ADMINISTRATIVE APPEALS TRIBUNALGENERAL ADMINISTRATIVE DIVISIOND J GRIMES (Senior Member), N J ATTWOOD (Member) AND H G JULIAN(Member) HRNG
CANBERRA, 15 June 1994#DATE 15:8:1994 Counsel for the Applicant: Mr N Selby QC Solicitors for the Applicant: Pamela Conard and Assoc Counsel for the Respondent: Ms R Henderson Solicitors for the Respondent: AGS Canberra ORDER
The Tribunal sets aside the decision under review and finds therefor, thatthe applicant was incapacitated for work as a result of an aggravation to aninjury caused by the increase in work hours initially recommended by theCommonwealth Medical Officer on 15 July 1991. The matter is remitted to therespondent with the direction that assessment of any compensation payable bemade in accordance with the Tribunal's findings. JUDGE1
D J GRIMES, N J ATTWOOD AND H G JULIAN This is an application for reviewofa decision dated 29 July 1993 which affirmed a determination of the 5 January1993 which disallowed a claim of the applicant for compensation in respect ofwork related stress. 2. The applicant was represented by Mr N Selby QC, and the respondent wasrepresented by Ms R Henderson of counsel. The Tribunal accepted into evidencethe documents lodged pursuant to section 37 of the Administrative AppealsTribunal Act 1975 and the following exhibits: Report of Dr S Van Nunen dated 25 March 1994 Exhibit A1 Report of Dr S Van Nunen dated 20 April 1994 Exhibit A2 Report of Dr J L Sanderson dated 29 April 1994 Exhibit A3 Report of Dr P Collignon dated 4 February 1994 Exhibit R1 Report of Dr P Collignon dated 5 March 1994 Exhibit R2 Medical Certificate of Dr B H Richards dated 14 June 1988 Exhibit R3 Medical Certificate of Dr B H Richards dated 20 June 1988 Exhibit R4 Letter of Dr M Pidcock dated 16 December 1991 Exhibit R5 Medical Certificate of Dr J L Sanderson dated 18 August 1993 Exhibit R6 Sick leave records of the applicant Exhibit R7 Recreational leave records of the applicant Exhibit R8 Long service leave records of the applicant Exhibit R9 Miscellaneous leave records of the applicant Exhibit R10 Clinical notes of Dr B H Richards Exhibit R11 Clinical notes of Dr J L Sanderson Exhibit R12 Second reading speech for Commonwealth Employees' Rehabilitation and Compensation Bill 1988 Exhibit R13 3. Oral evidence was given by the applicant, Dr J L Sanderson, Dr S A VanNunen, Dr P Collignon, Dr B H Richards and Dr K E Tymms. 4. The applicant was born in 1934 and is currently employed with theDepartment of Human Services and Health as a Senior Officer Grade C. She hasnot worked since July 1993. 5. The applicant gave evidence that her troubles started in August 1987 whenshe had an episode of what she now considers to have been glandular fever. 6. In November 1987 she had an episode of laryngitis and felt unwell. Thenin March 1988 she drove to Sydney for a family wedding and on her return feltunwell. She consulted her general practitioner, Dr B Richards, who she saysdiagnosed glandular fever. 7. In November 1989 the applicant again had an episode of fever, muscle painsand sweating and saw Dr Richards who she again thought diagnosed glandularfever. The applicant says she discussed chronic fatigue syndrome with DrRichards. She told the Tribunal that when she contacted Dr Richard's practicelast year, she was told by his receptionist that his diagnosis in 1989 hadbeen glandular fever. 8. In February 1889 she transferred to another general practitioner, Dr J LSanderson, as she believed Dr Richards did not want to treat her anymore. Theapplicant told Dr Sanderson that Dr Richards had diagnosed chronic fatiguesyndrome. Dr Sanderson agreed with the diagnosis and started treating theapplicant and assessing her progress with among other tests CMI Skin Testswhich the applicant believes measures her level of immunity. 9. The applicant gave evidence that she tired easily, could not work, feltlethargic and could not function properly. She was off work from March toJuly 1990 on sick leave. From July to October 1990 she commenced a graduatedreturn to work on the recommendation of the Commonwealth Medical Officer. Inlate October, early November 1990 the applicant returned to full time work,reluctantly, at the request from her superior because of illness amongst thestaff members. She still suffered considerable fatigue. 10. From January to June 1991 the applicant symptoms of fatigue and weaknessbecame worse, culminating in June 1991 with her taking two weeks sick leave.Dr Sanderson, examining the applicant in July 1991, recommended she return towork at a maximum of three hours per day, until a further review was conductedthe following month. 11. On 15 July 1991 a Commonwealth Medical Officer, Dr A Tinnion examined theapplicant and recommended a graduated program of return to work, starting withfour hours per day from 22 July 1991, and then increasing by one hour per weekfrom 29 July 1991 until she had returned to full-time duties. Dr Tinnion didnot agree with the diagnosis of chronic fatigue syndrome. 12. In August 1991, the applicant was working 6 hours per day. She found thisunmanageable and subsequently reduced the number of hours to five per day. Inan accident report completed on 15 August 1991, the applicant attributed herinability to attend work on 9 August 13 August and 14 August 1991 toattempting to fulfil the work recommendations of the Commonwealth MedicalOfficer. 13. In September 1991 Dr Boyapati, a Commonwealth Medical Officer, acceptedthe diagnosis of chronic fatigue syndrome and recommended the applicantcontinue at her current pace and increase her work by half an hour per day. 14. A return to full time duties was achieved by the applicant in lateSeptember 1991. In late 1991 and for the first half of 1992 the applicantcontinued working with symptoms of lethargy, fatigue and mental confusionwhich she described as "like working in a fog". 15. In evidence she said that for the first hour of the working day she wasfine, but would gradually "fade", and by the end of the day was "almostuseless". She said she was slower in work and that this affected herrelations with her collegues who had to "pick up the work" for her. She tookseveral days sick leave and recreational leave. 16. On 10 August 1992, the applicant made an application for compensation forwork related stress, which she attributed to performing full time work whilstsuffering from a post viral syndrome associated with the Epstein Barr Virus.That claim was subsequently disallowed on 5 January 1993. 17. From 11 August 1992, the applicant's working hours were reduced to 4hours 4 days per week. 18. The applicant was reviewed by Dr J H Hudspith, AGHS Medical Officer, whoreferred her to Dr C R Ashton, consultant physician. Dr Ashton examined theapplicant on 1 September 1992 and recommended a gradual increase in work loadby two hours per week. 19. On 26 October 1992, Dr Mackay, a Commonwealth Medical Officer, reviewedthe applicant and recommended that she continue on restricted hours, withoutany immediate increase. He also advised that the applicant work at her ownpace, with a possible decrease in hours to prevent exacerbation of symptoms. 20. The applicant gave evidence that working part-time was an "enormousrelief", the only difficulty being that her absence created more work forother employees and this negatively affected her relationships with them. 21. The Tribunal notes the sick records of the applicant which indicate thatthere were repeated absences from work, particularly in late 1992 and 1993,for which chronic fatigue syndrome was given as an explanation. 22. On 1 February 1993, the applicant was redeployed to full-time hours.Since July 1993 she has not worked because of her severe chronic fatiguesyndrome. The applicant gave evidence that she takes considerable interest inchronic fatigue syndrome and helps produce a newsletter on the subject. Shetakes great interest in her CMI skin tests which she believes is a measure ofher immune system and hence measures the degree of severity of her chronicfatigue syndrome. She has also taken her temperature daily, believing thismay be of some value in measuring her progress. 23. Since taking extended leave in July 1993 she has had six months almostcomplete rest. She described her present daily regime as breakfast at 8.00am, then return to bed until mid-day when she showers, dresses and has lunch.She watches television and video, sometimes drives to the shops, watches latenight television and listens to the radio in bed. This regime is in responseto the specialist advise of Dr Van Nunen who recommended her to "do what youcan". The applicant told the Tribunal she would continue this regime untilher symptoms stabilise at which point she would extend her activities. 24. The applicant told the Tribunal that there was marked difference in herpresent condition and her condition in mid 1991. She said that although somesymptoms were more acute, she was no longer "in a fog", and did not feelpermanently ill. She said there was less incidence of sore throats, no nightsweats, and she did not seem to pick up as many viruses. 25. In evidence, the applicant expressed a willingness to work, but said shewas hindered by her condition. 26. The basis of the applicant's claim is that her chronic fatigue syndromewas aggravated at work by stress caused by having to return to work for toomany hours too quickly as ordered by the Commonwealth Medical Officer,contrary to the views of her general practitioner; by stress at work caused byresentment by other workers at her short hours; by having to work in airconditioned offices with other workers with infections nearby. Medical Evidence27. With one exception, the medical evidence before the Tribunal producedgeneral agreement that the applicant suffers from chronic fatigue syndrome .However, views as to the cause of the syndrome, the treatment and thediagnostic measures used to judge the progress of the disease variedconsiderably. 28. Dr B H Richards, a general practitioner who treated the applicant until1989, gave oral evidence that he had performed Epstein Barr Virus Tests on theapplicant in 1988 and 1989. These had indicated previous glandular feverinfection but not present infection. Dr Richards stated that he did not makea diagnosis of chronic fatigue syndrome as he does not consider it a usefullabel or valid diagnosis, being in his view merely a description of symptoms.In his opinion, a diagnosis of chronic fatigue syndrome placed people "in asick role". Dr Richards told the Tribunal he could recall discussing chronicfatigue syndrome or myalgic encephalomyelitis with the applicant but did notdiagnose her symptoms as such. 29. Dr J Sanderson, the applicant's general practitioner since February 1990,gave evidence that he had no doubts as to the diagnosis of chronic fatiguesyndrome. He considered the CMI Test to be a good and fairly reliable test ofthe immune systems capabilities. He accepted however, that the diagnosis ofchronic fatigue syndrome was one of conclusion rather than analysis of tests. 30. In a report of 29 April 1994, Dr Sanderson opined that the applicant'scondition was adversely affected by being directed to work by the CommonwealthMedical Officer in 1991 when she was "not in a fit and proper state to do so".In his view, the applicant has still not recovered from the relapse. Heexpected recovery to take a further eighteen months to two years before theapplicant could sustain full duties at work. 31. When questioned as to why some of the medical certificates issued by himin respect of the applicant had specified "work stress" rather than chronicfatigue syndrome , Dr Sanderson said that this was because of difficultiesexperienced when he had given the diagnosis of chronic fatigue syndrome onother patient's medical certificates. 32. Dr O Tinnion, a Commonwealth Medical Officer, reviewed the applicant on15 July 1991. In a report of the same date, Dr Tinnion noted the applicanthad a history of chronic fatigue syndrome, although he did not believe such adiagnosis was justifiable without an opinion from an immunologist. However,given the applicant's history of chronic fatigue syndrome, Dr Tinnionrecommended a gradual return to work of four hours per day, five days per weekfrom 22 July 1991 with an increase of one hour per day from 29 July 1991. 33. Dr K Tymms, a specialist rheumatologist, examined the applicant on 23August 1991 and gave evidence to the Tribunal. She appeared to accept thediagnosis of chronic fatigue syndrome but was of the view that either workingor not working makes little difference to the condition. However, Dr Tymmsaccepted that in terms of coping sensibly with the symptoms, it was beyond theapplicant's capacity to work more than six hours per day. It was important inher view, that patients with the syndrome did not become reliant on thatdiagnosis as a means of modifying their life pattern. She did not believethat the CMI Tests were a useful means of gauging the progress of the disease. 34. Dr K Boyapati, a Commonwealth Medical Officer, assessed the applicant inSeptember 1991, and noted symptoms consistent with the diagnosis of chronicfatigue syndrome. Dr Boyapati considered the applicant fit to continue at hercurrent working hours, and increase her work by a further half an hour per dayeach week until a full return to work was achieved. 35. Dr J H Hudspith, an AGHS Medical Officer, examined the applicant on 20August 1992. He recommended the applicant continue at her present workingschedule of four hours per day, four days per week. He declined to makefurther recommendations without specialist opinion. 36. Dr Ashton, a consultant physician, examined the applicant on 1 September1992 on referral from Dr Hudspith. In a report of 1 September 1992, Dr Ashtonnoted symptoms consistent with a diagnosis of chronic fatigue syndrome. Hecommented that: "It could take up to three years or more for people to recover from chronic fatigue syndrome and she (the applicant) should be coming out of it about now."Dr Ashton recommended diet, long periods of rest, and exercising within thelimits of her capacity. A gradual increase of two hours per week wasrecommended. 37. In a further report dated 30 June 1993, Dr Ashton confirmed the diagnosisof chronic fatigue syndrome, however, he did not believe it to be related toher work or place of employment initially "but during the period of conflictin 1992, at the time she was working on reduced hours, there may well havebeen some stress at work that could have aggravated her situation to somesmall degree". Dr Ashton recommended the applicant be redeployed to a "lessexacting position". He expected a return to normal employment to take somemonths. 38. Dr K H Mackay, a Commonwealth Medical Officer, reviewed the applicant on26 October 1992 and noted she appeared to be suffering from chronic fatiguesyndrome. Her history showed a series of exacerbations consistent with thesyndrome. Dr Mackay noted that the applicant reported some conflict with hersupervisor and that she felt the supervisor wanted to get rid of her, creatinga stressful situation at work. Dr Mackay did not consider a graduated returnto work program aggravated the applicant's condition. He recommended theapplicant continue on restricted hours without any immediate increase. 39. Dr P Collignon, a specialist in infectious diseases and microbiology,examined the applicant in February 1994. He gave evidence that he had seen alarge number of patients with chronic fatigue syndrome, and provided writtenreports dated 4 February 1994 and 5 March 1994 and oral evidence to theTribunal. 40. Dr Collignon opined that the applicant appeared to be suffering fromsymptoms consistent with chronic fatigue syndrome. However, he noted thatthere is no objective test that can ever diagnose or exclude the condition.Diagnosis relies predominately on symptomatology exhibited by the patient. Inhis view, the tests demonstrating that the applicant had in the past aglandular fever infection were largely irrelevant because although it wasaccepted that chronic fatigue syndrome represents a long ongoing reaction toinfection, glandular fever is just one reported possible cause. 41. In his experience a number of factors, including exercise and stress canexacerbate the symptoms of chronic fatigue syndrome, but for such factors toprolong the illness by two or three years, as is suggested in the applicant'scase is longer than he would expect. Dr Collignon does not believe that theprolonged rest prescribed by Dr Sanderson and Dr Van Nunen assists. Histherapy would be to assist the patients to place themselves within the limitsof their symptoms and support them through periods of exacerbation. 42. In Dr Collignon's opinion, it was difficult to determine the degree towhich the applicant's work contributed to her condition. He noted it waspossible that increasing workloads and stress could exacerbate the condition.Assessment of the degree of the of the applicant's incapacity was alsodifficult as it was entirely reliant on the history given by the applicant.In Dr Collignon's view, the applicant's history did not suggest that she wasentirely incapacitated for work. 43. Dr S Van Nunen, a specialist physician from the Department of Allergy atRoyal North Shore Hospital, provided two written reports and oral evidence tothe Tribunal. Dr Van Nunen first saw the applicant at the request of hersolicitor, but since then has been her treating doctor. The doctor gaveevidence that she had treated individuals with chronic fatigue syndrome since1981, in which time she had seen "hundreds if not thousands" of such patients.Dr Van Nunen opined that the applicant began suffering from chronic fatiguesyndrome from December 1989, experienced a partial recovery through 1991 andthen a recurrence of severe symptoms at the end 1992 persisting to the presenttime. 44. In Dr Van Nunen's view the applicant has a severe form of chronic fatiguesyndrome and stated in her report of 20 April 1994: "the direction to return to increased work hours which has occurred in 1991 from a Commonwealth Medical Officer has contributed to her ill health at the time. The question of whether or not this has contributed to the prolongation of her illness cannot be answered by anyone". 45. In a further report of 20 April 1994, Dr Van Nunen opined: "I cannot see that she has contracted this complaint in her employment but definitely agree that she has had it worsened by her understanding that she should work full-time from the medical officer involved." 46. Dr Van Nunen considered the timing of the increased hours was crucial inthe course of the illness, in that the it would have been more appropriate forthe applicant to have been resting. She considered it likely that theapplicant would be affected for two or three years as a result of thisexacerbation of the illness but because of the unpredictable nature of thecondition cannot be certain. 47. Dr Van Nunen does not consider the CMI multi skin test or the EpsteinBarr Virus tests are useful in the diagnosis or gauging of the progress of thedisease. 48. In summary there is a general consensus that the applicant suffers fromchronic fatigue syndrome. Only Dr Richards did not agree with this but thenthis is not a diagnosis he is willing to make at any time. 49. Her general practitioner, Dr Sanderson, and her treating specialist, DrVan Nunen, are of the view that the applicant has chronic fatigue syndrome,that her graduated return to work was too ambitious and this plus the stressat work caused by her limitations, aggravated her condition to the extent thatshe went into remission and is now unfit for work. The opinions of otherspecialists seen by the applicant vary. Dr Tymms does not believe that workis likely to effect her condition one way or the other, but accepts that theapplicant cannot cope with more than 6 hours per day with her condition. 50. Dr Collignon similarly does not consider work and stress are asdetrimental as did Dr Van Nunen and Dr Sanderson but, at the same time,accepts that limitations of work are useful in encouraging recovery from thedisease. 51. The various Commonwealth Medical Officers and other specialists who sawthe applicant accepted both the diagnosis and the concept of graduated returnto work. The only differences were the rate of increase of work effort theythought possible or desirable. Conclusion52. The Tribunal finds the applicant to be an intelligent, open and truthfulwitness. She has, however, developed theories as to the cause and treatmentof her disease which have resulted in an introspective approach,understandable in the light of the severity and duration of the symptoms butprobably unhelpful in developing a proper understanding of her condition. 53. The applicant is convinced she can trace the onset of her viral illnessto an attack of glandular fever in 1987 and 1989, not confirmed by thephysician or her general practitioner. She shares Dr Sanderson's view of theusefulness of CMI multi skin tests as a measure of her progress which is notshared by any of the other practitioners and in particular by Dr Van Nunen whois otherwise in agreement with Dr Sanderson. 54. The respondent submitted that there was no work related aggravation ofthe applicant's condition either by work stress or by the return to work inmid 1991. It was argued that there was insufficient evidence to demonstratethat the applicant had been placed under any such stress. Indeed, there wasno evidence of any time pressure and other employees completed work she wasunable to do. 55. The pattern of the applicant's return to work in mid 1991, in therespondent's view, did not aggravate the applicant's condition. It wassubmitted that there was a lack of evidence to support any such incapacitylinked to an increase in hours, and that any such conclusion based on theapplicant's symptomatology could not be accepted as the applicant was anunreliable historian. The respondent argued that there were serious doubts asto whether the applicant's employment had made any contribution to herproblems, and no evidence that it had contributed to it to a material degreeas required by the legislation. 56. Whilst noting the difficulties associated with a diagnosis of chronicfatigue syndrome, the Tribunal accepts the overwhelming weight of medicalevidence that the applicant suffers from chronic fatigue syndrome and acceptsthe evidence of her treating doctors that this syndrome is best treated byrest and diet. The applicant does not contend that her chronic fatiguesyndrome was work caused, rather the dispute lies in the question of whetherher work with respondent aggravated the condition. 57. Comcare is liable to pay compensation pursuant to section 14 of theSafety Rehabilitation and Compensation Act 1988 ("the Act") for an injurysuffered by an employee resulting inter alia, in incapacity for work."Incapacity" is defined in section 4(9) of the Act to include an incapacity toengage in work at the same level at which the employee was engaged by theCommonwealth or a licensed corporation, or any other work, immediately priorto the injury. 58. The Tribunal accepts the evidence of the applicant's treating doctors andfinds that the applicant's condition was aggravated by her work. The Tribunalaccepts that chronic fatigue syndrome is a difficult condition to objectivelyassess, in that it is reliant on the applicant's symptoms and the reporting ofthose symptoms. On the evidence before it, the Tribunal is satisfied thatthere was a marked worsening of symptoms following the applicant's increase inwork hours in accordance with the Commonwealth Medical Officer'srecommendation in July 1991. In the Tribunal's mind, an aggravation occurredin several ways: first, directly by an onerous return to work on the advice ofCommonwealth Medical Officers and against the advice of her treating generalpractitioner; and secondly, indirectly by the lack of staff available in hersection at work to cope with the work load. A contributing factor, althoughof less importance was the stressful situation which arose at work because ofher incapacity to work full-time and the inter-personal tensions this created.It is the Tribunal's opinion that the symptoms suffered by the applicantfollowing her return to work in 1991 were not of minimal or no significance,as suggested by the respondent, but rather had considerable negative impact onthe applicant's condition. 59. The Tribunal finds that the applicant suffered an aggravation to hercondition as a result of which she was incapacitated for work. The Tribunalnotes that at the time of the hearing the applicant gave evidence of a markedimprovement in her symptoms, and whilst it beyond the power of this Tribunalto make findings as to the future prospects of the applicant, it believes itappropriate to make the observation that the evidence suggests the applicantwill be able to returned work on a graduated basis in the near future. 60. For the reasons given, the Tribunal sets aside the decision under reviewand finds therefor, that the applicant was incapacitated for work as a resultof an aggravation to an injury caused by the increase in work hours initiallyrecommended by the Commonwealth Medical Officer on 15 July 1991. The Tribunalremits the matter to the resapondent with the direction that assessment of anycompensation payable be made in accordance with the Tribunal's findings.