Emotions such as anger, fear, grief, envy, compassion,
love and jealousy have a close connection to morality. Philosophers have
generally agreed that they can pose problems for morality in a variety of
ways: by impeding judgment, by making attention uneven and partial, by making
the person unstable and excessively needy, by suggesting immoral projects and
goals. The place of emotions in moral theories depends on whether they
are conceived of merely as impulses without thought or intentional content, or
as having some sort of cognitive content. Plato argued that emotions form a
part of the soul separate from thought and evaluation, and moved, in the
course of his writings, from a sceptical view of their contribution to
morality to a more positive appraisal. Aristotle connected emotions closely
with judgment and belief, and held that they can be cultivated through moral
education to be important components of a virtuous character. The Stoics
identified emotions with judgments ascribing a very high value to uncontrolled
external things and persons, arguing that all such judgments are false and
should be removed. Their cognitive analysis of emotion stands independent of
this radical normative thesis, and has been adopted by many philosophers who
do not accept it.
Modern theories of emotion can be seen as a series of responses and
counter-responses to the Stoic challenge. Descartes, Spinoza, Kant and
Nietzsche all accepted many of the Stoics’ normative arguments in favour of
diminishing the role played by emotions in morality; they differed, however,
in the accounts of emotion they proposed. Focusing on compassion or sympathy,
Hutcheson, Hume, Rousseau, Adam Smith and Schopenhauer all defended the role
of some emotions in morality, returning to a normative position closer to
Aristotle’s (though not always with a similarly cognitive analysis).
Contemporary views of emotion have been preoccupied with the criticism
of reductive accounts that derive from behaviourist psychology. By now, it is
once again generally acknowledged that emotions are intelligent parts of the
personality that can inform and illuminate as well as motivate.
Philosophers’ views have been enriched by advances in cognitive psychology,
psychoanalysis and anthropology. Feminist accounts of emotion differ sharply,
some insisting that we should validate emotions as important parts of moral
character, others that emotions shaped by unjust conditions are unreliable
guides.
Emotions are usually considered to be distinct both from
bodily appetites, such as hunger and thirst, and from objectless moods, such
as irritation and endogenous depression (see Emotions, nature of). Major
members of the class have traditionally been love, anger, grief, fear, envy,
jealousy, guilt and pity (compassion) (see Love; Moral sentiments;
Rectification and remainders). Some philosophers have adopted an account of
these experiences that makes them rather close to appetites after all:
emotions are surges of affect or energy in the personality, unreasoning
movements that push people into acting without being very much connected to
their thoughts about the world. This view is frequently connected to the idea
that emotions derive from an animal part of our nature, often by thinkers who
do not have a high regard for animal intelligence.
Seen this way, emotions figure in morality only as forces that either
advance or impede the purposes of moral judgment or will. They can be trained
and to some extent conditioned, but in a relatively mechanical manner. Thus
they will never be what makes a virtuous character virtuous, though a virtuous
person can take pride in having exercised an appropriate degree of discipline
over them (see Self-control; Virtues and vices §3).
Other philosophical theories about emotions hold that they
involve interpretation and belief. An emotion such as grief is not simply a
mindless surge of painful affect: it involves a way of seeing an object, an
appraisal of that object as important, and the belief that the object is lost.
Fear involves the belief that bad events are impending, and that one is not
fully in control of warding them off. Such theories hold that changes in the
relevant beliefs entail changes in emotion: one who learns that danger is not
really at hand will cease to fear. When we scrutinize the beliefs involved in
the emotions, it emerges that they are of two sorts: beliefs about what is
happening in the world (Is the person really dead? Is the enemy really at
hand?) and evaluative beliefs (Is the person really worth getting upset about?
Is the danger serious?). Many of the evaluative beliefs derive from social
teaching, some of it moral in nature. We learn what insults are worth getting
upset about, what losses are serious, what damages are to be avoided.
Seen this way, emotions become intelligent parts of the moral
personality, which can be cultivated through a process of moral education (see
Moral education §3). Such a process will aim at producing adults who not only
control their anger and fear, but experience anger and fear appropriately,
towards the appropriate objects at the appropriate time in the appropriate
degree. Merely self-controlled persons look to these theorists like those
whose moral development is incomplete or imperfect. If we find them hating
foreigners, but controlling their behaviour towards them, we will judge that
there is some further moral work they should be doing before they can claim to
be fully virtuous.
Theories of character based on Aristotle and other Greek thinkers,
however, have been Western philosophy’s most substantial sources for thought
about the proper cultivation of emotion within morality (see Emotions,
philosophy of §2). Aristotle’s norm of a reasonable person is one whose
character is infused completely by the correct reasons for action, which have
shaped all their motives and attitudes. Because he aims to describe the
cultivation of a whole person and way of life, rather than simply to prescribe
a list of duties, he has ample scope for discussing emotional self-shaping.
For Aristotle, emotions are combinations of a feeling of pleasure or
pain with a belief (or perhaps a more rudimentary cognitive attitude, a seeing
x as y). Fear, for example, combines painful feeling with the thought that
there are bad events impending. The combination is not casual: the pain is
pain at the thought of that impending danger. Therefore, changes in belief
will change emotions. (Aristotle makes these arguments in Rhetoric, showing
how an orator can manipulate the passions of the audience.) In normative
terms, Aristotle argues that the virtuous person is one who has attained
balance and appropriateness in emotion as well as action. A person who
completely lacked anger at an insult to loved ones, for example, would be
culpably deficient; but excessive anger is strongly criticized, and the
condition to aim for is ‘mildness of temper’ (see Aristotle §§22-4).
Epicurus and his school (including the Roman poet Lucretius) presented
impressive accounts of several emotions, in particular the fear of death (see
Epicureanism §13). They argued that this fear poisons individuals’ lives
and causes social distress. Since they agreed with Aristotle about its
cognitive basis, they argued that it could be completely removed by teaching
people that death is not a bad thing for the person who has died.
The Greek and Roman Stoics were the great passion theorists of
antiquity. They produced impressive analyses and taxonomies of the passions,
arguing powerfully in favour of the view that they are essentially evaluative
judgments that ascribe to things or persons outside our control great
importance for our flourishing (see Stoicism §19). This analysis is
continuous with Aristotle’s, but it goes a step further, denying that there
is any bodily feeling over and above the cognition that is essential to the
identity of a particular emotion. This apparently counter-intuitive view is
rendered plausible by extensive consideration of the power of thought to
transform the personality.
One might accept this analysis of emotion and still hold, with
Aristotle, that many of the judgments involved in emotions are true and
appropriate: when one’s child dies, for example, it is right to think that
something of enormous importance has been lost. The Stoics, however, held that
all the judgments involved in all the passions are false, because all ascribe
too much importance to external things and persons, making people dependent on
the world for their happiness. To this argument they added several others:
emotions weaken the personality, robbing it of force and integrity; they make
one prone to excessive and violent acts; and, finally, they are not necessary
to motivate good acts, which can be chosen out of duty alone.
Their conclusion is thus that the emotions should be extirpated from
human life. Moved especially by the damage done by anger in social life, and
convinced that there is no getting rid of anger without getting rid of the
attachments to externals that are also involved in love and grief and fear,
they came to the radical conclusion that we can stop cruelty and violence only
by cultivating utter detachment from everything that used to matter to us.
They then strove valiantly to show that we can motivate an active concern for
humanity without relying on emotion. Removing emotions is not expected to be
like removing false beliefs about more trivial matters: because the
evaluations involved are transmitted early through social and parental
teaching, they have become deeply habitual, and can be changed, if at all,
only through a lifetime of patient effort. Their hope was that as this effort
is exercised with greater success, the personality as a whole would become
enlightened.
Because their analyses are so compelling and humanly rich, and because
they focus with convincing examples on the depredations of emotion in
politics, writers such as Seneca and Marcus Aurelius continue to make this
radical thesis compelling.
Spinoza accepted the Stoic analysis and the radical normative thesis,
holding, with Seneca, that philosophical therapy can free us from bondage to
our emotions (see Spinoza, B. de §9). He gave the normative programme new
urgency by insisting that all strong attachments are essentially ambivalent:
we love an external person or thing because we find that it assists our
efforts to flourish. But anything that can assist us, so long as it is
separate from us, can also frustrate us; so all love is mixed with hate. Like
the Stoics, Spinoza held that there is a type of joy that is not an emotion in
the sense that it is not based on a overvaluation of the significance of
externals; it is the contemplative joy with which one regards the
deterministic system of the universe as a whole. Like the Stoics, Spinoza
identified that order with god; thus the good state is designated the
‘intellectual love of god’.
Kant did not accept the Stoic analysis of the passions. Oddly enough,
he presented no arguments against it, and no substantial analysis of his own;
but he plainly conceived of passions as pre-rational, impulsive and
undiscriminating. Thus, the only role he saw passions playing in virtue was a
rather mechanical one, as forces that either aid or impede duty. In general,
he thought they impede it, and he therefore conceived of virtue as a kind of
strength of will, in which the will maintains its control over the potentially
disrupting passions.
Kant was well aware of the Stoic normative view. To a great extent he
shared it, praising the Stoics for cultivating detachment from passion, and
for promoting active beneficence rather than relying on compassionate emotion.
But he showed considerable ambivalence, and was unwilling to dismiss
compassionate emotion utterly. He understood that it may be difficult to
motivate beneficence without this emotion, that motives of duty by themselves
may not suffice. He therefore urged people to seek out experiences in which
they will naturally be moved to compassion, so that their beneficence will
have the strength of passion behind it.
A surprising ally of the Kantian position was Nietzsche (1881), who
objected to pity as an emotion that insults the dignity of the suffering
person by implying that this is a person who really needs the things of this
world. Equipped with a rather romantic picture of strength and
self-sufficiency, Nietzsche believed that the truly strong can rise above
life’s ills through will, and therefore do not need compassion, grief or
fear. Citing the Stoics, Spinoza and Kant as his predecessors, Nietzsche
denounced the Christian/democratic tradition of praising compassion as a basic
social motive.
The eighteenth century saw the flowering of a number of distinct
approaches to the sympathetic emotions. Although Christian views did not cease
to exert an influence, the notion of original evil was contested increasingly
in favour of a view of natural goodness in which basic emotional equipment
played a salient role. Hutcheson and Hume made the capacity for sympathy a
basic part of human nature (see Hutcheson, F. §2; Hume, D. §3). Hume
(1739/40) made many valuable observations about the role of sympathy in
motivating moral conduct (see Moral motivation §6). But his conviction that
desires and passions are basically noncognitive, and that reasoning is capable
only of devising means to ends set by desire, led him to short-change many
aspects of the passions that even his own concrete analyses at times
acknowledge. Although he connected passions with a characteristic object, he
seems not to have treated the connection as essential to the identity of the
passion: a passion is simply a particular type of impression caused by the
object. Hume’s enormous influence has led to the sharp split between passion
and cognition that characterizes much modern Anglo-American thought (see
Emotions, philosophy of §§3-4).
Rousseau gave the emotion of pitié, compassion, a central role in
social morality (see Rousseau, J.-J. §4). Describing the education of young
Émile (1762), he shows that the experience of being astonished and pained at
the pain of another is an essential foundation for all society. Compassion
leads us to recognize the vulnerability that all humans share, and to
appreciate the pain that disasters of various types cause others. Thus, the
emotion leads us to be sceptical of distinctions that situate some people as
high above others, their fortunes as vastly more secure.
Rousseau evidently thought that emotions, involving complex imagining
and thought, convey moral information that it would be difficult to obtain in
any other way. Accepting a version of the Stoic idea of original human
innocence, he seems to have held that excesses in self-love derive from
experience of unequal social conditions.
Adam Smith’s The Theory of Moral Sentiments (1759) provides one of
the modern tradition’s most detailed analyses of the moral contributions of
emotion. Heavily indebted to the Stoics, Smith develops a richly detailed
account of the cognitive content of passions such as anger and sympathy. He
differs with the Stoics on the normative question, taking up a more
Aristotelian view about attachments to family and loved ones. His device of
the ‘judicious spectator’, modelled on Stoic conceptions of self-scrutiny
and conscience, gives the moral agent a way of estimating the point of
propriety in passion: we are to ask what a concerned spectator, not personally
involved, would feel at the events, and this will help us identify bias and
irrationality deriving from our own personal immersion. Despite his positive
view of sympathy and other emotions, Smith thought them inconstant and
unreliable as guides to social choice, since he observed that we are most
easily moved by events closest to ourselves: an earthquake in China means less
to a person than an injury to his own finger (see Smith, A. §§2-3).
Another philosopher who defended the fundamental role of compassion in
morality was Schopenhauer (1840). Criticizing Kant, he argued that all
genuinely moral action must be grounded in other-directed emotion (see
Schopenhauer, A. §6). Imagining compassion as involving a mysterious union of
the self with the other, he leaves the reader unclear as to precisely why it
is not, therefore, a form of self-concern. Schopenhauer’s account had,
nevertheless, tremendous influence in a culture dissatisfied with duty-based
views.
During this period, cognitive psychology was itself evolving. By now,
psychologists no longer expect to be able to give purely behavioural accounts
of emotion in terms of stimulus and response, and most of the dominant
accounts hold that emotions are a form of intelligent interpretation in which
an animal takes in news of how things are in the world with respect to its
most important goals and projects. Richard Lazarus (1991) has argued that
emotion’s evolutionary contribution is best explained this way: emotions
give animals information that is essential to survival. Psychologists
generally agree that we have reason to credit many animals at least with the
capacity for complex appraisals suited to this account of emotion. Their work
has enriched the philosophical debate.
At the same time, anthropologists have produced fascinating accounts of
the role played by social norms in shaping the emotion-categories of different
societies. These accounts raise questions about the extent to which an
emotional repertoire is malleable; at least with respect to specific sub-types
and internal demarcations within categories, there appears to be considerable
cross-cultural variation in emotion-types, and also, presumably, at least some
variation in emotional experience (see Moral sentiments §3; Morality and
ethics §4).
This returns us to the moral problem with which the Stoics grapple: for
if we see that emotions are learned with the learning of social norms, and we
are convinced that our society is not perfect, then it might be unwise to
trust the emotions too much as guides to conduct. One society described by
anthropologist Jean Briggs (1971), the Utku Eskimos, actually embodies a
relatively successful Stoic programme for the elimination of anger, thus
prompting us to ask how we should think about our own goals and moral
projects.
On the other hand, feminists who consider the social origins of the
appraisals involved in emotion have reasons for doubt. If women have a great
propensity to care for others, is this always a good thing? Is it not the case
that men have standardly urged women to see themselves as care-givers, rather
than as sources of worth and agency in their own right? J.S. Mill (1869)
argued that even women’s desire to please men has a social origin and is a
legacy of women’s subordination. This line of argument has been continued
recently in the work of Catharine MacKinnon (1989), who argues that women’s
emotions and desires are in significant ways created by inequality and
injustice, and that we should therefore be highly sceptical of the claim that
women’s instincts of care are always trustworthy and morally valuable.
It is not necessary to choose between these extremes. We can hold that
many emotions are valuable parts of the moral life without giving implicit
trust to any that have been shaped in imperfect and unjust social conditions -
judging, with Aristotle and Adam Smith, that emotions can be good guides as
elements in a life organized and examined by critical reflection.
See also: Emotivism; Family, ethics and the
MARTHA C. NUSSBAUM
Aristotle (c. mid 4th century BC) Rhetoric, trans. G. Kennedy, Aristotle on Rhetoric: A Theory of Civic Discourse, New York: Oxford University Press.(Illustrates Aristotle’s view that, since emotions are combinations of a feeling of pleasure or pain with a belief, changes in belief will change emotions.)
Baier, A.C. (1994) Moral Prejudices: Essays on Ethics, Cambridge, MA: Harvard University Press.(Discusses the role of care in moral theory.)
Blum, L. (1980) Friendship, Altruism, and Morality, London: Routledge.(Defends the role of compassion in moral judgment.)
Briggs, J. (1971) Never in Anger, Cambridge, MA: Harvard University Press.(Anthropological study of a society that removes anger.)
Dante (1313-21) Divina Commedia, trans. J. Ciardi, The Divine Comedy, New York: E.P. Dutton, 3 vols, 1989. (Highly influential medieval Christian account of love, which ends with the visionary experience of a harmony of emotion and will.)
Descartes, R. (1649) Les passions de l’âme, trans. The Passions of the Soul, in The Philosophical Writings of Descartes, ed. and trans. J. Cottingham, R. Stoothoff, D. Murdoch and A. Kenny, Cambridge: Cambridge University Press, vol. 1, 1984.(Analysis of passions in accordance with mind-body dualism.)
De Sousa, R. (1987) The Rationality of Emotion, Cambridge, MA: MIT Press.(Excellent account of the cognitive content of emotions and its evolutionary role.)
Gordon, R. (1987) The Structure of Emotions, Cambridge: Cambridge University Press.(Valuable philosophical analysis of emotion/cognition relationship.)
Held, V. (1993) Feminist Morality: Transforming Culture, Society, and Politics, Chicago, IL: University of Chicago Press.(Care ethics and social justice.)
Held, V. (ed.) (1995) Justice and Care: Essential Readings in Feminist Ethics, Boulder, CO: Westview Press.
(Collection of different feminist viewpoints on care ethics.)
Hume, D. (1739/40) A Treatise of Human Nature, ed. L.A. Selby-Bigge, revised by P.H. Nidditch, Oxford: Clarendon Press, 2nd edn, 1978.(Influential account of the relationship between emotion and action.)
Kant, I. (1797) Metaphysische Anfangsgründe der Tugendlehre, trans. J.W. Ellington, Metaphysical Principles of Virtue, Indianapolis, IN: Hackett Publishing Company, 1964; repr. in Immanuel Kant: Ethical Philosophy, Indianapolis, IN: Hackett Publishing Company, 1983.(Discussion of role of emotions in virtue; critique of pity as moral emotion.)
Kenny, A. (1963) Action, Emotion and Will, London: Routledge.(Influential and devastating critique of behaviourist and Humean conceptions of desire.)
Klein, M. (1921-45) Love, Guilt, and Reparation and Other Works, 1921-45, London: Tavistock, 1985.(Central psychoanalytic account of emotion and morality.)
Lazarus, R. (1991) Emotion and Adaptation, Oxford: Clarendon Press.(Critique of behaviourism and account of the field’s return to cognitive conceptions of emotion by leading cognitive psychologist.)
Long, A.A. and Sedley, D.N. (1987) The Hellenistic Philosophers, Cambridge: Cambridge University Press, 2 vols.(Basic sources for Hellenistic views of morality and emotion, with fine commentaries.)
Lutz, C. (1988) Unnatural Emotions: Everyday Sentiments on a Micronesian Atoll, Chicago, IL: University of Chicago Press.(Valuable anthropological study of role of social norms in emotion.)
Lyons, W. (1980) Emotion, Cambridge: Cambridge University Press.(Well-argued defence of a cognitive-Aristotelian account.)
MacKinnon, C. (1989) Feminism Unmodified, Cambridge, MA: Harvard University Press.(Argues that women’s subordination to men has shaped their emotions and desires.)
Mill, J.S. (1869) The Subjection of Women, in J. Gray (ed.) On Liberty and Other Essays, Oxford: Oxford University Press, 1991.(Argues that women’s emotions are shaped by unjust social conditions.)
Nietzsche, F. (1881) Morgenröte, trans. R. Hollingdale as Daybreak, ed. M. Clark and B. Leiter, Cambridge: Cambridge University Press, 1997.(The central locus for Nietzsche’s attacks on pity.)
Noddings, N. (1984) Caring: A Feminine Approach to Ethics and Moral Education, Stanford, CA: Stanford University Press.(Argues that women’s experience of maternal care should be the basis for ethics; opposes abstract principles.)
Nussbaum, M. (1994) The Therapy of Desire: Theory and Practice in Hellenistic Ethics, Princeton, NJ: Princeton University Press.(Discussion of ancient Graeco-Roman views of passion and morality.)
Oatley, K. (1992) Best-Laid Schemes: The Psychology of Emotions, Cambridge: Cambridge University Press.(Valuable account by a cognitive psychologist.)
Plato (c.386-380 BC) Symposium, trans. A. Nehamas and P. Woodruff, Indianapolis, IN: Hackett Publishing Company, 1989.(Describes the ascent of love to contemplation of the immortal form of beauty.)
Plato (c.380-367 BC) Republic, trans. G.M. Grube, Indianapolis, IN: Hackett Publishing Company, 1992, book IV. (Account of the structure of the soul and the role of the passions in virtue.)
Plato (c.366-360 BC) Phaedrus, trans. A. Nehamas and P. Woodruff, Indianapolis, IN: Hackett Publishing Company, 1995.(Illustrates how emotions play a positive role in connecting the person to beauty and truth.)
Rousseau, J.-J. (1762) Émile: ou, de l’éducation, trans. A. Bloom, Emile: or, On Education, Harmondsworth: Penguin, 1991, book IV.(Contains a fundamental account of compassion’s role in social morality.)
Ruddick, S. (1989) Maternal Thinking: Toward a Politics of Peace, Boston, MA: Beacon Press.(Balanced account of the moral importance of maternal care.)
Schopenhauer, A. (1840) Über die Grundlage der Moral, trans. E.F.J. Payne, On the Basis of Morality, Providence, RI and Oxford: Berhahn Books, 1995.(Argues that all proper moral action must be grounded in other-directed emotion.)
Seneca, L.A. (before AD52) On Anger, in J.M. Cooper and J. Procopé (eds) Seneca: Moral and Political Essays, Cambridge: Cambridge University Press, 1995.(Influential account of the removal of anger as social goal.)
Sherman, N. (1989) The Fabric of Character: Aristotle’s Theory of Virtue, Oxford: Clarendon Press.(Excellent account of role of emotion in virtue.)
Smith, A. (1759) The Theory of Moral Sentiments, ed. D.D. Raphael and A.L. Macfie, Oxford: Clarendon Press, 1976. (Rich account of balance in passion, and of role of sympathy in morality.)
Solomon, R. (1976) The Passions: Emotions and the Meaning of Life, Indianapolis, IN: Hackett Publishing Company; repr. 1993.(Influential philosophical account of emotion.)
Spinoza, B. (1677) Ethica Ordine Geometrico Demonstrata (Ethics Demonstrated in a Geometrical Manner), trans. E.
Curley, Ethics, Harmondsworth: Penguin, 1996.(Analyses our ‘bondage’ to passions as cause of strife, urges a therapeutic programme to remove passions.)
Stocker, M. (1996) Valuing Emotions, Cambridge: Cambridge University Press. (Valuable analysis of evaluative dimensions of emotion.)