Principles
relating to the status and functioning of national institutions for
protection and promotion of human rights
Note: In
October, 1991, the Center for Human Rights convened an international workshop to
review and update information on existing national human rights institutions.
Participants included representatives of national institutions, States, the
United Nations, its specialized agencies, intergovernmental and non-governmental
organizations.
In addition to
exchanging views on existing arrangements, the workshop participants drew up a
comprehensive series of recommendations on the role, composition, status and
functions of national human rights instruments. These recommendations, which
were endorsed by the Commission on
Human Rights in March 1992 (resolution 1992/54) and by the General Assembly in
its resolution
A/RES/48/134 of 20 December 1993, are summarized below.
A. Competence
and responsibilities
I . A national
institution shall be vested with competence to protect and promote human rights.
2. A national
institution shall be given as broad a mandate as possible, which shall be
clearly set forth in a constitutional or legislative text, specifying its
composition and its sphere of competence.
3. A national
institution shall, inter alia, have the following responsibilities:
(a) To
submit to the government, parliament and any other competent body, on an
advisory basis either at the request of the authorities concerned or through the
exercise of its power to hear a matter without higher referral, opinions,
recommendations, proposals and reports on any matters concerning the protection
and promotion of human rights. The national institution may decide to publicize
them. These opinions, recommendations, proposals and reports, as well as any
prerogative of the national institution, shall relate to the following areas:
(i) Any legislative or administrative provisions, as well as provisions relating to judicial organization, intended to preserve and extend the protection of human rights. In that connection, the national institution shall examine the legislation and administrative provisions in force, as well as bills and proposals, and shall make such recommendations as it deems appropriate in order to ensure that these provisions conform to the fundamental principles of human rights. It shall, if necessary, recommend the adoption of new legislation, the amendment of legislation in force and the adoption or amendment of administrative measures;
(ii) Any situation of violation of human rights which it decides to take up;
(iii) The preparation of reports on the national situation with regard to human rights in general, and on more specific matters;
(iv) Drawing the
attention of the government to situations in any part of the country where human
rights are violated and making proposals to it for initiatives to put an end to
such situations and, where necessary, expressing an opinion on the positions and
reactions of the government;
b) To
promote and ensure the harmonization of national legislation, regulations and
practices with the international human rights instruments to which the State is
a party, and their effective implementation;
c) To
encourage ratification of the above-mentioned instruments or accession to those
instruments, and to ensure their implementation;
d) To
contribute to the reports which States are required to submit to United Nations
bodies and committees, and to regional institutions, pursuant to their treaty
obligations, and, where necessary, to express an opinion on the subject, with
due respect for their independence;
e) To
cooperate with the United Nations and any other agency in the United Nations
system, the regional institutions and the national institutions of other
countries which are competent in the areas of the protection and promotion of
human rights;
f) To assist in
the formulation of programmes for the teaching of, and research into, human
rights and to take part in their execution in schools, universities and
professional circles;
g) To publicize
human rights and efforts to combat all forms of discrimination, in particular
racial discrimination, by increasing public awareness, especially through
information and education and by making use of all press organs.
B. Composition
and guarantees of independence and pluralism
1. The
composition of the national institution and the appointment of its members,
whether by means of an election or otherwise, shall be established in accordance
with a procedure which affords all necessary guarantees to ensure the pluralist
representation of the social forces (of civilian society) involved in the
protection and promotion of human rights, particularly by powers which will
enable effective cooperation to be established with, or through the presence of,
representatives of:
Non-governmental
organizations responsible for human rights and efforts to combat racial
discrimination, trade unions, concerned social and professional organizations,
for example, associations of lawyers, doctors, journalists and eminent
scientists;
Trends in philosophical or religious thought;
Universities and qualified experts;
Parliament;
Government
departments (if they are included, these representatives should participate in
the deliberations only in an advisory capacity).
2. The national
institution shall have an infrastructure which is suited to the smooth conduct
of its activities, in particular adequate funding. The purpose of this funding
should be to enable it to have its own staff and premises, in order to be
independent of the government and not be subject to financial control which
might affect this independence.
3. In order to
ensure a stable mandate for the members of the institution, without which there
can be no real independence, their appointment shall be effected by an official
act which shall establish the specific duration of the mandate. This mandate may
be renewable, provided that the pluralism of the institution's membership is
ensured.
C. Methods of
operation
Within the
framework of its operation, the national institution shall:
1. Freely
consider any questions falling within its competence, whether they are submitted
by the government or taken up by it without referral to a higher authority, on
the proposal of its members or of any petitioner,
2. Hear any
person and obtain any information and any documents necessary for assessing
situations falling within its competence;
3. Address public
opinion directly or through any press organ, particularly in order to publicize
its opinions and recommendations;
4. Meet on a
regular basis and whenever necessary in the presence of all its members after
they have been duly consulted;
5. Establish
working groups from among its members as necessary, and set up local or regional
sections to assist it in discharging its functions;
6. Maintain
consultation with the other bodies, whether jurisdictional or otherwise,
responsible for the protection and promotion of human rights (in particular,
ombudsmen, mediators and similar institutions);
7. In view of the
fundamental role played by the non-governmental organizations in expanding the
work of the national institutions, develop relations with the non-governmental
organizations devoted to protecting and promoting human rights, to economic and
social development, to combating racism, to protecting particularly vulnerable
groups (especially children, migrant workers, refugees, physically and mentally
disabled persons) or to specialized areas.
D. Additional
principles concerning the status of commissions with quasi-jurisdictional
competence
A national
institution may be authorized to hear and consider complaints and petitions
concerning individual situations. Cases may be brought before it by individuals,
their representatives, third parties, non-governmental organizations,
associations of trade unions or any other representative organizations. In such
circumstances, and without prejudice to the principles stated above concerning
the other powers of the commissions, the functions entrusted to them may be
based on the following principles:
1. Seeking an
amicable settlement through conciliation or, within the limits prescribed by the
law, through binding decisions or, where necessary, on the basis of
confidentiality;
2. Informing the party who filed the petition of his rights, in particular the remedies available to him, and promoting his access to them;
3. Hearing any
complaints or petitions or transmitting them to any other competent authority
within the limits prescribed by the law;
4. Making
recommendations to the competent authorities, especially by proposing amendments
or reforms of the laws, regulations or administrative practices, especially if
they have created the difficulties encountered by the persons filing the
petitions in order to assert their rights.
Note:
1. A/36/440 (1981), A/38/416 (1983), E/CN.4/1987/37 (1987), E/CN.4/1989/47 and Add. 1(1989), E/CN.4/1991/23 and Add. 1(1991). [back to the text]
Printed at
United Nations, Geneva
April 1993