........... SUBTOPICS: Hubble's
Law
Testing
the Steady-State Hypothesis
Putting
the Puzzle Together
ILLUSTRATIONS: Galaxy
Cluster
Multiple
Images
Homogeneous
Distribution
Distant
Galaxies
Density
of Neutrons and Protons
Table
of Contents
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At a particular instant roughly 12 billion years ago, all the matter
and energy we can observe, concentrated in a region smaller than a dime,
began to expand and cool at an incredibly rapid rate. By the time the
temperature had dropped to 100 million times that of the sun's core, the
forces of nature assumed their present properties, and the elementary
particles known as quarks roamed freely in a sea of energy. When the
universe had expanded an additional 1,000 times, all the matter we can
measure filled a region the size of the solar system.
At that time,
the free quarks became confined in neutrons and protons. After the
universe had grown by another factor of 1,000, protons and neutrons
combined to form atomic nuclei, including most of the helium and deuterium
present today. All of this occurred within the first minute of the
expansion. Conditions were still too hot, however, for atomic nuclei to
capture electrons. Neutral atoms appeared in abundance only after the
expansion had continued for 300,000 years and the universe was 1,000 times
smaller than it is now. The neutral atoms then began to coalesce into gas
clouds, which later evolved into stars. By the time the universe had
expanded to one fifth its present size, the stars had formed groups
recognizable as young galaxies. When the universe was half its present
size, nuclear reactions in stars had produced most of the heavy elements
from which terrestrial planets were made. Our solar system is relatively
young: it formed five billion years ago, when the universe was two thirds
its present size. Over time the formation of stars has consumed the supply
of gas in galaxies, and hence the population of stars is waning. Fifteen
billion years from now stars like our sun will be relatively rare, making
the universe a far less hospitable place for observers like us.
Our understanding of the genesis and evolution of the universe is one
of the great achievements of 20th-century science. This knowledge comes
from decades of innovative experiments and theories. Modern telescopes on
the ground and in space detect the light from galaxies billions of
light-years away, showing us what the universe looked like when it was
young. Particle accelerators probe the basic physics of the high-energy
environment of the early universe. Satellites detect the cosmic background
radiation left over from the early stages of expansion, providing an image
of the universe on the largest scales we can observe.
Our best efforts to explain this wealth of data are embodied in a
theory known as the standard cosmological model or the big bang cosmology.
The major claim of the theory is that in the large-scale average, the
universe is expanding in a nearly homogeneous way from a dense early
state. At present, there are no fundamental challenges to the big bang
theory, although there are certainly unresolved issues within the theory
itself. Astronomers are not sure, for example, how the galaxies were
formed, but there is no reason to think the process did not occur within
the framework of the big bang. Indeed, the predictions of the theory have
survived all tests to date.
Yet the big bang model goes only so far, and many fundamental mysteries
remain. What was the universe like before it was expanding? (No
observation we have made allows us to look back beyond the moment at which
the expansion began.) What will happen in the distant future, when the
last of the stars exhaust the supply of nuclear fuel? No one knows the
answers yet.
Our universe may be viewed in many lights--by mystics, theologians,
philosophers or scientists. In science we adopt the plodding route: we
accept only what is tested by experiment or observation. Albert Einstein
gave us the now well-tested and accepted general theory of relativity,
which establishes the relations between mass, energy, space and time.
Einstein showed that a homogeneous distribution of matter in space fits
nicely with his theory. He assumed without discussion that the universe is
static, unchanging in the large-scale average [see "How Cosmology Became a
Science," by Stephen G. Brush; Scientific American, August 1992].
In 1922 the Russian theorist Alexander A. Friedmann realized that
Einstein's universe is unstable; the slightest perturbation would cause it
to expand or contract. At that time, Vesto M. Slipher of Lowell
Observatory was collecting the first evidence that galaxies are actually
moving apart. Then, in 1929, the eminent astronomer Edwin P. Hubble showed
that the rate a galaxy is moving away from us is roughly proportional to
its distance from us.
The existence of an expanding universe implies that the cosmos has
evolved from a dense concentration of matter into the present broadly
spread distribution of galaxies. Fred Hoyle, an English cosmologist, was
the first to call this process the big bang. Hoyle intended to disparage
the theory, but the name was so catchy it gained popularity. It is
somewhat misleading, however, to describe the expansion as some type of
explosion of matter away from some particular point in space.
That is not the picture at all: in Einstein's universe the concept of
space and the distribution of matter are intimately linked; the observed
expansion of the system of galaxies reveals the unfolding of space itself.
An essential feature of the theory is that the average density in space
declines as the universe expands; the distribution of matter forms no
observable edge. In an explosion the fastest particles move out into empty
space, but in the big bang cosmology, particles uniformly fill all space.
The expansion of the universe has had little influence on the size of
galaxies or even clusters of galaxies that are bound by gravity; space is
simply opening up between them. In this sense, the expansion is similar to
a rising loaf of raisin bread. The dough is analogous to space, and the
raisins, to clusters of galaxies. As the dough expands, the raisins move
apart. Moreover, the speed with which any two raisins move apart is
directly and positively related to the amount of dough separating them.
The evidence for the expansion of the universe has been accumulating
for some 60 years. The first important clue is the redshift. A galaxy
emits or absorbs some wavelengths of light more strongly than others. If
the galaxy is moving away from us, these emission and absorption features
are shifted to longer wavelengths--that is, they become redder as the
recession velocity increases.
Hubble's Law
Hubble's measurements indicated that the redshift of a distant galaxy
is greater than that of one closer to Earth. This relation, now known as
Hubble's law, is just what one would expect in a uniformly expanding
universe. Hubble's law says the recession velocity of a galaxy is equal to
its distance multiplied by a quantity called Hubble's constant. The
redshift effect in nearby galaxies is relatively subtle, requiring good
instrumentation to detect it. In contrast, the redshift of very distant
objects--radio galaxies and quasars--is an awesome phenomenon; some appear
to be moving away at greater than 90 percent of the speed of light.
Hubble contributed to another crucial part of the picture. He counted
the number of visible galaxies in different directions in the sky and
found that they appear to be rather uniformly distributed. The value of
Hubble's constant seemed to be the same in all directions, a necessary
consequence of uniform expansion. Modern surveys confirm the fundamental
tenet that the universe is homogeneous on large scales. Although maps of
the distribution of the nearby galaxies display clumpiness, deeper surveys
reveal considerable uniformity.
The Milky Way, for instance, resides in a knot of two dozen galaxies;
these in turn are part of a complex of galaxies that protrudes from the
so-called local supercluster. The hierarchy of clustering has been traced
up to dimensions of about 500 million light-years. The fluctuations in the
average density of matter diminish as the scale of the structure being
investigated increases. In maps that cover distances that reach close to
the observable limit, the average density of matter changes by less than a
tenth of a percent.
To test Hubble's
law, astronomers need to measure distances to galaxies. One method for
gauging distance is to observe the apparent brightness of a galaxy. If one
galaxy is four times fainter than an otherwise comparable galaxy, then it
can be estimated to be twice as far away. This expectation has now been
tested over the whole of the visible range of distances.
Some critics of the theory have pointed out that a galaxy that appears
to be smaller and fainter might not actually be more distant. Fortunately,
there is a direct indication that objects whose redshifts are larger
really are more distant. The evidence comes from observations of an effect
known as gravitational lensing [see illustration on opposite page]. An
object as massive and compact as a galaxy can act as a crude lens,
producing a distorted, magnified image (or even many images) of any
background radiation source that lies behind it. Such an object does so by
bending the paths of light rays and other electromagnetic radiation. So if
a galaxy sits in the line of sight between Earth and some distant object,
it will bend the light rays from the object so that they are observable
[see "Gravitational Lenses," by Edwin L. Turner; Scientific American, July
1988]. During the past decade, astronomers have discovered about two dozen
gravitational lenses. The object behind the lens is always found to have a
higher redshift than the lens itself, confirming the qualitative
prediction of Hubble's law.
Hubble's law has great significance not only because it describes the
expansion of the universe but also because it can be used to calculate the
age of the cosmos. To be precise, the time elapsed since the big bang is a
function of the present value of Hubble's constant and its rate of change.
Astronomers have determined the approximate rate of the expansion, but no
one has yet been able to measure the second value precisely.
Still, one can estimate this quantity from knowledge of the universe's
average density. One expects that because gravity exerts a force that
opposes expansion, galaxies would tend to move apart more slowly now than
they did in the past. The rate of change in expansion is thus related to
the gravitational pull of the universe set by its average density. If the
density is that of just the visible material in and around galaxies, the
age of the universe probably lies between 10 and 15 billion years. (The
range allows for the uncertainty in the rate of expansion.)
Yet many researchers believe the density is greater than this minimum
value. So-called dark matter would make up the difference. A strongly
defended argument holds that the universe is just dense enough that in the
remote future the expansion will slow almost to zero. Under this
assumption, the age of the universe decreases to the range of seven to 13
billion years.
To improve these estimates, many astronomers are involved in intensive
research to measure both the distances to galaxies and the density of the
universe. Estimates of the expansion time provide an important test for
the big bang model of the universe. If the theory is correct, everything
in the visible universe should be younger than the expansion time computed
from Hubble's law.
These two
timescales do appear to be in at least rough concordance. For example, the
oldest stars in the disk of the Milky Way galaxy are about nine billion
years old--an estimate derived from the rate of cooling of white dwarf
stars. The stars in the halo of the Milky Way are somewhat older, about 12
billion years--a value derived from the rate of nuclear fuel consumption
in the cores of these stars. The ages of the oldest known chemical
elements are also approximately 12 billion years--a number that comes from
radioactive dating techniques. Workers in laboratories have derived these
age estimates from atomic and nuclear physics. It is noteworthy that their
results agree, at least approximately, with the age that astronomers have
derived by measuring cosmic expansion.
Another theory, the steady-state theory, also succeeds in accounting
for the expansion and homogeneity of the universe. In 1946 three
physicists in England--Hoyle, Hermann Bondi and Thomas Gold--proposed such
a cosmology. In their theory the universe is forever expanding, and matter
is created spontaneously to fill the voids. As this material accumulates,
they suggested, it forms new stars to replace the old. This steady-state
hypothesis predicts that ensembles of galaxies close to us should look
statistically the same as those far away. The big bang cosmology makes a
different prediction: if galaxies were all formed long ago, distant
galaxies should look younger than those nearby because light from them
requires a longer time to reach us. Such galaxies should contain more
short-lived stars and more gas out of which future generations of stars
will form.
Testing the Steady-State Hypothesis
The test is simple conceptually, but it took decades for astronomers to
develop detectors sensitive enough to study distant galaxies in detail.
When astronomers examine nearby galaxies that are powerful emitters of
radio wavelengths, they see, at optical wavelengths, relatively round
systems of stars. Distant radio galaxies, on the other hand, appear to
have elongated and sometimes irregular structures. Moreover, in most
distant radio galaxies, unlike the ones nearby, the distribution of light
tends to be aligned with the pattern of the radio emission.
Likewise, when astronomers study the population of massive, dense
clusters of galaxies, they find differences between those that are close
and those far away. Distant clusters contain bluish galaxies that show
evidence of ongoing star formation. Similar clusters that are nearby
contain reddish galaxies in which active star formation ceased long ago.
Observations made with the Hubble Space Telescope confirm that at least
some of the enhanced star formation in these younger clusters may be the
result of collisions between their member galaxies, a process that is much
rarer in the present epoch.
So if galaxies are all moving away from one another and are evolving
from earlier forms, it seems logical that they were once crowded together
in some dense sea of matter and energy. Indeed, in 1927, before much was
known about distant galaxies, a Belgian cosmologist and priest, Georges
Lema”tre, proposed that the expansion of the universe might be traced to
an exceedingly dense state he called the primeval "super-atom." It might
even be possible, he thought, to detect remnant radiation from the
primeval atom. But what would this radiation signature look like?
When the
universe was very young and hot, radiation could not travel very far
without being absorbed and emitted by some particle. This continuous
exchange of energy maintained a state of thermal equilibrium; any
particular region was unlikely to be much hotter or cooler than the
average. When matter and energy settle to such a state, the result is a
so-called thermal spectrum, where the intensity of radiation at each
wavelength is a definite function of the temperature. Hence, radiation
originating in the hot big bang is recognizable by its spectrum.
In fact, this thermal cosmic background radiation has been detected.
While working on the development of radar in the 1940s, Robert H. Dicke,
then at the Massachusetts Institute of Technology, invented the microwave
radiometer--a device capable of detecting low levels of radiation. In the
1960s Bell Laboratories used a radiometer in a telescope that would track
the early communications satellites Echo-1 and Telstar. The engineer who
built this instrument found that it was detecting unexpected radiation.
Arno A. Penzias and Robert W. Wilson identified the signal as the cosmic
background radiation. It is interesting that Penzias and Wilson were led
to this idea by the news that Dicke had suggested that one ought to use a
radiometer to search for the cosmic background.
Astronomers have studied this radiation in great detail using the
Cosmic Background Explorer (COBE) satellite and a number of
rocket-launched, balloon-borne and ground-based experiments. The cosmic
background radiation has two distinctive properties. First, it is nearly
the same in all directions. (As the COBE team, led by John Mather of the
National Aeronautics and Space Administration Goddard Space Flight Center,
showed in 1992, the variation is just one part per 100,000.) The
interpretation is that the radiation uniformly fills space, as predicted
in the big bang cosmology. Second, the spectrum is very close to that of
an object in thermal equilibrium at 2.726 kelvins above absolute zero. To
be sure, the cosmic background radiation was produced when the universe
was far hotter than 2.726 kelvins, yet researchers anticipated correctly
that the apparent temperature of the radiation would be low. In the 1930s
Richard C. Tolman of the California Institute of Technology showed that
the temperature of the cosmic background would diminish because of the
universe's expansion.
The cosmic background radiation provides direct evidence that the
universe did expand from a dense, hot state, for this is the condition
needed to produce the radiation. In the dense, hot early universe
thermonuclear reactions produced elements heavier than hydrogen, including
deuterium, helium and lithium. It is striking that the computed mix of the
light elements agrees with the observed abundances. That is, all evidence
indicates that the light elements were produced in the hot young universe,
whereas the heavier elements appeared later, as products of the
thermonuclear reactions that power stars.
The theory for the origin of the light elements emerged from the burst
of research that followed the end of World War II. George Gamow and
graduate student Ralph A. Alpher of George Washington University and
Robert Herman of the Johns Hopkins University Applied Physics Laboratory
and others used nuclear physics data from the war effort to predict what
kind of nuclear processes might have occurred in the early universe and
what elements might have been produced. Alpher and Herman also realized
that a remnant of the original expansion would still be detectable in the
existing universe.
Despite the fact that significant details of this pioneering work were
in error, it forged a link between nuclear physics and cosmology. The
workers demonstrated that the early universe could be viewed as a type of
thermonuclear reactor. As a result, physicists have now precisely
calculated the abundances of light elements produced in the big bang and
how those quantities have changed because of subsequent events in the
interstellar medium and nuclear processes in stars.
Putting the Puzzle Together
Our grasp of the conditions that prevailed in the early universe does
not translate into a full understanding of how galaxies formed.
Nevertheless, we do have quite a few pieces of the puzzle. Gravity causes
the growth of density fluctuations in the distribution of matter, because
it more strongly slows the expansion of denser regions, making them grow
still denser. This process is observed in the growth of nearby clusters of
galaxies, and the galaxies themselves were probably assembled by the same
process on a smaller scale.
The growth of structure in the early universe was prevented by
radiation pressure, but that changed when the universe had expanded to
about 0.1 percent of its present size. At that point, the temperature was
about 3,000 kelvins, cool enough to allow the ions and electrons to
combine to form neutral hydrogen and helium. The neutral matter was able
to slip through the radiation and to form gas clouds that could collapse
into star clusters. Observations show that by the time the universe was
one fifth its present size, matter had gathered into gas clouds large
enough to be called young galaxies.
A pressing challenge now is to reconcile the apparent uniformity of the
early universe with the lumpy distribution of galaxies in the present
universe. Astronomers know that the density of the early universe did not
vary by much, because they observe only slight irregularities in the
cosmic background radiation. So far it has been easy to develop theories
that are consistent with the available measurements, but more critical
tests are in progress. In particular, different theories for galaxy
formation predict quite different fluctuations in the cosmic background
radiation on angular scales less than about one degree. Measurements of
such tiny fluctuations have not yet been done, but they might be
accomplished in the generation of experiments now under way. It will be
exciting to learn whether any of the theories of galaxy formation now
under consideration survive these tests.
The present-day universe has
provided ample opportunity for the development of life as we know
it--there are some 100 billion billion stars similar to the sun in the
part of the universe we can observe. The big bang cosmology implies,
however, that life is possible only for a bounded span of time: the
universe was too hot in the distant past, and it has limited resources for
the future. Most galaxies are still producing new stars, but many others
have already exhausted their supply of gas. Thirty billion years from now,
galaxies will be much darker and filled with dead or dying stars, so there
will be far fewer planets capable of supporting life as it now exists.
The universe may expand forever, in which case all the galaxies and
stars will eventually grow dark and cold. The alternative to this big
chill is a big crunch. If the mass of the universe is large enough,
gravity will eventually reverse the expansion, and all matter and energy
will be reunited. During the next decade, as researchers improve
techniques for measuring the mass of the universe, we may learn whether
the present expansion is headed toward a big chill or a big crunch.
In the near future, we expect new experiments to provide a better
understanding of the big bang. New measurements of the expansion rate and
the ages of stars are beginning to confirm that the stars are indeed
younger than the expanding universe. New telescopes such as the twin
10-meter Keck telescopes in Hawaii and the 2.5-meter Hubble Space
Telescope, other new telescopes at the South Pole and new satellites
looking at background radiation as well as new physics experiments
searching for "dark matter" may allow us to see how the mass of the
universe affects the curvature of space-time, which in turn influences our
observations of distant galaxies.
We will also continue to study issues that the big bang cosmology does
not address. We do not know why there was a big bang or what may have
existed before. We do not know whether our universe has siblings--other
expanding regions well removed from what we can observe. We do not
understand why the fundamental constants of nature have the values they
do. Advances in particle physics suggest some interesting ways these
questions might be answered; the challenge is to find experimental tests
of the ideas.
In following the debate on such matters of cosmology, one should bear
in mind that all physical theories are approximations of reality that can
fail if pushed too far. Physical science advances by incorporating earlier
theories that are experimentally supported into larger, more encompassing
frameworks. The big bang theory is supported by a wealth of evidence: it
explains the cosmic background radiation, the abundances of light elements
and the Hubble expansion. Thus, any new cosmology surely will include the
big bang picture. Whatever developments the coming decades may bring,
cosmology has moved from a branch of philosophy to a physical science
where hypotheses meet the test of observation and experiment.

The Authors
P. JAMES E. PEEBLES, DAVID N. SCHRAMM, EDWIN L. TURNER and RICHARD G.
KRON have individually earned top honors for their work on the evolution
of the universe. Peebles is professor of physics at Princeton University,
where in 1958 he began an illustrious career in gravitational physics.
Most of his free time is spent with his three grandchildren. Turner is
chair of astrophysical sciences at Princeton and director of the 3.5-meter
ARC telescope in New Mexico. He has a personal, cultural and religious
interest in Japan. Since 1978 Kron has served on the faculty of the
department of astronomy and astrophysics at the University of Chicago, and
he is also a member of the experimental astrophysics group at Fermi
National Accelerator Laboratory. He enjoys observing distant galaxies
almost as much as directing Yerkes Observatory near Lake Geneva, Wis.
Schramm, who was Louis Block Distinguished Service Professor in the
Physical Sciences and vice president for research at the University of
Chicago, died in a tragic airplane accident while this special issue was
being prepared for publication. This article updates a version that
appeared in Scientific American in October 1994.
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