A pollution prevention tool for continuous chemical processes, Pennington D.W., Ph.D. thesis, UMI Dissertation Abstracts, 1997
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A POLLUTION PREVENTION TOOL  FOR CONTINUOUS CHEMICAL PROCESSES (P2TCP)

David William Pennington

A Thesis Presented to The Hong Kong University of Science and Technology in Partial Fulfilment of the Requirements for the Degree of Doctor of Philosophy (Ph.D.) in Chemical Engineering 
Hong Kong, May 1997
Table of Contents

Chapter 1 Introduction

     1.1 Background
     1.1.1 Process Emissions
     1.1.2 Energy Consumption
     1.1.3 Environmental Impacts
     1.1.4 Generic Structure of Continuous Chemical Processes
     1.1.5 Hierarchy of Waste Management Techniques
     1.1.6 Types of Pollution Prevention Projects
     1.1.7 The Effectiveness of Pollution Prevention
     1.1.8 Legislation, Directives and Guidelines
     1.1.9 Framework of Pollution Prevention Assessments
     1.1.10 Case Studies
     1.2 Research Objectives
 

Chapter 2 Literature Survey: Part 1
Environmental Comparison of Designs

  2.1 Introduction
     2.1.1 The Relative Importance of Environmental Impacts
  2.2 Regional Impact Comparison Approaches
     2.2.1 Direct Data Summation
     2.2.2 Effect Normalisation
     2.2.3 Scoring and Ranking Approaches
     2.2.4 Exposure Prediction Approaches
     2.2.6 Detailed Impact Assessment
  2.3 Global Impact Comparison Approaches
     2.3.1 Global Warming Potentials
     2.3.2 Photochemical Ozone Creation Potentials
     2.3.3 Ozone Depletion Potentials
  2.4 The Aggregation of Impact Indicators
  2.5 Summary
 

Chapter 3 Literature Survey: Part 2 
Pollution Prevention Opportunity Identification

  3.1 Introduction
  3.2 Guide-Word Techniques
  3.3 Process Simulation
  3.4 Design Synthesis Approaches & Tools
      3.4.1 Reaction System Synthesis
      3.4.2 Separation System Synthesis
      3.4.3 Process System Interactions
      3.4.4 The Hierarchical Design Procedure
      3.4.5 Structured Identification of Pollution Prevention Opportunities
  3.5 Pollution Prevention Software
  3.6 Summary
 

Chapter 4 Pollution Prevention Tool for Continuous Chemical Processes

  4.1 Introduction
  4.2 Structure and Data Input Requirements of P2TCP
  4.3 Classification Module
  4.3.1 Classification Procedure
  4.4 Diagnosis Modules
  4.5 Prescription Modules
      4.5.1 Prescription Procedures and Heuristics
      4.5.2 Prescription Approach
  4.6 Environmental Comparison Module
  4.7 Software Representation
  4.8 Summary
 

Chapter 5 Environmental Comparison Module

  5.1 Introduction
  5.2 P2TCP Environmental Comparison Module
  5.3 The Impact Potential of a Chemica
      5.3.1 Impact Potential based on Biomagnification and Bioconcentration
      5.3.2 The Relative Impact Potential (RIP) of a Chemical
      5.3.3 Biomagnification Potential
  5.4 Concentration Prediction Basis
  5.5 The Proposed Steady State Model
  5.6 Transformation Reactions
      5.6.1 Breakdown Products
  5.7 Steady-State Model Trends and Intrinsic Uncertainty
  5.8 Proposed Equilibrium Partitioning Models
      5.8.1 Aquatic-Atmospheric Distribution Properties
      5.8.2 Proposed Aquatic-Atmospheric Partitioning Ratio (Ma-w)
      5.8.3 Sediment-Water Partitioning
      5.8.4 Sediment-Interstitial Water Partitioning
      5.8.5 Proposed Sediment-Water Column Partitioning Ratio (Ms-w)
  5.9 Partitioning Trends
  5.10 RIP Uncertainty Associated with Equilibrium Partitioning Data
      5.10.1 Methodology and Analysis
      5.10.2 Calculation of Uncertainty in P2TCP
  5.11 Case Study
  5.12 Effect Concentrations used to Determine RIPs
      5.12.1 Introduction
      5.12.2 Appropriate Effect Concentration Data
  5.13 Exposure and Effect Data Sources
  5.14 Conclusion
  5.15 Nomenclature
 

Chapter 6 Reaction System Module

  6.1 Introduction
  6.2 Reaction System Analysis Structure and Data Requirements
  6.3 Raw Material Conversion Heuristics
      6.3.1 Increased Raw Material Conversion Heuristics
      6.3.2 Conflicts
  6.4 Interactions in Systems with Multiple Reactions
      6.4.1 Reactant Interaction Diagnosis
      6.4.2 Interaction Diagnosis Case Study
  6.5 General Selectivity Heuristics
  6.6 Relative Rate-Concentration Heuristics
      6.6.1 Series Interactions
      6.6.2 Parallel Interactions
      6.6.3 Combined Interactions
      6.6.4 Rate-Concentration Heuristic Conflicts
  6.7 Relative Rate-Constant Heuristics
  6.8 Relative Equilibrium Heuristics
      6.8.1 Irreversible Main and Reversible Side Reaction
      6.8.2 Reversible Main and Irreversible Side Reaction
      6.8.3 Reversible Main and Side Reaction
      6.8.4 Heuristics for Increased Conversion
      6.8.5 Heuristics for Decreased Conversion
      6.8.6 Conflicts
  6.9 Conflicts between Selectivity Heuristic Sets
      6.9.1 Rate-Concentration and Rate-Constant Heuristic Conflicts
      6.9.2 Equilibrium and Rate-Concentration Heuristic Conflicts
      6.9.3 Equilibrium and Rate-Constant Heuristic Conflicts
  6.10 Selectivity & Raw Material Conversion Conflicts
      6.10.1 Conflicts with General Consideration Heuristics
      6.10.2 Rate-Concentration and Raw Material Conversion Heuristic Conflicts
      6.10.3 Rate-Constant and Raw Material Conversion Heuristic Conflicts
      6.10.4 Equilibrium and Raw Material Conversion Heuristic Conflicts
  6.11 Non-Isothermal Operation
      6.11.1 Variables for Temperature Control in Non-Isothermal Systems
      6.11.2 Effects on Temperature Gradients in Non-Isothermal PFRs
      6.11.3 Non-Isothermal, Selectivity and Conversion Heuristic Conflicts
      6.11.4 Reactor Comparison
  6.12 Effects on Reaction System Energy Streams
      6.12.1 Reaction System Energy Balance
      6.12.2 Inlet Temperature
      6.12.3 Conversion
      6.12.4 Selectivity
      6.12.5 Reactor Temperature
  6.13 P2TCP Reaction System Analysis Output Format
  6.14 Case Study
      6.14.1 Allyl Chloride Process Reactions and Data
      6.14.2 Typical Reactor Type and Operating Conditions
      6.14.3 Effects of Operating Conditions
      6.14.4 Effects of Reactor Type
      6.14.5 Effects of Non-Isothermal Operation
      6.14.6 Effects on the Reaction System Energy Streams
  6.15 Conclusion
  6.16 Nomenclature
 

Chapter 7 Separation System and System Interactions Module

  7.1 Introduction
  7.2 Analysis Procedure and Data Requirements
  7.3 Recyclable Component Diagnosis
  7.4 Determination of Separation Alternatives
      7.4.1 Structure for the Identification of Separation Alternatives
      7.4.2 Phase Separation Diagnosis
      7.4.3 Separation Alternatives for Liquid Phase Mixtures
      7.4.4 Separation Alternatives for Vapour or Gas Phase Mixtures
  7.5 Comparison of Synthesis and Analysis Methodologies
      7.5.1 Approaches for the Synthesis of Separation Systems
      7.5.2 Separation Synthesis Case Studies
      7.5.3 P2TCP Results and Comparison with the Synthesis Approaches
      7.5.4 Comparison Summary
  7.6 Interactions of the Reaction and Separation Systems
      7.6.1 Decision to Recycle
      7.6.2 Raw Material Conversion
      7.6.3 Selectivity
      7.6.4 Excess Raw Material
      7.6.5 Separation Efficiency
 7.7 Optimisation of Individual Unit Operation
 7.8 Case Stud
      7.8.1 Commercial Allyl Chloride Separation System
      7.8.2 Data Requirements
      7.8.3 Phase Split
      7.8.4 Separation of the Liquid Stream
      7.8.5 Separation of the Vapour Stream
      7.8.6 Operating Condition Affects on the Vapour Separation Alternatives
      7.8.7 Process System Interactions
      7.8.8 Case Study Summary
  7.9 Conclusion
 

Chapter 8 P2TCP Demonstration

  8.1 Mono- and Dichlorobenzene Production
  8.2 Identification of P2 Opportunities Using P2TCP
      8.2.1 Starting P2TCP
      8.2.2 Process Data Entry
      8.2.3 Saving and Retrieving Case Studies
      8.2.4 Classification
      8.2.5 Diagnosis
      8.2.6 Prescriptions
      8.2.7 Prescription Results for the Chlorination Process
  8.3 Environmental Comparison of Process Alternatives
      8.3.1 Simulation Model of the Benzene Chlorination Process
      8.3.2 Comparison of Process Options using P2TCP
      8.3.3 Discussion of Comparison Results
 

Chapter 9 Discussion

  9.1 Environmental Comparison
  9.2 Identification of Pollution Prevention Opportunities
      9.2.1 Reaction Systems
      9.2.2 Separation Systems and Process System Interactions
 

Chapter 10 Conclusions

  10.1 Accomplishments
  10.2 Limitations
  10.3 Recommendations
 
 

References

Appendix 1 Allyl Chloride Process P2TCP Results

Appendix 2 Unit Operation Modification Check Lists

     2.1 Flash Distillation
     2.2 Distillation with Reflux
         Pressure Change
         Reflux Ratio
         Feed Temperature & Location

Appendix 3 The Program Knowledge Base Structure

Appendix 4 Studies Using Multi-Comparatment Models

Appendix 5 Generic Plots of RIP Uncertainty

Appendix 6 Software & Literature Data Sources

Appendix 7 Chlorination Process P2TCP Results

Appendix 8 Summary of P2TCP Heuristics

     A8.1 Raw Material Conversion Heuristics
     A8.2 General Selectivity Heuristics
     A8.3 Relative Rate-Concentration Heuristics
     A8.4 Relative Rate-Constant Heuristics
     A8.5 Relative Equilibrium Heuristics
     A8.6 Conflicts between Selectivity Heuristic Sets
     A8.7 Conflicts between Selectivity & Raw Material Conversion Heuristics
     A8.8 Non-Isothermal Operation
     A8.9 Reaction System Energy Requirements
     A8.10 Interactions of the Reactor, Separation and Recycle
 
 

ABSTRACT
A demand exists to reduce environmental impacts caused by the consumption of energy and the generation of wastes in chemical manufacturing processes. Throughout the life-cycle of a chemical process opportunities can be identified to reduce potential impacts. In terms of intrinsic waste generation and energy consumption, design modifications are most cost effective during conception. However conceptual design is often limited by resource constraints and principally driven by economic considerations. The identification and comparison of design modifications is not typically practised consistently or routinely in the context of pollution prevention. In this research the prototype of a computer based system was developed, P2TCP (Pollution Prevention Tool for Continuous Processes), to help designers systematically identify pollution prevention opportunities and assess designs in terms of environmental impacts on a scientific basis. The tool is applicable for continuous chemical processes and can be used during conceptual as well as retrofit design therefore facilitating the development of inherently cleaner processes.

Available resource limited methodologies for the assessment and comparison of process designs in terms of regional scale environmental impacts are often limited by subjectivity. No consensus has been reached. Relative Impact Potentials (RIPs) are proposed in this research as a scientific basis for assessment in terms of regional scale impacts. A resource limited approach was developed for P2TCP, based on generally available data and associated assumptions, to render RIPs readily usable. Unlike typical methodologies, transfer between environmental compartments, degradation processes and increased exposure associated with bed sediment concentrations are taken into consideration. The suitability of the proposed RIP approach to provide a discriminatory basis is assessed quantitatively in terms of uncertainty.

An expert system, developed for P2TCP, facilitates the systematic identification of process design modifications which may result in reduced energy consumption and waste generation. The heuristics were derived by applying fundamental chemical engineering principles. Case studies are not used as the principle knowledge source but for validation and for the identification of further extensions. In the context of pollution prevention and unlike sequential methodologies used for design synthesis, each system of a process (reaction and separation) is analysed independently and then potential interactions are considered. The analysis performed is resource limited and does not require prior specification of a process flow diagram facilitating the use of P2TCP during conceptual as well as retrofit design.

Using P2TCP design modifications were identified and alternatives compared in the context of pollution prevention for a number of continuous chemical processes. Processes considered include the production of allyl chloride, the manufacture of chlorobenzenes and the separation of a mixed hydrocarbon stream generated in naphtha reforming units of oil refineries. The resources required to systematically identify opportunities and the degree of subjectivity associated with comparison were significantly reduced.
 

 
 
 
 


 

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Last update: 23/Aug/1999