6.2 Basis for Evaluation
of EIA Reports
It is therefore necessary to adopt appropriate
evaluation criteria for assessment of EIA reports. Uniform evaluation criteria
assume greater importance because of the diverse background of the members
of the expert committee. In absence of an evaluation criteria decision of
the committee may be influenced by the interest group lobbying. Moreover all
applications for environmental clearance submitted to the ministry are subjected
to initial scrutiny by the officials of the ministry, who also carry out a
preliminary assessment. However, the basis for such initial assessments is
not clear. This leaves ample scope for inconsistency between the assessments
done by the IAA officials and that by the expert committee.
The research has all-through viewed EIA as a decision making tool under the
focus shift of human development paradigm towards environmental sustainability.
The underlying premises of environmental sustainability include the following
(Khanna 1996):
1. Symbiotic relationship between consumer (human race) and producer (natural
systems).
2. Compatibility between ecology and economics.
In Chapter-3 the linkages between environmental sustainability and the carrying
capacity of the ecosystem have been brought to light. Only an explicit incorporation
of carrying capacity concept into EIA can ensure environmental sustainability
of projects. However, environmental sustainability being the buzzword of only
the nineties, one should not expect from the existing EMPs any link to the
regional carrying capacity. It would nevertheless be logical to expect a reasonable
consideration of the impact of the proposed projects on the biophysical environment.
As has repeatedly been emphasised minor focus change of the existing EIA studies
can be a big leap towards environmental sustainability.
Strictly speaking EIA evaluation criteria do not intend to evaluate the methodology
in use. Rather the focus is often on the evaluation of the EIA process and
its effectiveness in fulfilling the stated objectives of carrying out the
EIA study.
Leu et al. (1996a) developed a seven stage procedure for studying the effectiveness
of EIA systems in Taiwan. They grouped the domestic and international factors
affecting the EIA system into the following seven categories:
1. Environmental policies;
2. Administrative framework;
3. EIA procedure;
4. Role of actors involved;
5. EIA compliance monitoring and enforcement;
6. EIA implementation imprecates; and,
7. Availability of resources.
The above factors together with the following three additional factors make
an effective EIA system (Leu et al. 1996b):
1. Status of EIA;
2. Implementation of strategic environmental assessment (SEA);
3. International interactions.
According to Wood (1995) EIA evaluation criteria are, in effect, shorthand
versions of principles of EIA and if carefully articulated, these may have
considerable advantages in terms of brevity and clarity. Largely following
Wood (1995) the author proposes the following basic principles to be followed
while reviewing an EIA system.
1. Adherence to local, regional, national and global sustainability criteria.
2. Ensuring that all types of projects having significant implications for
environmental sustainability are required to carry out EIA studies.
3. Provision of means for identifying best options. This cannot be achieved
without a critical examination of the project objectives and the feasible
alternatives.
4. An appropriate institutional arrangement. The laws enacted must be specific,
mandatory and enforceable.
5. A transparent decision making process.
6. Stipulations, if any, in the environmental clearance should be backed by
an effective compliance monitoring.
7. The EIA process design should be oriented towards efficient implementation.
Wood (1993, 1995) suggested 14 criteria for evaluating EIA systems. Evaluation
of methodological strengths and weaknesses form only a part of the overall
evaluation process. Glasson et al. (1994) evaluated various methodologies
on the basis of the following factors:
1. Regulatory compliance;
2. Comprehensiveness of coverage;
3. Ability to bring out completely the nature of impact (short or long-term,
permanent or reversible, positive or negative impacts, etc.);
4. Ability to identify and measure indirect impacts, cumulative impacts, etc.;
5. Ability to distinguish between significant and insignificant impacts and
ability to measure significance;
6. Adequate provision for selection of preferred alternative by comparison
based on unambiguous criteria; and,
7. Possibility of comparison against carrying capacity.
This study is oriented towards assessing impacts on the ecosystem for which
EIA may be considered to comprise the following two subsystems (Norton 1984):
1. assessments of likely changes in the physical environment, the biotic component,
ecosystem morphology and size.
2. effects of these changes on the valued ecosystem components namely, environmental
quality, productivity, species composition, ecosystem behaviour and landscape
characteristics.
Opinions of EIA scholars, on what should be expected from a complete EIA system,
vary widely. An important source of disagreement is the inherent problem associated
with the prediction of impacts. Certain commonalties in the criteria selected
by various authors can, however, be noted (Atkins 1984). Previous chapters
contain scattered presentation of expectations from an EIA system. A synthesis
of observations by various authors leads to the following criteria for evaluating
the effectiveness of an EIA system:
1. Ability to accommodate multiple objectives (which may at times be conflicting
in nature) of decision making;
2. Provision of an appropriate screening subsystem to identify projects with
significant environmental impacts;
3. Provision of scoping to identify important activities and environmental
parameters to be brought within the realm of EIA analysis;
4. Provision of unambiguous criteria for comparison of alternatives;
5. Ability to take into consideration interactions among various direct impacts
and to assess second and higher order impacts by evaluating the synergetic,
potentiating and compensating effects;
6. Identification of beneficial and adverse impacts, temporary and permanent
impacts, short-term and long-term impacts, reversible and irreversible impacts;
7. Evaluation of both significance and magnitude of impacts;
8. Incorporation of assessment of uncertainties, risks and associated hazards;
9. Consideration of ecosystem behavioural pattern under induced (likely) stresses
and shocks;
10. Identification of surveillance and monitoring requirements during various
phases of project life, namely, construction, operation, closure and post
closure periods;
11. Separate assessment of impacts during each phase of project life without
any trade-off between impacts occurring over different phases of project life;
12. Efficient communication of impact assessment results to decision-makers;
13. Linkages to regional assimilative capacity at criteria (4) through (11);
and,
14. Fulfilment of the objectives of the project activities.
In addition to satisfying the requirement of environmental sustainability,
the criterion 13 also helps comparison of fundamentally different and difficult
to compare alternatives. Atkins (1984) suggested thirty points for evaluation
of EIA methodologies. The factors suggested by him satisfy twelve of the thirteen
criteria listed above. Atkins (1984) carried out theoretical evaluation of
six EIA methodologies and found that BEES and Sorensen Network were satisfying
only about half of the 30 criteria.