in rural development cooperation
Enschede, The
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Foreword – Can rural development cooperation become more successful?
The bridge between land user and adviser
A soil, a farmer and a wise man
Land husbandry – can it be a partnership between farmers, land developers, and extension workers?
Incentives of land users in projects of soil and water conservation ─ the weight of intangibles
Observations resulting from Ph.D. research
Afterword – Agricultural development cooperation requires change from both advisers and farmers
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Author’s address: Ir.Eelko Bergsma
Haydnlaan
2
7522HE
Enschede
The
email:
bodem@wanadoo.nl.
Distribution: March 2004.
Printed in ITC, the International
Institute for Geo-information Science and Earth
Observation,
Enschede, The
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Can rural development cooperation become more
successful?
Experts working in development
cooperation, such as those in agricultural projects, are highly trained in
their profession, full of ideas and ambitious to get things done, even when
conditions are unfavourable. They do not need to be prodded. But their training
is mostly a technical specialization and this often causes insufficient
understanding of the social context of their technical proposals. It is not
always easy to understand the motives and attitudes of counterparts and target
groups.
A drive of good intentions and professional goals is mostly characteristic of experts in development projects. The good intentions are at times frustrated. Many causes have been advanced to explain this. One that usually escapes attention is that in most cases the expert is not used to looking critically into his own motives and attitude to life, while for the counterparts these are important for deciding to give trust and cooperation. Using the highest ideals one adheres to for the project as well as for one’s own attitude and behaviour might remove obstacles to fruitful cooperation. It may even add joy to professional work when one succeeds better in contributing to durable development.
From time to time governments review development cooperation to see how it adds to real development. At present, weariness grows about the effectiveness of aid to reduce the important problems of poverty, health care, education and especially local productivity. Important barriers to development are international trade relations and in a number of countries the excessively high debt limits useful investments.
I would certainly put myself in the category of experts for whom the two points are valid. I mean the unexpected fact that the thorough training of the expert limits at times insight in the social effects of technical measures. And enthusiasm not streamlined by critical revision of motives and attitude to life may lead to poor teamwork or even produce quiet or open antagonism within the project. This may lead to a waste of effort that causes disappointment and then contributes to scepticism about development cooperation in general.
You will find in this brochure three shortened articles about the expert and the farmer. The articles have been published earlier and are put together here. Interspersed between the articles are poems and a few statements made in doctoral theses. The source references are given each time.
N.B. The reader will notice that it is
possible to find similarities of the problems and their solutions in rural
development cooperation as compared to development cooperation in general. The
expert with experience and insight derived from projects, as described in this
brochure, touches upon keys that could unlock other, even larger, issues. Seen
on a world scale, the most pressing issues of agriculture to be solved are
probably the development towards global trade, donor policy and debt, vision of
the expert himself, the own universe of the land user and other issues, such as
the scale of agricultural enterprises.
Ir. Eelko Bergsma,
Enschede, December 2003
The Bridge between Land User and Adviser
There
is the story (Young, 1988) of the expert on first reconnaissance. He arrives at
the site of investigation for soil conservation, in a landscape full of
erosion. Severe surface erosion and gullies can be observed all around. When he
asks the farmer: “what is the most pressing need, what new thing would you want
most for your farm?” the farmer answers: “roads, so we can bring our products
to the market, earn money and buy fertilizer.”
And
in another area, full of erosion, the farmer may answer: “knitting machines, so
our wives can earn money by making clothes.”
How much do we know of the farmer’s
concepts and attitudes to soil erosion? What is required to motivate farmers to
apply soil conservation practices? And what is needed to make farmers continue
with conservation and adequately maintain works, which already are installed? (Sanders, 1985).
Between the adviser and the land
user, a common love for the land and its use may be the source of greater
understanding of one another. Advice, of course, should be reliable,
professionally well founded, taking into account sustained land use. It should
itself be given in a sustained way: with
occasion for repeated consultation over a period that may be counted in years.
One example of such cooperation
between land user and adviser is the type of experimental plots where different
views are expressed in different ways of cultivation, and the reality of one or
more seasons may prove the comparative value of each cultivation system. It may
give equal opportunity to each of the people involved: the farmer (also the woman
farmer), the extension officer following the official recommendations for the
district, the extension worker following the recommendations plus conclusions
from his own experience, the foreign expert. Several different ways of
cultivation may be laid out. At the endof the year’s
growing season the results of erosion, runoff, output, efficiency of input, and
preference of the land user can be compared.
One probably
finds that some new combination of ideas is worth trying next season, apart from repeating existing
systems.
The
example of the experimental plot set-up is taken to illustrate the importance
of:
-
giving
the same weight to the land user as a person as to the expert or extension
officer
-
incorporating as much indigenous knowledge as possible in the
new recommendations, because this knowledge stems from long periods of
adjustment to the local natural conditions.
-
accelerating the study of local traditional ways of
cultivation, because in this experience may be valuable elements for future
sustainable land use. In many regions worsening agricultural
-
conditions force farmers to other sources of livelihood.
Also land users may feel that pressure of advice is overwhelming, and they
leave their old ways and change to new ones, possibly encouraged by short-term
benefits.
From France comes an example of
development of the countryside, where in some areas sons did not want to
continue farming, and moved to the cities, and country girls could not find
husbands easily; the towns grow and the countryside stagnates. This process
threatens the very existence of small villages. Schools are discontinued
because of low numbers of pupils.
Analysis of this
need to support the countryside, and stimulate living conditions, led to
industrial investment. When Cannon needed a factory, it was decided to
put it in the
Another instance of development created
in the French countryside took place in the area of Clermont Ferrand. A dismissed employee of a factory took an
initiative. He got into contact with two researchers of the university. He took
the risk of creating a small company. For this purpose he bought an abandoned
factory building and began the production of essence of pines, which eventually
found a use in perfume making and several other widely different applications.
A market was found for these various uses of the extracted chemicals. Later he
has extended his activity to essences of different plants, which then need to
be cultivated in the area. Several tens of persons could be employed. Local
initiative, combining a concern for people with commercial enterprise,
contributed to the sustained development of this rural area.
In these cases of the French
countryside, the people who identified themselves with the situation helped
greatly to find viable solutions. Ideas that appeared morally right proved
financially realistic.
Understanding takes time
Students of a first world country,
working in the North of Thailand on their PhD, lived for months in a village in
their research area.
On the steep slopes, one of the cash
crops is cabbage, which usually fetches a good price in the market. The marketing
requires roads for transport. After discussing the farmer’s choice of crops and
planting systems, some of them traditional, very efficient and copied from
earlier areas of settlement, one of these students remarked:” that is why I try
to live in the village as much as possible, to find the reasoning for their way
of doing, why they do things the way they do, and perhaps have no choice to do
it differently (Turkelboom, 1994; Vlassak et al.,
1993).
Villagers
resolve feuds and build ponds
A story of rural development, with
limiting factors of personal strife and political rivalry, comes from
Today the villagers boast 35 small
reservoirs, or ponds, and 150 in the surrounding area. They support fish
farming and irrigation. Crops are plentiful throughout the year: ‘ladies
fingers’ as the thin green brinjal are called,
tomatoes, onions and rice. The money they provide makes it possible for the
villagers to stay on the land rather than join the mass migration to the big
cities in search of work and bread. Already half of
In this case the bridge is between a
villager with wide orientation called Singh, and another villager, named Shailendra, who equally took essential initiatives. The
episode that formed the bridge in this story is the following.
“Singh, from a village background
himself, had risen to become chief metallurgist at the Tata
Engineering Company. Seconded to the company’s Rural Development arm, he was
now in charge of the Gram Vikas Kendra (Village
Development Centre). As the two men talked, they came up with the idea of
digging village ponds for fish and irrigation.”
But first there was a hurdle to
overcome. A new cooperation in the village had to be created between two
parties that were active in the village. “When one tried to do something for
the development of the village, the other would mock it. Their rivalry was
blocking any progress and all work had come to a standstill.”
It looked like a huge obstacle to Shailendra to go and apologise to his political opponent in
the village. “Shailendra was in a dilemma. How could
he befriend a man he had only spoken to with abuse? Plucking up his courage he
visited Thakurdas at his home”.
The
soil doctor, an assistant who is readily available
The attitude of the farmer is far
from being the stereotype limitation to new ideas. “They, the farmers, are keen
enough” (Pitsanu, 1994). Mr.Pitsanu,
Head of "Regio 9" of Land Development in
In every land development unit of
Region 9, a technical officer functions as a soil doctor. That is to say, he
has at his disposal a box containing equipment for quick field-testing of
soils. He carries maps with him, and so he can give advice about levels of
fertilizer needed by an individual farmer. The system has worked for three
years, and the farmers do not hesitate to ask advice. Even more telling is that
the system has been introduced in several other regions of Land Development.
The system was first suggested at a
meeting in the time of the former Director-General of the Land Development
Department, Dr.Sitalap. The subject of the meeting
was technology transfer. It was argued that visits to farmers by the officers
were all right, but assistance given was not complete. The Department stood for
development, but its public image could be improved. Its role as a resource
base was not strongly developed. Much knowledge and experience, which had
accumulated over the past 29 years, could be put to more practical use. A
conclusion was to set up a model of local adviser under the name “soil doctor.”
After a report was published on this
meeting, initiative was taken in Region 9 to carry out this plan. It started on
a small scale, and at a visit by the Director-General support was expressed. “I
have seen your soil doctor. Go ahead.”
On a popular television channel, a
25-minute film was shown, condensed from a full 12 hours day of filming the
activities of the “Barefoot Soil Doctor”. His work of visits to farmers in the
village and giving advice was shown. Subsequently, small sections of the film
were included in a regular agricultural television program. From the village,
the advice spread around to other farmer’s villages.
Now the policy is more to let the
land users decide themselves, on the basis of advice of a range of possible
land uses. Arguments for the suggestions are given; limitations for plant
growth are explained. “Why is this soil not suitable for growing mango? That is
because the soil is too shallow.” Fertiliser recommendations are followed by
amounts prescribed for the particular soil, so that overuse of fertilizer under
pressure of merchants is avoided.
What is right?
“When
my father got the idea to reduce his stock by one third, and the decision was
made and carried out, it meant hardship for the family for years. But the
resulting grazing intensity has now become national policy, and so is the
system of rotational grazing which my father introduced in the early days.”
These
remarks were made by David
(Kingwill, 1993), the son of Roly Kingwill, who in the early
thirties, listening to his inner voice trying to get guidance for his life and
the farm, decided that reduction of stocking was right, considering the erosion
which became more and more apparent on
the ‘veld’, the grass plains of the Karroo in South Africa. A film has been made about these
developments; it is called “Promise of the Veld”. It
shows how initiative of a farmer, supported by a strong conviction, introduced
new ideas of land management that proved to be beneficial, and of general
value. In this case the bridge between the land user and the official was
crossed from the farmer’s side.
The
year 1993 had a severe drought, but on this farm for half the herd no feed had
to be bought, reflecting the sustained productivity of the land since the
dramatic change in management so many years ago. Even in a later drought
period, no drought money was needed. The spring that is shown in the film still
runs. “We beware about pumping, which would exhaust the underground water
supply.”
The
video that was produced in 1985 was then banned from being shown in
David
Kingwill had the function of Head of the Conservation
Committee and was elected Vice-president of the Farmers Union. “The apology my
father made to his work force was ‘not done’ at the time. He felt he had to do
it. It changed his attitude. The typical white attitude was: white is always
right; do not show weakness; do not let go of power.”
“The decisions to do things
differently were extremely hard to make. Social contact was cut off; people
avoided us in the street. But many practices that were introduced on the farm
are now official policy, the neighbours ask our advice, we consult again each
other. A sustainable agriculture and a sustainable society are really one.”
This common undertaking needs
personal commitment
The function and results of a lively
Indonesian NGO is reviewed in its magazine by its director (Ismawan,
1992) under the title “The common undertaking needs personal commitment”. It
says: “In the 25 years of its existence Bina Swadaya has diversified its programs to research, education
and training, consultancy, etc. Examples of recent programs are the
introduction of irrigation in a previously rain fed area of rice cultivation n
“But what is the meaning of this
contribution to a nation of more than 180 million people, mostly the less
privileged, who are facing the latent problems of poverty and backwardness?
Humbly speaking, I should be admitted that this contribution is nothing, al the
more so from the quantitative point of view.”
“It appears there is more than a
nuance of difference however, if we think in a more qualitative and strategic
way. In an operational context, we are making our activities into a social
laboratory, while trying to maintain good quality of work. With the support of
the government policies, these activities are going to have impacts on the
macro level, and in its commitment to help the poor, it seeks cooperation with
other development actors: the government, busines
communities, universities, and particularly the poor. In
this perspective, Bina Swadaya
operators must always be ready to learn from the process and experience and to
develop harmony between their life’s ambition and the Agency’s work.”
An emphasis, parallel to that of Bina Swadaya, can be found in
FAVDO, Forum of African Voluntary Development Organisations, founded in 1987
and working in 14 African countries. This NGO mobilizes rural communities to
state their needs to the bigger community, and it consults with international
NGO’s on the kind of assistance that would be most beneficial for local rural
development projects. It enables grass-roots people to formulate their own
strategies. It mobilizes rural communities to state their needs (Okoro, 1994).
The examples of the two NGO’s, one from
Closing remark
The cases reviewed above, may kindle
the imagination and inspiration of experts to widen the bridge of understanding
and cooperation, which we have to build together, knowledgeable experts and
land users. This cooperation will be needed to realize sustainable land use,
and sustainable societies.
References
Bartels, Helga, 1989 - Quotation in short report on programs and
proceedings, Dialogue on the Preservation of Creation, Mountain House,
Ismawan, Bambang, 1992 - This
common undertaking needs personal commitment, p. 13-14, Newsletter of Bina Swadaya, Community of
Self-reliance Development Agency,
Pitsanu, Attaviroj, 1994 - personal communication, Chiang Mai, May
1994 (Pitsanu Attaviroj is
the Director of Land Development Region 9,
Turkelboom, F., 1994 - personal communication, Chiang Rai, May 1994
Vlassak,
K., Somchai Ongprasert, Amat Tancho, Katelijne
van Look, Francis Turkelboom and Lut Ooms 1993 - Soil Fertility Conservation Research Report
1989/1992. Soil Fertility Conservation Project,
Young, A. 1988 - personal communication, International Soil Conservation
Organisation (ISCO) Conference,
===
/// ===
Source: Bergsma E. 1998: The
bridge between land user and adviser, p.1203-1210 in: L.S.Bushan, I.P.Abrol & M.S.Rama Mohan Rao (eds.): Soil and Water Conservation - challenges and
opportunities. 8th International Soil Conservation
Conference, ISCO, 1994, Indian Association of Soil and Water Conservationists,
=== /// ===
(only
for readers who look for new ideas)
Once there was a soil who said:
“My future sure looks pretty bad,
oh dear, I am eroding fast,
this way long I cannot last.”
The farmer said: “My soil,
so dear, for you I toil,
it makes me sad you wash away,
what can I do to make you stay?”
The expert came and had a look,
he did not say much but wrote in a
book.
He thought: “Could I but know the
cause,
my colleagues gave me great
applause.
He wanted to study the problem more,
and would need equipment, a lab,
and dollars by the score.
A wise man said: “Dear expert,
look wide around, to find the ground
for what farmers do, improve and
test it,
simply, on fields that will show it.
The expert’s wife said: “Listen
dear,
did you not hear that man so wise
offer us some good advice?
We will live on the land
till we find which plant
resists the rain and gives a good stand.
Not long after, the soil - now well protected
and carrying plants in a way few had
expected -
enjoyed a sustained yield,
and is happy again in his field.
Written on fieldwork with students in
E.Bergsma,
Land Husbandry – can it be a partnership
between farmers, land developers, and
extension workers?
Already in
1983, experience obtained with rural extension work in
The erosion hazard of a cultivation system, its sustainability and its land ownership all affect conservation policy. But often the dominant factor is the approach of the advisor to the land user (Figure 1). The advisor’s attitude has an important influence on the creation and implementation of land husbandry (¹)(1).
Reports of a reorientation of the attitude of land use
advisors are not numerous, and a change in attitude is not often seen linked
with the development and application of technical solutions. But Thapliyal et al. (11) report on an integrated watershed
management project in the
These ideas will need more than a routine approach. It is sometimes necessary to provide alternative income for land users, that is more stable than before – through, for example, irrigation or community plantations. In partially forested areas, conservation plans must be able to compete with the income derived from cutting even one large tree.
In the process of change, several phases have been recognized. One study (10) distinguishes two options in a process of change: to be the victim or to be the participant. Therefore it seems logical that soil and water conservation experts should offer the possibility to the land users to take part and play a role. The following phases are recommended: (i) an initiative to promote change; (ii) a period for farmers/advisors to become accustomed to new ideas and for relinquishing previous ways of doing/ planning things; (iii) the implementation of changes; and (iv) an integration of the new situation with everyday living. It is important not to underestimate the effort step two usually takes and to allow for it in the plans.
The planner’s advice will be much more acceptable when he keeps an open mind to the deep-seated values which often exist in rural communities; i.e. an awareness of being part of a holistic entity with the need to create harmony between man and the land.
This awareness is said to exist among all agricultural and pastoral people and the relationship between people and their land seems to be reciprocal: an awareness of the land by the people and a response to people by the land. If technicians are seen to acknowledge the reality of this “fifth dimension” (Figure 1), they are likely to get a better response and resonance with rural families (8).
The awareness of villagers about their natural
surroundings is apparent in the knowledge they express about their soils, vegetation
and growing conditions. An example of people’s perception is in the arid zone
of Rajasthan,
Systems of land use can be intricate, serving several purposes at
the same time. Outsiders do not readily understand them. Those systems result
from long experience, and often show an intimate relation with nature. An
example is discussed by Sharma et al. (7). The north-eastern region of
In
the name of participation, land users may be asked to cooperate in a project
that they have not helped to design. Genuine participation would not only ask
land users too help in previously designed plans but also ask them what plans
they would like to propose regarding soil and water conservation or rural
development in general (Figure 1). This approach
Figure 1. The importance of the approach of the advisor towards the farmer.
will interest them because it directly affects their daily lives. Farmers should see the benefit of conservation measures in the same year as improved practices are employed, a conclusion supported by many soil and water conservation projects (9). Farmer’s practices and the plans designed by experts will benefit from an exchange of ideas.
In my own experience, it is not rare to see practices in the central and northern Thai hilly areas which contain some elements of management that are valid for sustained land use under local conditions and which are completely new to a more theoretically trained person. Examples are raised beds for cabbage, which in certain patterns and on certain soils can give very good protection against soil loss, or mounds for cassava cultivation, transversal furrows on hillsides and small reservoirs at rill-recurrence sites.
As villagers nearly always interweave their habits of life and their farming practices with a traditional perspective of life, one has to tread carefully not to destroy the fabric of a local society for a theoretical gain or outside economic interests. Land development planning should include the experience of land users, for the benefit of those who live by making the land produce, those who plan recreation facilities and those who develop commercial opportunities, which are generated on the land both directly and indirectly (13).
Meeting
needs, a door to enduring change
Incentives can bring about a measure of success in soil and water conservation that is more apparent than real. When incentives stop, the success may crumble. But when the land users’ own initiative has been involved, there is a more permanent basis for the practices that were carried out. The closer one comes to answering the needs of the land user, the closer might be the cooperation, which is available for the wider goals of soil and water conservation.
This type of participation opens the door to locally effective
practices that support sustained land use (5). This is borne out by a study of
the Integrated Rural Technology Centre (IRTC) in Palakkad,
in collaboration with the
Once
farmers feel that a technical possibility is beneficial to them, they will
quickly adopt it. Soil conservation in
Access to research results and experiences in
soil, water and nutrient management
Sustained land use and contented land users should be a primary aim of political parties, industrial enterprises and commercial banks, not to mention government officers and foreign experts, as it is in their own interest.
However, do the advisors in soil and water conservation bring up enough ideas and do they make them easily available to developers? When developers feel that they should include sustainable land-use planning for their project and help to give the rural population a sustainable livelihood, do they have access to an attractive array of technical possibilities? Clearly there should be regular meetings between land developers and advisors on soil and water conservation and representatives of the rural population that will be involved.
Conclusion
Care for the land will become a more practical proposition when it takes into account the needs and experience of the land user. Lack of a sharing system of research results and records of experience means that more attention needs to be paid to compiling data about techniques and applications of soil, water and nutrient research. It should be made more easily known to land developers, commercial banks and other planners, as well as to the professional land-use experts.
Note.
(¹) “Land husbandry” is the approach which
concentrates on helping people to improve and maintain their agricultural
system, instead of only concentrating on getting people to stop deforestation,
overgrazing and overcultivation in places where
success is unlikely because of the pressures. The approach emphasises
productive cover of leaves, levels of organic matter, soil life and soil
structure. Attention to these points will improve the farmer's result and will
also reduce erosion (Shaxson 1997).
References
1.
2.
Bharara, L.P.
and Mathur, Y.N. 1994 - People’s perceptions and
indigenous knowledge of land resource conservation, utilization and management
strategies in the arid zone of Rajasthan, India. In: L.S.Bushan,
I.P.Abrol & M.S.Rama
Mohan Rao, eds. : Soil and Water Conservation -
challenges and opportunities. 8th International Soil Conservation
Conference, ISCO, 1994. Indian Association of Soil and Water Conservationists,
3. Gopinathan, R.
1994 - VGCTR (Vegetative Guarded Conservation Trenches and Ridges), the
farmer-contributed
vegetative technique for soil and water conservation in
steep hill slopes. In: L.S.Bushan, I.P.Abrol & M.S.Rama Mohan Rao, eds. : Soil and Water
Conservation - challenges and opportunities. 8th International Soil
Conservation Conference, ISCO, 1994. Indian Association of
Soil and Water Conservationists,
4.
5.
Report on the 6th Dutch Symposium on the Art of
Changing, Symposium 1994. Network of Women Agricultural Engineers. Wageningen,
the
6.
Ruanglertboon, V., Sombatpanit, S. and Theerawong,
S. 1994 - Policy issues in soil and water conservation -
7.
Sharma, U.C., Prasad, R.N. and Sonowal, D.K. 1994 - An indigenous technique of soil and
water conservation in northeastern region - the ‘zabo’
system of farming. In: L.S.Bushan, I.P.Abrol & M.S.Rama Mohan Rao, eds. : Soil and Water
Conservation - challenges and opportunities. 8th International Soil
Conservation Conference, ISCO, 1994. Indian Association of Soil and Water
Conservationists,
8. Shaxson, T.F.
1994 - Land Husbandry’s fifth dimension - enriching our understanding of farmer’s
motivations.
In: L.S.Bushan, I.P.Abrol & M.S.Rama Mohan Rao, eds. : Soil and Water Conservation - challenges and opportunities.
8th International Soil Conservation Conference, 1994. Indian
Association of Soil and Water Conservationists,
Note (¹) Shaxson
T.F., 1997 - Soil erosion and land husbandry, Land Husbandry, the International
Journal of Soil
and Water
Conservation, 2, no. 1, pp. 1-14.
9. Shaxson, T.F.,
framework
for soil and water conservation. Soil and Water Conservation Society, in cooperation with the World
Association of Soil
and Water Conservation,
10. Sherchan, D.P., Gurung, G.B. and Chand, S.P. 1992
- Pakhribas Agriicultural Centre Working Paper no.
29,
Pakhribas Agricultural Centre. Kathmandu,
Nepal: PAC.
11. Thapliyal, K.C., Kumar, P.
Lepcha, S.T.S., Chandra, B., Virgo,
K.J. and Sharma, P.N. 1994
- <Participatory
watershed management in the
12. Upayokin, P., Sookasame, K.A. and Sarobol, S.
1983 - Knowledge, perception and attitude towards soil and water
conservation:
a case study in northeastern
13. Wijayaratna, C.M.
1994 - Integrating environmental and conservation concerns with production
goals -
a participatory approach to
land and water resource management in a watershed context (
In: L.S.Bushan,
I.P.Abrol & M.S.Rama
Mohan Rao, eds. : Soil and
Water Conservation - challenges and opportunities. 8th
International Soil Conservation Conference, 1994. Indian
Association of Soil and Water Conservationists,
======
/// =====
Source:
Bergsma E., Land husbandry - can it be a partnership between farmers, land
developers and extension workers?, p.123-130 in: Samran Sombatpanit, M.A.Zöbisch, D.W.Sanders, and M.G.Cook (eds.): Soil Conservation Extension - from
concepts to adoption, 1996, Soil and Water Conservation Society of Thailand.
======
/// =====
Some soils are
deep,
others are shallow,
some are stony,
others are mellow.
depending on cover,
bush
in the field,
grass
and clover.
Some soils are suitable
have
soft rock below,
some
remain poisonous,
good
that you know.
However shallow,
unseen
or bad
you
can now map them all,
once
you have had,
a
course like this.
not
by what you learned,
not
by the norm,
but
by the need,
by
what you understand
about
the farmers, the farmers, the farmers.
Experienced experts in using land
trusting in you (maybe)
with
little in hand
to
buffer the chance
you
give them just sand.
So go happy home,
and
remember the drone:
the
farmers, the farmers, the farmers.
Farewell poem for a student
party,
to celebrate the completion of
a study course.
Incentives
of Land Users in Projects of Soil and Water Conservation
-- the weight of intangibles
Introductiion
Incentives for soil and water conservation are ways to influence farmers to engage in certain types of management. But in how far do farmers have wider aims than producing dollar-equivalent output, and therefore in how far are they inclined to respond to dollar-equivalent incentives? Observations in literature about immaterial incentives of farmers in developing countries show the intangible nature of important convictions of farmers and how these convictions affect rural development projects.
In developing countries, the partial
acceptance or complete refusal of advice for soil and water conservation is
often attributed to the backwardness and stubbornness of the land users. Less
attention has focussed on the attitude of the expert who gives the advice. His
limited understanding of the non-material motivations of the land users has
contributed its share to inappropriate advice.
Third world farmer's incentives in projects of soil and water
conservation
The
business view on farming
One of the most important
incentives of farmers is the sustained subsistence and the business view on
farming.
The
business perspective on a farm undertaking is described for instance in a study
of tobacco growing in
"Profitability of conservation practices is a
necessary condition for their adoption, but it is a wide, encompassing concept.
Factors other than strict cost-benefit considerations also play a role. The
effect of imperfect markets, for example, is reflected in higher prices for
inputs, and this affects the profitability of production activities. And most
often institutional issues, such as land tenure and access to credit must be
considered together with the results of the cost-benefit analysis"
Tobisson/span> (1993, p.61) makes
important adjustments to the purely economic view on farmer's management:
“Peasant economies do not operate according to the
economic laws assumed by neo-classical economists. For example, risk
minimisation and family subsistence, rather than profit maximisation,
constitutes a fundamental principle. Therefore sound economic analysis must be
broader than the conventional cost-benefit analysis.”
Several other authors
point to a wide view that is needed for economic analysis (Stocking 1988, p.
382):
"The farmer in
developing countries is certainly an economically rational being, subject to
incentives and disincentives as is the farmer in developed nations. But values
attached to commodities and to money are often surprisingly different. So can
cattle have a value while money cannot buy what is needed.
The cattle are like a walking bank, and a symbol of wealth and prestige. So the
value of money in a developing country can be very different. Extra cash
offered in return for soil conservation may miss fundamental realities and
will, therefore, not work."
The
grower's view
In the approach to land improvement and conservation of water and
soil, the farmer’s perspective must be understood and taken into full account
if programs to assist them are to succeed (Shaxson
1997). Many authors stress this point. Brouwers
(1993, p. 121) observed that in the daily practice of farmers, a constant attentiveness
to possible improvement is present. Conceptualising types of farmers with
terminology like 'progressive versus conservative', or 'innovator'
versus 'laggard' do not do justice to the fact that each farmer is
constantly involved in active search for
Thai farmer at his beds of
ginger shoots,
in an orchard of plantain, mango
and leechee.
possible/span> improvements in
agricultural practices, albeit in a variable, individual way.
The World Bank article,
quoted earlier, examines the returns to investment in conservation measures
mainly from the farmer's point of view (Lutz et al. 1994, p. 276). Next to
economic factors, the report mentions 'the
conservation ethic' of farmers.
Adjusting to
the farmer’s interest and need is easier with the now often recommended
approach of presenting a range of
conservation options to farmers,
and readily delivering of related technical assistance, on request of the
farmers themselves, while avoiding 'red tape' (Attaviroj 1996).
Immaterial
incentives, part of the farmer's view
The
reported experience obtained in agricultural development projects, shows that
the farmer’s viewpoint touches on factors that can be considered immaterial
incentives.
Shaxson et al. (1977) stress respect
for farmers' priorities and their goals. Conditions, aspirations and needs
determine the prime concerns of farmers. Sutherland (1993), writing on soil and
water management in
Bweya & Mulenga
(1993, p. 29) reporting on
A
case that is a clear example of inner conviction derived from faith is the
development on the Kingwill farm in the Karroo of South Africa (Bergsma 1996a). In this farm an
excessive number of sheep started to be the cause of accelerated erosion. The
farmer, worried about this, tried to find out what to do. As he says, by
listening to his inner voice to collect thoughts he felt could come from the God in whom he had faith, he decided to reduce the herd by
one third. Hardship for the family was of course the result, but their
conviction made them persevere. The signs of gradual grass recovery and
increasing discharge in the streams helped them to continue. At present the
land on the farm has a sufficient buffer capacity to weather severe drought,
which is common from time to time in this region. Eventually the developments
on the farm even helped formulate official grazing recommendations.
The
viewpoint of the expert in the third world
In land development projects of in the third
world, just as elsewhere, conservation experts must take care not to misjudge
the farmer. In the view of a soil conservation expert with large experience in
third world countries: 'It would be good to look for what exactly is the
motivation of the land users, and not discard what we ourselves may not feel'
(Hudson 1993, p. 3).
Stocking
(1988) stressed that the viewpoint of experts in the third world may be put
forward by such a convincing analysis of local questions, that it suggests to encompass all essential points, even when aiming only at
a partial sector of the well being of the people involved. It may in this way
impose a vision, which is not easily corrected. A
plan which does not explicitly considers the opinion
of land users through participation² with the rural population involved, will
easily pass it by.
The
same has been expressed in strong terms by Chambers (1993, p. 101):
“There is a paradox. Sustainable development is to be sought first not in the farming family, or the community, but in ourselves, the trained professionals. Our power, beliefs, reductionism and short time horizons are much of the problem, while farmers' knowledge, systems thinking, long-term investments and enhanced competence and participation are much of the solution. It is not a case of either professional's knowledge and competence, or farmers' knowledge and competence. The need is for a balanced mix, which means a shift towards the farmers' side to enhance farmers' analysis and innovation.”
Brouwers
(1993, p. 129-130) also warns for an incomplete approach of the adviser.
Studies, which look at the life world of land users in terms of ‘knowledge’,
social structures, and personal variation, reduce in this manner the contribution
of rural people and do not allow for a translation of practical problems into
technological answers by rural people themselves. Thus this translation is done
by representatives of formal science who impose their scientific vision of the
situation. An example is given of the oil palm farming systems, where a close
relation exists between the oil palm system and different social activities as
well as the social position of farmers.
The same caution is expressed by Shaxson
et al. (1997, p. 3):
“As 'outsiders', our own perceptions and assumptions
are derived from specific contexts of knowledge, culture, training and
experience, and do not necessarily accord closely with the experiences and
realities faced by farmers. Most often technical staff has focused solely on
what they have seen as technically desirable to solve problems of erosion and
runoff.”
Others express in similar ways a wish for a certain type of attitude of
the expert/adviser (Dudal 1981, p.10; Gappa, 1993, p.162; Mohammed 1993, p. 171; Tukahirwa et al., 1993, p. 164).
Participation
Participation
in land development is the approach that includes the ideas and concerns of the land
user right from the inception of development plans onwards. It therefore seems the best way to avoid the pitfalls that may
result from a limited view of the expert, and to include the farmer’s concerns.
Important
is to recognise the difference between apparent
and genuine participation (²), which
is strongly noted in third world countries (Hurni et
al. 1996, p. 8, 10). In introducing research studies on soil and water
conservation,
"required is a
bottom-up, farmer first approach,
involving farmers in identifying the problems and taking the decisions as to
how they are to be overcome.”
For
genuine participation (²), the approach of the adviser to the farmer must be
based on mutual trust (Bergsma 1996). Chambers (1993a, p. 93) describes the key
to participatory rural appraisal as 'good rapport'. For this to happen the behaviour and attitudes of the outsider as
facilitator or catalyst are basic. Some of the keys to arrive at this good
understanding of each other are: 'listening
and learning; taking a keen interest; joining in activities; and patience'.
Conclusions
The
need to provide for life’s necessities is often the dominant consideration of
the farmer’s management; in the day-to-day life these efforts are essential for
continuation of his family life and farm. On the longer term, the way in which
a farmer provides for these primary needs influences his
decisions too. There is no
question what is his prime concern, but the farmer has definite preferences
about the context, the communal relations, and the spirit in which and by which
he wants to run his farm and family life.
Gradually much evidence has been
collected about the often unexpectedly large influence of intangible
considerations in the decision-making process of land users in developing
countries. In the strongly market-driven agriculture of more developed
countries the intangible considerations become the less obvious, the more the
profession of farming is commercialised.
In
developing countries the partial acceptance or complete refusal of advice for
soil and water conservation by land users is often attributed to their
backwardness and stubbornness. Less attention has been focussed on the attitude
of the expert who gives the advice. His limited understanding of the
non-material motivations of the land user has contributed often to
inappropriate advice.
Genuine participation is probably
the best approach to land husbandry and soil and water conservation because it
gives the chance to avoid imposing the limitations of the adviser’s view, it
allows recognition of immaterial incentives in the farmers' management, and may help to create mutual trust
between land users and advisers, all key factors in effective efforts towards
land husbandry.
Intangible
incentives related to
land husbandry represent typical characteristics of farming. Though agriculture
is often strongly commercialised in various parts of the world, the intangibles
related to land husbandry should be taken into account when formulating plans
for agricultural structure and farm policy.
The experience with the
importance of intangible incentives in the third world should be a warning for
policy makers in the first world. Apart from commercial interests, also
intangible incentives are needed to realize political goals that aim at
sustained agricultural production and sustained use of the environment.
Notes
(¹) “Land husbandry” is the approach which
concentrates on helping people to improve and maintain their agricultural
system, instead of only concentrating on getting people to stop deforestation,
overgrazing and overcultivation in places where
success is unlikely because of the pressures. The approach emphasises
productive cover of leaves, levels of organic matter, soil life and soil
structure. Attention to these points will improve the farmer's result and will
also reduce erosion (Shaxson 1997).
(²) “Genuine participation” includes the ideas and concerns of the land user right from the
inception of development plans onwards.
References
Attaviroj, Pitsanu,
1996
Land development villages and soil
doctors; strategies towards better land husbandry in
Sombatpanit,
Zöbisch M.A., Sanders D. & Cook M. (eds.), Soil Conservation Extension -
from Concepts to
Adoption, pp.153-158,
the Soil and Water Conservation Society of Thailand,
Bergsma
E., 1996
Land husbandry, can it be a partnership
between farmers, land developers and extension workers? In Samran
Sombatpanit,
Zöbisch M. A., Sanders D. & Cook M.
(eds.), Soil Conservation Extension - from Concepts to
Adoption, pp. 123-130,
the Soil and Water Conservation Society of
Brouwers J.H.A.M., 1993
Rural peopple's response to fertility decline;
the Adja case (
Veenman, Wageningen.
Bweya L.A.C. &aamp;
Sustainable soil and water management in
better land husbandry, pp. 26-29, Intermediate Technology
Publications, in association with the World Association of
Soil and Water Conservation.
Cheatle R.J., 19993
Introduction to the section of Participatory appraisal, planning
and development. In Hudson N. & Cheatle
R.J. (eds.),
Working with farmers for better land husbandry, pp. 85-87, Intermediate
Technology Publications, in association with
the World Association of Soil and Water Conservation.
Chambers RR. 1993
Sustainable small farm development - Frontiers in participation.
In Hudson N. & Cheatle R.J. (eds.), Working with
farmers for better land husbandry, pp. 96-101, Intermediate
Technology Publications, in association with the World
Association of Soil and Water Conservation.
Chambers RR. 1993a
Participatory rural appraisal. In Hudson N. & Cheatle R.J. (eds.), Working with farmers for better land
husbandry,
pp.
87-95, Intermediate Technology Publications, in association with the World
Association of Soil and Water
Conservation.
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husbandry, pp. 4-14, Intermediate Technology Publications,
in association with the World Association of Soil and
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Dudal R. 1981
An
evaluation of conservation needs. In Morgan R.P.C. (ed.) 1981, Soil
Conservation; Problems and Prospects,
p. 3‑12. Proceedings
"Conservation 80", International Conference on Erosion and
Conservation, Silsoe, 1980.
John Wiley.
Gappa H. 1993
Conservation in Bariadi. In
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and Water
Conservation.
Gunatilake H.M. &p; Abeygunawardena
P., 1993
An
economic analysis of soil conservation in tobacco lands in the Hangkuranketha area of
of Agricultural Economics, Vol.48, 1:106-112.
Preface. In Hudson N. & Cheatle
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M.A., Sanders D. & Cook M.
(eds.), Soil Conservation Extension - from Concepts to Adoption, pp.3-10, the Soil and Water Conservation
Society of
Kiwanuka R., 1993<
Joint energy and environment projects (JEEP): Wood energy conservation
by participatory activities. In
Cheatle R.J. (eds.), Working with farmers for better land
husbandry, pp. 172-174, Intermediate Technology
Publications, in association with the World Association of Soil and Water
Conservation.
Lovejoy S..B., Lee T.G. & Basley D.B., 1986
Integration of physical and social analysis: the potential for micro
targeting. In Lovejoy S.B. & Napier T.T. (eds.),
Conserving soil: insight from socio-economic
research, pp. 121-129, Soil Conservation Society of America,
Lutz E., Pagiola
S. & Reiche C., 1994
The cost and benefits of soil conservation: the farmer's viewpoint, The
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273-295, The International Bank for Reconstruction and Development / The
World Bank.
Mohammed Y.A., 1993
Water harvesting in
husbandry, pp. 169-172, Intermediate Technology
Publications, in association with the World Association of Soil
and Water Conservation.
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Soil erosion and land husbandry, Land Husbandry, the International
Journal of Soil and Water Conservation, 2,
no. 1, pp. 1-14.
Shaxson T.F., Tiffen
M., Wood A. & Turton C., 1997
Better land husbandry: re-thinking
approaches to land improvement and the conservation of water and soil.
Natural Resources Perspectives, 19, June
1997.
Stocking
M., 1988
Socio-economics
of soil conservation in developing
countries, Journal of Soil and Water Conservation, pp.381-385.
Sutherlandd A.J., 1993
Integrating a socio-economic perspective into soil and water
management in
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Intermediate Technology Publications, in
association with the World Association of Soil and Water
Conservation.
Tobisson E., 1993<
Changing roles for rural sociologists. In Hudson N. & Cheatle R.J. (eds.), Working with farmers for better land
husbandry, pp. 59-63, Intermediate Technology Publications,
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Water Conservation.
Tukahirwa E.M. &p; Veit P.,
1993
Community soil conservation in
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Publications, in association with the World Association
of Soil and Water Conservation
==== ///
====
Source:
Bergsma
E. 2000: Incentives of land users in projects of soil and water conservation,
the weight of intangibles. GeoJournal, an International Journal on Human
Geography and Environmental Sciences, Vol. 50, no. 1, p. 47-54.
==== ///
====
A recommended reference:
Bertus
Haverkort, Katrien van 't Hooft and Wim Hiemstra (eds.) 2003:
Ancient
Roots, New Shoots - Endogenous Development in Practice.
ETC/Compas, Leusden, The
==== ///
====
A Tucumanian soil speaks
Speak persons of my future,
and do they show
concern
nothing will change.
Meeting generations,
I know human nature.
In each, sincere men
make things work.
This way I am thinking,
while my B-horizon*
grows,
becomes rich in clay
below my A**.
Experts come and go
discuss me and take
samples,
I smile and see that some
understand me.
EB.
Made for a dinner at the end
of a soil science study tour
in the region of the city of
* B-horizon: here subsoil layer
with relatively high content of clay, formed by slow processes.
** A, the
topsoil layer, usually relatively rich in organic matter.
Observations resulting from Ph.D. research
“The Kankanaey
farmers have a tremendous stock of knowledge about their environment. Such
knowledge could be an effective input in resource management, so it should be
utilized and incorporated in project planning and decision-making related to
the management of resources. This may also assure the success of the project.”
“The farmers’ understanding of soil
fertility depletion should be considered in assessing and maintaining the
productivity of the soil. Information on this could be used as a basis for
planning or developing any project related to soil conservation, as well as in
predicting the farmers’ conservation behaviour.”
Source:
Maria Corazon Mendoza Lawas, 1997: The resource
user’s knowledge, the neglected input in land resource management - the case of
the Kankanaey farmers in
===== /// =====
In the conclusions to his
thesis, Bacic (2003) describes the present situation
in his research area as follows:
“Although the professionals are becoming aware of the importance of participatory approaches related to extension service and rural research, there is still little effective participation by the supposed beneficiaries. Consultation is common, but participation and consultation is not the same thing. Top-down consultation by which people are asked to provide facts or opinions, usually about proposals drawn up by others, tends to disillusion the supposed beneficiaries and rarely reveals the full range of information available.
Source:
Ivan Luiz Zilli Bacic, 2003: Demand-driven land evaluation, with case
studies in Santa Catarina -
===== /// =====
Agricultural development
cooperation requires change from both adviser and farmer
In the conditions of third world countries,
failures of planning can be less easily compensated for by new investments than
in richer parts of the world. The partial or complete collapse of projects and
failure of policies, when they occur, are more apparent than in wealthier
countries. The sad state of stagnation of development in many third world
countries has at least the advantage that it shows clearly which plans succeed
and which did not.
There is new urgency to make
development cooperation succeed, before growing scepticism about its
effectiveness reduces its political support and leaves it completely to military and economic strategy. Instead, development
cooperation should be in essence the practical terrain where cultures meet and
understanding and cooperation can be practised. It is an opportunity to give
substance to that concept of “international community” that is often only
called upon when aid is needed urgently.
Will enthusiasm in combination with
professional expertise lead to projects that improve living conditions in the
areas where at present human suffering seems to have no end in sight? Among the
many bottlenecks towards this goal, two have been indicated in this brochure.
They continue to beset this cooperative effort and have rarely received full
attention. They are the limited view on social implications of technical
measures, and the fact that the expert’s motivation and lifestyle have long
been seen as inconsequential for technical results. But they appear to break or
build a bridge of trust between advisers and farmers.
The articles presented here were based on the experience of many persons engaged in development cooperation. The spirit and spark that is alive in the experts and their counterparts, with a view to bringing about something valuable for conditions and people in a community, is surely a valuable, even essential, drive. It could become more realistic when plans are more completely integrated in the needs and customs of the people concerned, and when the experts subject their own motivation and life style to their own critical eye.
==== /// ====
Regarding the production:
The ITC, my former employer, the International
Institute for Geo-information Science and Earth Observation, in Enschede, The
Netherlands, for granting continuing administrative facilities and
support.
Regarding the concept of the
brochure and drafting of Foreword and Afterword:
Drs. I.J.J. Beerens,
for sharing his experience obtained with development projects;
Mrs. C.M. Bergsma-Vinke, for her critical remarks and support;
My children Wiego and Annemarie for their
helpful opinions;
Drs. W.A.M. Kooijman,
for his comment on language and contents;
Mr. and Mrs. Ir. S.Visser,
for their helpful study of the readability of certain parts;
Prof. Dr. A.C.
Zinck, for his analytical observations and encouragement.
==== /// ====
Biographical sketch of author.
Eelko
Bergsma was born in 1934, in Voorburg, the
Back in the
With well-known
international scientists as co-authors he wrote a reference work on soil
erosion and conservation, for use in education, research and consulting. The
book describes the factors of erosion hazard, explains 600 terms and has a
glossary in four languages.
He developed a
practical method to determine the influence of the soil profile on erosion
hazard. He also was able to demonstrate that recognition of distinct
microtopographic forms on the eroded soil surface allows determining the
relative erosion intensity of a land use parcel. This has practical use for
recommendations of soil conservation practices.
Next to soil
conservation, his interest went to ways how development cooperation could be
made more successful. His many periods of fieldwork, as part of students’
courses of ITC and research projects, took place in 19 countries of five
continents. He concludes that this experience of working with counterparts in
these countries during periods between 2 years and a few weeks, gave the
occasion to apply and learn how the expert himself could be more effective in
projects of development cooperation.
Though retired
in 1999, he writes papers on soil conservation in cooperation with former
colleagues. Of even greater importance, he feels, is the subject of motivation
of people, north and south, and how to find the right ideas that should be
pursued. In this respect, development cooperation is like a school, where one
can learn much - the subject matter is also applicable in other fields of human
enterprise.
==================================== /// ====================================