)
Constructivist
Hermeneutics. The last
constructivist voice I wish to note is, properly speaking, not constructivist
at all, but more a close relative whom constructivists visit from time to time
(cf. Schwandt, 1994). Hermeneutics has
many things to offer symbolic constructivism, but here I only discuss two: the
hermeneutic circle and some ideas about stopping points.
The
hermeneutic circle, originally discussed by Schleiermacher and further
developed by Dilthey (cf. Palmer, 1969), reflects a parts-to-whole-to-parts
orientation, one characterized by “a continuous dialectical tacking between the
most local of local detail and the most global of global structure in such a
way as to bring both into view simultaneously” (Geertz, 1973: 239). Within SC, each tack builds on the previous
one, hopefully leading to understandings that spiral rather than encircle. When a respondent begins creating a symbolic
form, a parts-to-whole emphasis arises: he (re)collects various parts (e.g.,
memories, impressions, beliefs) and fashions them into a representational
whole. At some point, the creation
appears complete—it seems to represent all the important parts. Later, a whole-to-parts direction takes over
as researcher and respondent ask “What else might this suggest?” And as representation turns to
re-presentation, another parts-to-whole cycle begins.
The
question then becomes where and when to stop.
Some would say there is no stopping, and, from one perspective—one
rather high up—they would be correct.
Yet for most of us ground dwellers, ad infinitum inquiry is simply too
big a task.5 We need our
breaks, diversions, and dinner. A major
resting point in SC comes when symbolic form, meaning, and use stand robustly
counterbalanced, when a push here or a pull there no longer topples
things. A moment of, as Nelson Goodman
would say, fit, or rightness (cf. Goodman & Elgin,
1988). Reflecting the quantum notion of
symbol described earlier, the completed symbolic construction temporarily
embodies a set of preferred forms, meanings, and uses—one where other
considered possibilities lie close at hand.
In this moment, our assemblage feels
finished, not because we have tired of the process, but because the work
satisfyingly resonates with other understandings in important, enticing,
persuasive, and helpful ways. Our
symbolic web, repositioned and re-spun, works better now.
Three Kinds of Inquiry
Having touched on SC in a general way, I would
like to consider some possible applications.
Three stand out for me: Eliciting,
Revealing, and Transforming. Each is
increasingly morphogenic,
necessitating constructions which not only focus on describing the known, but
suggestively point to more upending understandings. Each requires a somewhat different set of creational and
interpretive strategies. Yet, because
they tend to build on one another, their boundaries often become blurred.
Using SC in an elicitive way means creating
symbols that evoke, draw us out, get us to say more than we would
otherwise. As with all forms of
symbolic construction, elicitation involves moving back and forth between
representation and symbolic possibility in an attempt to gain more
understanding. It requires playing with
foreground and background, experimenting with borders and direction,
repositioning core and peripheral elements, searching for engaging, telling
portrayals which enhance rather than
disrupt or replace other presentational schemes. Compared to a revelatory or transformative approach, it tends to
have a somewhat denotational character.
If inquirers are mostly interested in evoking
existing schemas and narratives, triggering forgotten memories, finding more
compelling ways to frame current understandings, or wish to gently rock but not
capsize the boat, an elicitive approach is probably appropriate. Artlike creation can be especially helpful
for locating situationally important features.
When creating a piece of artwork, an effort must be made to choose from
many display possibilities; those forms which best convey central categories
are normally selected. For instance,
when creating “free” (relatively undirected) drawings, respondents tend to be
economical, only portraying phenomena they consider especially salient (Oster
& Gould, 1987: 8). Similarly, with
photos, respondents tend to be selective about what they photograph, often
placing items of known importance towards the middle of the picture (cf.,
Weiser, 1993).
When visual media such as drawings, photos, or
videos are used to evoke descriptive tellings, SC forms a kind of elicitive
visual sociology or anthropology (cf. Harper, 1994). The photographic techniques used in these
fields often suit the purposes described above: because photographs so seemingly replicate our viewpoint, they
can provide a nonthreatening yet stimulating vehicle for discussion (cf.
Collier & Collier, 1986: 99-115).
As Ball and Smith (1992) suggest:
Photographs
are made in an instant and represent that instant. They possess a credibility that artistic representations lack,
arising from the mechanical and chemical basis of the photographic process; the
camera as a “mirror with a memory.” (p. 16)
But unless steps are taken to offset our tendency
to see photos as just “quotes of
appearances” (Berger & Mohr, 1989: 96), interpretive discussions may become
overly terse. Seeing a photograph of
their home or workplace, respondents may consider it self explanatory: “Yeah,
that’s my house all right...What of it?”
Ways to make photos more evocative (e.g., using dramatic lighting,
adopting unconventional angles, juxtaposing taken-for-granted objects with
peculiar ones, purposeful removal of key figures, etc.) are suggested by Ball
& Smith (1992), Berger & Mohr (1989), Collier & Collier (1986), and
Landgarten (1993). How we value the
photo is also important. An ordinary
snapshot, given lots of attention, can be just as elicitive as one more
unusually rendered (cf. Weiser, 1993).
Encouraging respondents to use an aesthetic
orientation while taking photos (“Try to take pictures that deeply move you”)
can result in very telling constructions: such photos are more likely to have
feelings attached to them and promote discussion about why they were taken as
they were. They may also elicit notions
about beauty and goodness (cf. Becker, 1982; Strati, 1992). Magazine photo collage (where respondents
create collages from a large bank of magazine photos—cf. Landgarten, 1993), can
be a fast and economical way of evoking descriptive accounts. And researcher-created, respondent-interpreted
photos can increase reflexiveness. As
Douglas Harper states, “A shocking thing happens in this interview format; the
photographer, who knows his or her photograph as its maker (often having slaved
over its creation in the darkroom) suddenly confronts the realization that he
or she knows little or nothing about the cultural information contained in the
image” (1994: 410).
A possible drawback to photographic construction
is that it promotes an “outward” gaze, one which makes self-portraiture
difficult. Respondents wanting to take
pictures of themselves must direct other photographers or work with
tripods. Drawings can get around this
problem somewhat (though they have attendant problems as well—see Oster &
Gould, 1987). Asked to “draw yourself
at work” respondents frequently convey how they feel about and perceive
themselves. For instance, in an
ethnographic study of new information technology, Shoshana Zuboff (1988:
141-153) supplemented participant observation data with self-drawings made by
office workers before and after new technologies were installed. She found her respondents were better able
to convey their feelings in pictures than words; dramatic differences in bodily
portrayals were evident, with “after” pictures depicting skeletonized
figures. The drawings enabled her to
better direct subsequent interviews and observations, suggesting that elicitive
SC may be especially valuable when researchers are interested in identifying
possible lines of inquiry.
Though visual methods predominate in the relevant
literature, methods using other senses can also evoke in-depth accounts. For instance, I have taped executives as
they used well known fairy tales to metaphorically symbolize their organizations. In subsequent interviews, I played back
portions of their tales to elicit organizational stories. Along similar lines, Reason and Hawkins
(1988: 79-101) have developed a remarkably rich system for using storytelling
to not only elicit, but reveal and transform as well. In a more tactile vein, a common exercise in career counseling is
having a client use a piece of wire to symbolize their life history. The various bends, spirals, and backtracks
are then used as discussion triggers.
Lozanov (1978) has promoted the use of participant-selected orchestral
music to elicit self descriptions. And
of course visual methods can be combined with non-visual ones (e.g. discussing
videotaped psychodramatic portrayals).
While the variety of potential elicitive formats is probably endless, a
common interpretive thread is the directing of attention towards denotative
translation. What tends to result are
descriptive narratives of inquirers’ meanings-in-use, of the “persona”—those
self aspects which we habitually and confidently present to the world (cf.
Jung, 1993/1959: 173-183).
Sometimes
we are more interested in what is not
being said; that is, we wish to explore the tacit or nonconscious aspects of
the situation (cf. Altheide & Johnson, 1994: 492-493; Lincoln & Guba,
1985: 195-198). For instance, Barry
(1994), Diamond (1993), Hazen (1993), Kets de Vries (1991), and Schaef &
Fassel (1988) have all argued that uncovering repressed meaning is critical for
creating and maintaining organizational functionality. This calls for taking a revelatory approach,
using SC methods that move inquiry towards the liminal. The SC encounter becomes a form of
projective interviewing (Gherardi, 1995) where sensitivity to hidden meaning is
encouraged. Here, existing
understandings are challenged but not necessarily changed. Such an approach involves iteratively
shifting from denotative description to connotative association to provocative
understanding. Telling constructions
are still sought out, but the telling is of a different order. Instead of “Tell me more,” the artwork says
“I’m telling.”
As
discussed earlier, moving towards the symbolically liminal can be quite
uncomfortable, sometimes engendering a sense of existential despair and
confusion. Consequently, some effort
needs to be taken to insure inquirers have the necessary resources for dealing
with what comes up. Trust levels are
important here, as are the researcher’s clinical skills (Kets de Vries, 1991:
3-6). Time spent in an elicitive mode
can help build the rapport, curiosity, and receptivity needed to move into the
revelatory. Does forewarning
respondents of possible difficulties and discomforts help the process? My experience says yes and no—though it can
help prepare people for what might come, it may also may create undue anxiety
and self-fulfilling prophecies. In some
ways, the SC experience seems at odds with extended verbal protocols—I often
hear things like “I know you said this might be unsettling, but it didn’t
matter—I had to experience it for myself.”
Having
mentioned these caveats, I should add that people usually reveal what they are
ready to hear, see, and own; that is, they find interpretive levels that are
close to their comfort zones. As Judith
Weiser has said, “People seem to have a naturally protective process inside
them wherein they take the meaning they need at a particular time (and need the
meaning they are taking) and yet somehow naturally remain protected from
getting in any deeper than they can understand or cope with (1993: 74).”
To move
into a revelatory mode, creation and inquiry should focus on the unusual and
different (Furth, 1988: 39). In
general, I have found the less logocentric and unfamiliar the medium used, the
more likely it is that tacit, nonconscious, and possibly suppressed material
will surface. For instance, visually
centered methods tend to access pre-verbal material (Arnheim, 1986: 135-152;
Obeyesekere, 1990: 52; Oster & Gould, 1987: 6), images that form the basis
for language. Similarly, work that
incorporates highly tactile materials like sand or clay can bring out repressed
feelings, emotion, and memories (cf. Kalff, 1980; Mitchell & Friedman,
1994; Ryce-Menuhin, 1992). Jungian
active imagination techniques (cf., Hannah, 1981; Weaver, 1973) can foster
dynamic, radically different representations of ordinary reality. Working with media familiar in childhood can
call up old memories and patterns that might be influencing current behavior
(Winnicott, 1965). For instance, I had
groups of military chiefs use wooden blocks, Leggos, and Tinker Toys in order
to reveal childhood-based “mine and yours” beliefs that were fueling
organizational turf wars (cf. Barry, 1994).
With
respect to interpretation, many alternative approaches are possible; however,
long time users from related areas provide several rules-of-thumb. One is that the focus of interpretation go
from the literal to the figurative, from the denotative to the connotative (cf.
Mattoon, 1978: 48-77). As mentioned
earlier, liminality is best approached from a place of safety, and denotative
discussions help provide a platform from which more threatening interpretations
can be hazarded. Thus, the researcher
might begin by simply asking the respondent to name and explain the various
parts of her creation. Furth (1988: 34-37) further recommends that inquiry move
from the general to the specific; that is, the respondent should be directed to
study the overall aspects of the representation before looking at its
parts. Questions like, “In general, what
does this sculpture represent?” should precede questions like, “What does this
part signify?” This helps provide an
anchor to which more specific lines of inquiry can be connected. From here, symbolic meanings can be
amplified, using the question “What else might this mean?” Jung cautions us to stay away from
amplification processes that use free association, as they can end up
discounting the value and significance of the original symbolic form. Instead, he suggests we rely on direct
associations, ones that seem to have a direct correspondence to the symbol (cf.
Mattoon, 1978: 54-58). Whereas free
association to a photo of a participant’s co-workers might generate images of
cameras, direct association would be more confined to the co-workers and the
participant’s relationship with them.
]To get
at hidden meaning, questions like “What seems unusual or out-of-place in your
creation?” or “Is there anything in your creation that seems unusually open or
closed, tall or short, large or small” can prove helpful. Most representations have “discomfort
zones,” areas the participant finds unsettling in some way. Simply asking “Which parts of this creation
are less comfortable than others?” can highlight suppressed meaning. Weiser (1993) has developed a comprehensive
co-interpretive system for depth photographic exploration, one that captures
many of these interpretive directions.
Using her work as a guide, inquirers might ask the questions depicted in
Table 1 (these proceed from the less to the more threatening).
Table 1
Possible Interpretive
Questions*
_______________________________________________________
• What
do you like about this creation?
• What
are the most obvious things about this creation?
• How
would you describe your creation to someone unable to see it?
• What
are three things I wouldn’t know about you from your creation?
• What
title would you give your creation?
• What
is the message of this creation?
• What
feelings does your creation give you?
• What
secrets does your creation hold?
• What
changes would you make in your creation?
• If
your creation (or what it represents) could talk, what might it say?
• Who
might you give your creation to?
• Who
would you definitely not give your creation to?
* (derived from Weiser, 1993: 150-186)
An important
interpretive concern is whether pre-established symbolic interpretations should
be used. Many interpretive guides to
symbolic forms have been developed (cf. Furth, 1988: 133-147), some of which
make strong reliability claims. These
are often the product of thousands of investigative hours and decades of
cumulative findings. A number of
experts in related fields contend that such frameworks can be helpful, provided
they are used sparingly, judiciously, and in a suggestive rather than
translational manner (e.g., Furth, 1988: 36; Landgarten, 1981: 4). This is the view I subscribe to—I feel to do
otherwise puts emergent interpretative efforts at risk and breaks with a number
of epistemological tenets outlined earlier.
As
examples, “archaic” works—ones which are fragmented, heavy, brooding—might
suggest the presence of strong emotions (cf. Simon, 1992: 87-108). Comparatively, respondents who are avoiding
contact might create minimalist forms, ones displaying simple lines, quick
execution, and little involvement (Oster & Gould, 1987: 8). Consistent size differences can also be
suggestive—always drawing oneself as tiny relative to other figures may
indicate wanting to hide or feeling unimportant (cf. Furth, 1988: 49-51). Heavily pummeled clay might suggest feelings
of frustration or anger (cf. Landgardten, 1981: 310).
Various
forms of defensiveness can arise throughout the SC process, especially as
threatening material is encountered.
These include denying that there is anything of import in the creation,
denigration of the task, and assorted forms of flight (e.g., changing a line of
inquiry, ignoring questions or suggestions, becoming “helplessly” confused,
and/or pressing others for their interpretations). Defensiveness is not necessarily a negative thing—because defense
levels tend to rise relative to the importance of that which is suppressed
(Davanloo, 1988), they can provide a useful gauge of what is covertly
significant for the respondent.
Defensiveness during interpretation can be reduced by spending more time
on literal meanings, increasing reflective listening, and moving dialogue to a
lighter, more playful level.
Here,
everything is brought into question: existing forms, meanings, and uses are
challenged, new constellations suggested, and old ones changed or
replaced. If the revelatory mode
dabbles in the liminal, the transformative dances in it. This approach is especially appropriate
where the inquirer has been brought in as a change agent or where a research
program has a liberationist bent (e.g. Participatory Action Research—cf.
Reason, 1994).
As
suggested earlier, a search should be made for particularly telling
constructions. For transformative
purposes though, symbols must not only “tell about” and “tell on,” but also
“tell how.” In other words,
transformation requires not only description and revelation, but the
development of imaginative and compelling alternatives. Consequently, a metaphoric approach tends to
be very helpful, given that metaphors facilitate the juxtapositioning of
problems from one domain with solutions from another. As Gareth Morgan has shown, when participants combine metaphor
with artlike creation, powerful vehicles for change tend to result: the images
created can serve as both “mirrors and windows,” devices which reflect back who
we are while simultaneously suggesting new horizons (cf. Morgan, 1993: 215-233,
288-294).
The use
of analogical reasoning, usually along a “real-ideal” axis, can also assist the
change process. For example, Parker
(1990) had organizational stakeholders depict their company as it currently
existed and as they wished it to be, using a garden metaphor. The “real” organizational garden had weeds
(unwanted competition), insufficient nutrients (inadequate funds and staffing),
and lacked aesthetic value (it was not a particularly appealing place). The “ideal” organizational garden was, of
course, a fine place to live and work in.
Participants used hundreds of paintings, stories, and songs over a two
year period to symbolize various real and ideal dimensions, a process which
ended up markedly humanizing the company.
I used a similar approach (cf. Barry, 1994) to facilitate change efforts
at a military installation.
Participants used structural metaphors such as houses to symbolize their
organization, and analogical processes to identify key problems and develop
solutions. Among other things, I
noticed that while representations of the “real” were spread out and
asymmetric, “ideal” representations often evidenced greater compaction and
symmetry, as if representing desires for order and control. And like Parker, I found the changes made
were extensive and long lived (attitudinal changes were evident years after the
termination of each project), again suggesting the considerable influence this
process can have on behavior.
As the
narrative therapy community (cf. Freedman & Combs, 1996; Gilligan &
Price, 1993; White & Epston, 1990), has repeatedly shown, where the interpretive gaze is directed
can greatly influence whether and how change occurs. If inquiry is directed at finding lived exceptions to a dominant
representation, alternative behavioral scripts become available and often end
up being acted on (particularly if respondents have experienced the alternate
way of doing things as preferable).
Thus, the change-oriented researcher might ask “Has there ever been a
time where you might represent yourself (or this situation) differently?” As alternative portrayals are created,
questions can be directed at what might be needed to support one alternative
over another; e.g., “How is the dominant portrayal supported—what must occur
for this respresentation to continue figuring prominently in your life? And what was going on when these exceptions
arose? Is one portrayal preferable to
the others?”
Another
important element is involvement—participants need to feel deeply connected to
their creations if substantive change is to occur. The greater a respondent’s involvement with a creation, the more
likely it is that transference will occur (where the representation becomes a
temporary substitute for the original object).
And once high transference levels exist, changes made to the creation
tend to result in self change. Joy
Schaverien (1992), an art therapist who has studied art-based transference at
length, notes how creational work usually moves from a low transference diagrammatic state, in which the
creation reflects a respondent’s superficial feelings and thoughts, to an embodied state, characterized by the
presence of deeper and stronger emotion, to a high transference talismanic state, where the creation
seems to have powers of its own, similar to the way a favorite toy assumes
lifelike properties in a child’s eyes.
She finds it is in the latter stages that transformation occurs. Once the transference process is complete,
the creation enters the disposal
phase; the creation loses much of its significance and attention-grabbing
power. Schaverian’s observations
suggest that transformational SC efforts should proceed serially, with each
creation being completely processed before new symbolic forms are developed and
discussed.
Lastly,
it is worth noting the energetic shifts that take place during transformational
efforts (cf. Ehrenzweig, 1967). Within
this mode, the work often takes on a kind of manic-depressive character, with a
manic phase occurring during creation and a depressive one afterwards. Where participants manage to acknowledge and
integrate the issues being brought up, a sense of resolute calmness tends to
emerge. For example, in the military
case described above, I found that the officers talked loudly, laughed a lot,
and moved in a frenzied fashion while sculpting their creations. Once done, a lackluster, silent pall
enveloped the group, one which took quite a while to dissipate. Later, their discussions took on a composed
and purposeful character. The initial
hyperactivity in these situations appears related to the anxiety participants
are feeling, while the depressive phase may stem from the realization that
whatever has been suppressed is now unavoidably visible.
Symbolic Contructivism At Work:
A Concluding Example
To tie
together some of the above points, I have provided an example (not an especially
exemplary one, I might add) of an SC interview based on Burn’s pioneering work
with Kinetic Family Drawing (cf. Burns, 1982).
Taking something of a realist-cum-confessionalist approach (Van Maanen,
1988), I have tried to give samples of the kinds of questions one might ask, a
sense of the uncertainty and confusion that can occur, and an indication of
just how subjective this process can be.
Kinetic
Family Drawing, as with most forms of projective drawing, is deceptively
simple: participants are asked to “Draw a picture of everyone in your family,
including you, DOING something. Try to
draw whole people, not cartoons, or stick people. Remember, make everyone DOING something–some kind of
action.” In this example, I modified
the instructions by asking the respondent to “draw yourself and the other
members of your work group, doing something.”
Click Here
for Figure 1: Mary’s Kinetic Drawing
The
drawing in Figure 1 (above) was developed over a fifteen minute period by Mary,
a recruiter for a prestigious university.
She chose to draw her boss (Judy, sitting and facing us), and two
employees (Sally, standing, and Ruth, sitting to Mary’s right). When I first asked about her work, Mary
said, “It’s a good place to work—I like my job and we all seem to get on pretty
well. Sure we have some minor problems,
but what place doesn’t?”
The
drawing was made during my second interview with Mary. Given that I still knew little about her
situation, I decided to use a non-collaborative elicitive approach, one I
thought would leave me relatively free to observe and attend to her
descriptions. Plus, having recently
read Burn’s work and been quite taken with it, I found myself trying to emulate
the clinical approach he described, one which promotes a degree of interviewer
distance and reserve.
She
drew her picture easily and with little self-consciousness. I became mesmerized by the drawing—so much
so I had trouble thinking what to ask.
I wondered about the heavy, repetitive linework [Is this a sign of
anxiety? I wish I could look at Burn’s
book right now. Maybe I’m the one who’s
anxious], the differences in dress styles [Why is the standing woman’s dress so
suitlike and the sitting woman’s more filled out?], and Mary’s “facelessness”
[All I see is the back of her head, covered in a cloud of curls. What’s under those curls?].
Managing
to temporarily dehypnotize myself, I asked her who was who in the drawing and
why she drew things as she did.
Suddenly recalling Furth’s (1988) recommended probes, I also threw in a
question about her feelings around the drawing.
M: I drew us in a meeting . . . we have a
lot of meetings here. I’m not sure why
I chose to draw Ruth and Sally. The
drawing just came out that way. Maybe
because I like Ruth a lot. I drew Sally
standing because she sometimes comes late to meetings.
D: What’s the general feeling you get from
this picture? If you didn’t work here,
is this a group you would want to be part of?
M: Well, it seems kind of dark, doesn’t
it? Almost spooky. No, no, I’m not sure if I’d want to work
with this group if I just saw this picture.
I found
myself thinking about Mary’s comment, “The drawing just came out that
way.” I remembered Burns mentioning
something about these drawings developing “a life of their own” and wondered whether
this interview was going that way as well.
Next, I
asked Mary about the different relationships portrayed in her drawing. I recall feeling worried about my own
relationship with her, wondering what she would do if she knew how uncertain I
was over what to ask. She described how
she found herself trying to stay away from Sally, and how, in the drawing, she
was trying to get Judy’s attention.
M: I think I drew Judy that way because she
looks but doesn’t always see. I mean,
she goes through the motions at meetings, but I don’t think she really knows
what’s going on. She’s not a very good
manager in my opinion . . . I guess I’m
trying to get Judy’s attention, to get her to focus more on what I’m saying and
doing. It doesn’t look like I’m very
successful, does it?
I found
myself focusing on Mary’s portrayal of herself and her boss, given that they
occupied a central place in the drawing.
D: Your boss looks like an elderly
woman. Any thoughts on this?
M: Actually, Judy and I are about the same
age. But you wouldn’t know it. She acts a lot older–very conservative. You know, something just struck me–she looks
exactly like my mother! I can’t believe
this. I think I might have drawn my
mother, not my boss! That’s just the
way my mother looks–the same hairstyle, the same eyes, the same expression.
This
turned out to be a major revelation for Mary.
And for me—till that point, I had not given much thought to how we
parentalize our bosses. I felt torn
between wanting to listen and wanting to think through the implications of this
startling interpretation. As my
attention zigzagged about, Mary went on to say how much Judy reminded her of
her mother, who was now senile and unable to communicate. Many of the issues Mary had with her mother
were reflected in her relationship with Judy.
In particular, she felt anger at not being heard or recognized, and
experienced a sense of not living up to her mother’s/Judy’s standards. She also perceived that Judy, like Mary’s
mother, was cut off from her feelings–this corresponds to a tendency for people
to block off (or exaggerate) areas of the body that represent dysfunction in
their drawings. Here, Mary drew Judy
cut off at the waist, without legs or feet.
I was
also struck by the extent to which Mary had blocked herself out of the
picture. Wondering whether she might be
trying to minimize her presence somehow, I asked her what she thought:
D: You’ve drawn yourself as a mass of curls,
two arms, and two legs. The middle part
of you is blocked by the chair, as though you were half present. What do you think?
M: Well, I’d have to say that’s
accurate. I know I told you I liked the
job, but lately, I’ve had a lot of questions about whether this was a good
career move. When I first got here, I
had no doubts at all. I guess I haven’t
wanted to face the fact that I’m having problems with work, that I might have
made the wrong choice. I see now that
some of my issues come from baggage that I’ve brought with me. I wonder how I’d feel if my relationship
with Judy was better?
We went
on in this fashion for a couple of hours.
Directly afterwards, I remember feeling exhausted but quite pleased with
the outcome—at the time, I felt both of us had learned a lot. Looking back however, I see how vicarious
the effort was. I imposed my
fascinations, hunches, and schemas on her, while managing to stay safely “out
of the picture.” Mary was definitely
“Othered.” At the same time, some good
things came out of the process. I ended
up thinking a lot more about how families-of-origin guide our work choices and
began asking how my own work was tied to family dynamics. Mary made a number of job changes. She shared her new understandings with Judy
and was able to come up with a set of job expectations that were more personally
satisfying. Judy and Mary continued to
discuss their differences through a series of lunch get togethers.
Hopefully,
this example conveys how emergent and unpredictable the SC process can be—one
never knows where the rabbit will pop out next. Despite my original intentions to elicit neutral descriptions of
Mary’s work group, what actually transpired assumed a revelatory, and
ultimately transformational character.
We were both shocked. It also
shows how inquirer values, beliefs, and nonconscious agendas are inextricably
caught up with the inquiry effort.
While
this article has tried to bring together a number of views, explanations, and
methodologies under the theme of symbolic constructivism, it should also be
evident that, relative to traditional research methods, we know little about
how art-based approaches might be applied or how to use the information they
create. For instance, what role should
aesthetics play in the SC endeavor—should the inquirers avoid making artistic
appraisals? When should the researcher
get involved in creating artwork?
Should either inquiring party attempt to physically change the other’s
creation? How can “felt” understandings
that arise from this process be turned into “told” ones? When and where are static artforms (e.g.,
photos or drawings) more helpful than dynamic ones (e.g., storytelling or
psychodrama)? Clearly, much more work
regarding both technique and theory is needed before answers to these and other
questions will be forthcoming. Yet, I
believe such work is warranted, given symbolic constructivism’s potential for
creating tantalizing, engaging, and more multidimensional understandings of
ourselves.
_____________________________
[1]
Following Haskell (1991), I use the word “nonconscious” (instead of the
more popular term “unconscious”) to refer to beliefs and processes that
influence our conscious dealings, yet remain out of awareness. This is intended to separate the concept of
what we do not know from the idea of an autonomous, parallel form of mentation—the unconscious—as used in
psychoanalytic thought. Nevertheless, I
believe nonconsciousness around a given area can happen for numerous reasons,
through active suppression as well as naive forgetfulness.
Tacit
here refers to that which is consciously known but not spoken, either because
one cannot find the words (as with an “intuition” or “gut feel”) or because one
feels speaking on the matter is uncomfortable or inappropriate—see Lincoln
(1985) and Polyani (1966).
2 The hermeneutic spiral here is
used in Gadamer’s (1975: 241-253) sense of the term, as a means of confronting
symbolic text with an antecedent domain of meaning, and expanding this meaning
through a dialectical juxtapositioning of parts and wholes, texts and contexts. For a comprehensive comparison of different
hermeneutic approaches, see Bleicher (1980).
3 Though I have adopted a
constructivist position (e.g. Guba & Lincoln, 1989), one which emphasizes
subjectivity and multiple ways of representing reality, I also draw heavily upon
social constructionism (e.g. Berger & Luckmann, 1966, and Gergen, 1985),
which attends more to the social positioning and determination of
interpretation. I believe both
orientations are needed for the creation of useful, nonreductive understanding
and have consequently brought aspects of each into my discussion. For an informative comparison of these two
positions, see Schwandt (1994).
4 Having taken this position,
I feel it is also helpful to read in the symbolist, art therapy, and even the
fine arts literature as one makes the research journey. As one reviewer kindly
pointed out, studying Picasso’s art relative to his life experience can tell us
much about symbolic processes, aesthetics, and how the two intertwine.
5 While starting has rarely
been a problem for hermeneutics, stopping has.
For an informative discussion, see Madison’s (1990: 106-119) positioning
of Dilthey and Gadamer relative to Derrida and Rorty. The collected essays in parts two and three of Hiley et. al.
(1991) also address this issue.
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