Immanuel Wallerstein
(Sept. 28, 1930-)
Wallerstein is a Sociologist, born in New York City, New York, USA. He studied at Columbia University (1951 BA; 1954 MA; 1959 PhD), and at Oxford (1955-6). He taught at Columbia (1958-71), McGill University, Montreal, Canada (1971-6), and State University of New York, Binghamton (1976), where he was distinguished professor of sociology and director of the Fernand Braudel Center for the Study of Economics, Historical Systems, and Civilizations. His many books dealing with the economy and political systems of the world include The Modern World-System (2 vols, 1974, 1980), The Politics of the World Economy (1984), and Geopolitics and Geoculture (1991).
The American Sociological Association describes him "as one of the most influential sociologists of his generation, due in large part to his development of a new paradigm for sociology, world-systems analysis. The world-systems paradigm offers linkages for previously unlinked studies and previously unaffiliated scholars. His world-systems analysis shifted the focus of studies of large-scale political processes from societies and nation states as the unit of analysis, to the world system, thereby bringing attention to interdependencies that had been largely ignored."
"Through his work, Wallerstein has extended the influence of sociology into other disciplines, including history, geography, economy, political science, cultural studies, ethnic studies, and women’s studies. His work has crossed not only academic borders but also has extended the influence of sociology to other parts of the world. His writings have inspired a whole generation of sociologists in Asia, Africa, and Latin America who want to know more about how the capitalist world-economy has shaped the contour of development of their own countries. His multi-volume The Modern World-System is a classic." (Craig Calhoun)
World-System Perspective
The basic concept of the theory, in Wallerstein's words, is that "all of the countries in the world are divided into hierarchical categories based on economic status and power. The primary of these categories are the “core” countries. These are the countries that hold the majority of the wealth and power of the world. They reap most of the benefits from capitalism, by exploiting the weaker countries. The first core countries were England, France and Holland. (Modern History Source Book. 1974) Today some of the core countries are America, Germany, France and Japan. Strong governments, powerful armies and international commerce maintain the core countries’ position in the economic food chain.
"The next group on the world system ladder is the “Semi-Periphery”. These countries are either on the rise to becoming core countries or falling out of the core. The periphery has much of the same qualities as the core, but has failed to benefit as well as the core did. This is largely due to the core having a stronger and more established control over international trade.
"The Third group is the “Periphery.” These are the poorest countries, commonly known as “third-world” countries. The periphery is exploited by the stronger countries and used to produce many goods that are typically exported at cheap prices and sold in the core and semi-periphery, where most of the profits are made. In some cases the peripheral countries are too busy and the land is too scarce to farm their own crops because of the agriculture for the core. As a result of this, the peripheral countries can’t grow enough food to feed their people. This is a major reason why the quality of life is so poor in these countries.
"The last category in the system is the external areas. These are countries that are out of the loop in the system because they maintain their own economies separate from the rest of the world. Their trade and commerce is more internal rather than internationally. (Modern History Book. 1974)
"In the World System Theory the core continues to grow rich while keeping the periphery in poverty. This does not mean that all of the citizens of the core countries grow wealthier, just the people that already have economic power. In return all of the people in the periphery do not grow poorer, just the people that are already in poverty. Someone has to be making money in the periphery, but you can rest assure that it is not the laborers. It also follows that the system is either ever changing or self destructive because the core will eventually exhaust the periphery so the system would have to evolve or collapse.
"The two basic premises of my work then are the world-system as a unit of analysis, and the insistence that all social science must be simultaneously historic and systemic.
Wallerstein does not consider his World-System as a "theory." In his own words: "I have argued that world-systems analysis is not a theory but a protest against neglected issues and deceptive epistemologies. It is a call for intellectual change, indeed for "unthinking" the premises of nineteenth-century social science, as I say in the title of one of my books. It is an intellectual task that is and has to be a political task as well, because - I insist - the search for the true and the search for the good is but a single quest. If we are to move forward to a world that is substantively rational, in Max Weber's usage of this term, we cannot neglect either the intellectual or the political challenge."
Salient Features of World-System
- a) The modern world-system is a capitalist world-economy, which means that it is governed by the drive for the endless accumulation of capital, sometimes called the law of value.
- b) This world-system came into existence in the course of the sixteenth century, and its original division of labor included in its bounds much of Europe (but not the Russian or Ottoman Empires) and parts of the Americas.
- c) This world-system expanded over the centuries, successively incorporating other parts of the world into its division of labor.
- d) East Asia was the last large region to be incorporated, and this occurred only in the middle of the nineteenth century, after which moment however the modern world-system could be said to have become truly worldwide in scope, the first world-system ever to include the entire globe.
- e) The capitalist world-system is constituted by a world-economy dominated by core-peripheral relations and a political structure consisting of sovereign states within the framework of an interstate system.
- f) The fundamental contradictions of the capitalist system have been expressed within the systemic process by a series of cyclical rhythms, which have served to contain these contradictions.
- g) The two most important cyclical rhythms are the 50-60 year Kondratieff cycles in which the primary sources of profit alternate between the sphere of production and the financial arena, and the 100-150 year hegemonic cycles consisting of the rise and decline of successive guarantors of global order, each one with its particular pattern of control.
- h) The cyclical rhythms resulted in regular slow-moving but significant geographical shifts in the loci of accumulation and power, without however changing the fundamental relations of inequality within the system.
- i) These cycles were never perfectly symmetrical, but rather each new cycle brought about small but significant structural shifts in particular directions that constitute the secular trends of the system.
- j) The modern world-system, like all systems, is finite in duration, and will come to an end when its secular trends reach a point such that the fluctuations of the system become sufficiently wide and erratic that they can no longer ensure the renewed viability of the system's institutions. When this point is reached, a bifurcation will occur, and via a period of (chaotic) transition the system will come to be replaced by one or several other systems." (The Rise of East Asia ...; for another listing have a look in: World-Systems Analysis: The Second Phase)
Wallerstein as a Marxist Thinker
(Thoughts revealed in a 1997 Conference)Wallerstein is a Marxist, who finds himself not as a rebel against capitalism but against intellectual idiosyncracies and liberal thought. To him, liberalism has been used to legitimize inequalities and perpetuate the status quo of the dominant states. Like Marx, he predicts it will self-destruct.
"I see the definitive collapse of liberalism as the defining geo-culture of our world system. Liberalism essentially promised gradual reform towards ameliorating the inequalities of the world system and reducing the acute polarisation. The illusion that this was possible within the framework of the modern world system has in fact been a great stabilising element, in that it has legitimated states in the eyes of their populations and promised them a heaven on earth in the foreseeable future. The collapse of communism along with the collapse of the national liberation movements in the third world and the collapse of faith in the Keynesian model in the western world were all simultaneous reflections of popular disillusionment in the validity and reality of the reformist programmes each propagated. But this disillusionment, however merited, knocks the props from under popular legitimation of states, and effectively undoes any reason why their populations should tolerate the continuing and increasing polarisation of our world system. I therefore expect considerable turmoil of the kind we have already been seeing in the 1990s, spreading from the Bosnias and Rwandas of this world to the wealthier and more stable regions of the world, such as the United States. These, as I say, are premises, and you may not be convinced of them, since I have no time to argue them. I wish therefore simply to draw the moral and political conclusions from my premises.
- The first conclusion is that progress, unlike worthy enlightenment in all its forms preached, is not at all inevitable. But I do not accept that it is therefore impossible. The world has not morally advanced in the last several thousand years, but it could.
- The second conclusion is that the belief in certainties, a fundamental premise of modernity, is blinding and crippling. Modern science, that is Cartesian Newtonian science, has been based on the certainty of certainty. The basic assumption is that there exist objective universal laws governing all natural phenomena, and that these laws can be ascertained by scientific enquiry, and that once such laws are known, starting from any set of initial conditions we can predict perfectly the future and the past.
- The third conclusion I draw is that in human social systems - the most complex systems in the universe and therefore the hardest to analyse - the struggle for the good society is a continuing one. Furthermore, it is precisely in periods of transition from one historical system to another one, whose nature we cannot know in advance, that human struggle takes on the most meaning. Or, to put it another way, it is only in such times of transition that what we call free will outweigh the pressures of the existing system to return to equilibrium.
Criticisms
One of the major criticisms hurled against Wallerstein's world-system is its historicity. When did it begin? Wallerstein is quick to point out its birth, during the "long 16th century". That makes it only about 500 years old. Andre Gunder Frank, however, refutes this by saying that the world system has begun 5,000 years ago, in ancient Mesopotamia. World system, with or without a hyphen, makes a difference in their assertions (Wallerstein uses a hyphen, Frank does not). Janet Abu Lughod also points out a "13th century world system" in the case of Egypt. Such world systems, however, were called "world empires" by Wallerstein.
Another related criticism is that Wallerstein's world-system is "Eurocentric." It implies that Europe has determined its growth, and that capitalism is a European invention, which is not historicaly correct. This western bias denies the prior hegemonic status of "oriental" civilizations (e.g., Islam, Hinduism, Buddhism, etc.), which antedated modern, western civilization.
It is also important to note whether the world-system is a fully integrated model of "one world," or whether it is possible to think of "many worlds." Some critics argue otherwise. The reality is that the world may not be heading to just one direction, nor is it homogenizing. While the economy seems to be a very powerful integrator in the world-system, the cultural side has been relegated to the sideline. Culturally, the world is also being shaped by the actions of certain groups (e.g., Islamic militants) who believe that they or what they stand for has not received their proper due.
Internet Resources:
- Immanuel Wallerstein, by I. Wallerstein
- Immanuel Wallerstein Homepage
- 1997 Conference
- World-Systems Archives
- World System History, by Andre Gunder Frank
- The World System: Five Hundred Years or Five Thousand? by Andre Gunder Frank and Barry K. Gills [Routledge 1993]