FINANCE - INVESTMENT BANKERS 45

IBD FRI JUN 15

TICKER

EARN 1

EARN 2

PE M

FYG

PE/FYG

AVG PR T

ANALY

AV RAT

SH.OUT

A.D.V

EPS

RS

PM

A/D

INST

SH

SIEB

22 M

5 K

98

77

C

C+

>>> Siebert Financial Corp - UNDER 10 - BIG SPIKE JUNE 2007

MER

871 M

5.6 M

95

65

A

D

>>> Merrill Lynch & Co Inc - SLOW 2 YEAR UPTREND

SWS

28 M

318 K

95

71

C

C+

>>> S W S Group Inc - DOWNTREND SINCE FEB 2007

OPY

13.2 M

24 K

95

90

C

A-

>>> Oppenheimer Holdings Inc - UPTREND SINCE OCT 2005

SF

15 M

100 K

94

94

A

A

>>> Stifel Financial Corp - UPTREND SINCE JAN 2007

GFIG

29 M

300 K

93

85

A

B+

>>> G F I Group Inc - UPTREND SINCE AUG 2006

AGE

76 M

1.2 M

93

93

B

B

>>> Edwards A G Inc - SLOW UPTREND SINCE OCT 2005 - ACQUIRED JUN 2007

LEH

533 M

5.6 M

90

59

A

B

>>> Lehman Brothers Holdings Inc - CURRENT DOUBLE BOTTOM SINCE FEB 7 2007 - POSSIBLE BREAKOUT SINCE JUNE 8 2007

RJF

120 M

533 K

87

57

B

A-

>>> Raymond James Financial - FLAT CYCLICAL RANGE 27-34 SINCE FEB 2006

GS

409 M

5.6 M

87

80

A

C

>>> Goldman Sachs Group Inc - SLOW 2 YEAR UPTREND

SCHW

1250 M

9 M

85

77

A

A

>>> Schwab Charles Corp - SLOW UPTREND SINCE JULY 2006

AMP

236 M

1 M

81

84

C

A-

>>> Ameriprise Financial Inc - SLOW UPTREND SINCE JUL 2006

JEF

125 M

2 M

76

49

B

B

>>> Jefferies Group Inc - CYCLICAL 2 YEAR TRADE - CURRENT DOWNTREND SINCE MAY 2007

PLCC

6.2 M

11 K

75

34

D

B-

>>> Paulson Capital Corp - UNDER 10 - BIG SPIKE MAY 15 2007

MKTX

34 M

188 K

73

87

D

B

>>> Marketaxess Holdings Inc - TIGHT TRADE SINCE MAR 22 2007 - POSSIBLE WINNER

NITE

104 M

1.8 M

69

57

B

B

>>> Knight Capital Grp Cl A - DOWNTREND SINCE PIPE TOP JAN 2007 - POSSIBLE REVERSAL JUNE

BSC

119 M

2.1 M

65

43

A

C-

>>> Bear Stearns Cos Inc - SLOW DOWNTREND SINCE JAN 2007 - POSSIBLE REVERSAL JUN 2007

ITG

45 M

650 K

51

45

A

B

>>> Investment Tech Group - DOWNTREND SINCE MAY 2006 - POSSIBLE REVERSAL JUN 12 2007

SMHG

25 M

77 K

33

41

C

A

>>> Sanders Morris Harris Gp - 1 YEAR DOWNTREND REVERSED MAR 2007

NHLD

5.5 M

8.5 K

33

99

C

A-

>>> National Holdings Corp - UNDER 10 - FLAG MAY-JUN

MEM

12.2 M

31 K

21

49

E

B

>>> M C F Corp - DOWNTREND SINCE APR 2006 - UNDER 10 - POSSIBLE REVERSAL SINCE MAY 23 2007

EVR

6.5 M

143 K

24

31

B

D+

>>> Evercore Partners Inc - IPO AUG 2006 - DOWNTREND SINCE OCT 2006 - POSSIBLE REVERSAL JUNE 2007

GHL

29 M

317 K

23

51

B

B

>>> Greenhill & Co Inc - BASE SINCE JAN 2007 - POSSIBLE BREAKOUT JUN-JUL

IAAC

8.2 M

90 K

13

76

B

B-

>>> International Assets Holding Corp - FLAGS: MAY-JUN 2006; AUG-SEP 2006; OCT-NOV 2006; MAR 2007; TIGHT TRADE SINCE APR 2007

AMPH

4.8 M

9 K

49

31

C

E

>>> American Physicians Services - FLAT SINCE SEP 2006

COWN

16 M

115 K

22

34

C

B-

>>> Cowen Group Inc - IPO JUL 2006 - DOWNTREND SINCE FEB 2007

EFH

11 M

17 K

29

1

D

D-

>>> Empire Financial Holding - PENNY STOCK

ESPD

51 M

400 K

64

41

D

B

>>> E Speed Inc Cl A - UNDER 10 - 2 YEAR CYCLICAL RANGE 7-11

FACT

16.5 M

87 K

8

6

E

B-

>>> First Albany Cos Inc - UNDER 10 - DOWNTREND SINCE NOV 2005

ICH

6.2 M

4.5 K

10

41

D

D-

>>> Investors Capital Hldgs - UNDER 10 - DOWNTREND SINCE MAR 2007

LAB

62 M

480 K

18

10

E

C-

>>> Labranche & Company Inc - DOWNTREND SINCE NOV 2006 - UNDER 10

LTS

157 M

358 K

10

98

B

B

>>> Ladenburg Thalmann Fncl - UNDER 10

NFP

38 M

360 K

66

43

B

D

>>> National Financial Partners - SLOW DOWNTREND SINCE FEB 2007

NMR

1907 M

332 K

25

43

C

D+

>>> Nomura Holdings Inc Adr - DOWNTREND SINCE FEB 2007

TWPG

26 M

260 K

18

28

N

C

>>> Thomas Weisel Patners Group - IPO FEB 2006 - DOWNTREND SINCE NOV 2006

VDM

46 M

38 K

18

13

C

C-

>>> Van Der Moolen Holdings Adr - DOWNTREND SINCE MAY 2006