Roald Hoffmann – Autobiography
I
came to a happy Jewish family in dark days in Europe. On July 18, 1937 I was
born to Clara (née Rosen) and Hillel Safran in Zloczow, Poland. This
town, typical of the Pale of the Settlement, was part of Austria-Hungary when
my parents were born. It was Poland in my time and is part of the Soviet Union
now. I was named after Roald Amundsen, my first Scandinavian connection. My
father was a civil engineer, educated at the Lvov (Lemberg) Polytechnic, my
mother by training a school teacher.
In 1939 the war began. Our part of Poland was under Russian occupation from
1939-1941. Then in 1941 darkness descended, and the annihilation of Polish Jewry
began. We went to a ghetto, then a labor camp. My father smuggled my mother
and me out of the camp in early 1943, and for the remainder of the war we were
hidden by a good Ukrainian in the attic of a school house in a nearby village.
My father remained behind in the camp. He organized a breakout attempt which
was discovered. Hillel Safran was killed by the Nazis and their helpers in June
1943. Most of the rest of my family suffered a similar fate. My mother and I,
and a handful of relatives, survived. We were freed by the Red Army in June
1944. At the end of 1944 we moved to Przemysl and then to Krakow, where I finally
went to school. My mother remarried, and Paul Hoffmann was a kind and gentle
father to me until his death, two months prior to the Nobel Prize announcement.
In 1946 we left Poland for Czechoslovakia. From there we moved to a displaced
persons' camp, Bindermichl, near Linz, in Austria. In 1947 we went on to another
camp in Wasseralfingen bei Aalen in Germany, then to München. On Washington's
Birthday 1949 we came to the United States.
I learned English, my sixth language at this point, quite quickly. After P.S.
93 and P.S. 16, Brooklyn, I went on to the great Stuyvesant High School, one
of New York's selective science schools. Among my classmates were not only future
scientists but lawyers, historians, writers - a remarkable group of boys. In
the summers I went to Camp Juvenile in the Catskills, a formative experience.
Elinor, my younger sister, was born in 1954.
In 1955 I began at Columbia College as a premedical student. That summer and
the next I worked at the National Bureau of Standards in Washington with E.S.
Newman and R.E. Ferguson. The summer after I worked at Brookhaven National Laboratory,
with J.P. Cumming. These summers were important because they introduced me to
the joys of research, and kept me going through some routine courses at Columbia.
I did have some good chemistry teachers, G.K. Fracnkel and R.S. Halford, and
a superb teaching assistant, R. Schneider. But I must say that the world that
opened up before me in my non science courses is what I remember best from my
Columbia days. I almost switched to art history.
In 1958 I began graduate work at Harvard. I intended to work with W.E. Moffitt,
a remarkable young theoretician, but he died in my first year there. A young
instructor, M.P. Gouterman, was one of the few faculty members at Harvard who
at that time was interested in doing theoretical work, and I began research
with him. In the summer of 1959 I got a scholarship from P.O. Lowdin's Quantum
Chemistry Group at Uppsala to attend a Summer School. The school was held on
Liding&ouml:, an island outside of Stockholm. I met Eva Börjesson who
had a summer job as a receptionist at the school, and we were married the following
year.
I came back to Harvard, began some abortive (and explosive) experimental work,
and Eva and I took off for a year to the Soviet Union. It was the second year
of the U.S.-U.S.S.R graduate student exchange. I worked for 9 months at Moscow
University with A.S. Davydov on excitor theory. Eva and I lived in one of the
wings, Zona E, of that great central building of Moscow University. My proficiency
in Russian and interest in Russian culture date from that time.
On returning to the U.S. I switched research advisors and started to work with
W.N. Lipscomb, who had just come to Harvard. Computers were just coming into
use. With Lipscomb's encouragement and ebullient guidance, L.L. Lohr and I programmed
what was eventually called the extended Hückel method. I applied it to
boron hydrides and polyhedral molecules in general. One day I discovered that
one could get the barrier to internal rotation in ethane approximately right
using this method. This was the beginning of my work on organic molecules.
In 1962 I received my doctorate, as the first Harvard Ph.D. of both Lipscomb
and Gouterman. Several academic jobs were available, and I was also offered
a Junior Fellowship in the Society of Fellows at Harvard. I chose the Junior
Fellowship. The three ensuing years in the Society (1962 - 65), gave me the
time to switch my interests from theory to applied theory, specifically to organic
chemistry. It was EJ. Corey who taught me, by example, what was exciting in
organic chemistry. I began to look at all kinds of organic transformations,
and so I was prepared when in the Spring of 1964 R.B. Woodward asked me some
questions about what subsequently came to be called electrocyclic reactions.
That last year at Harvard was exciting. I was learning organic chemistry at
a great pace, and I had gained access to a superior mind. R.B. Woodward possessed
clarity of thought, powers of concentration, encyclopedic knowledge of chemistry,
and an aesthetic sense unparalleled in modern chemistry. He taught me, and I
have taught others.
The 1962 - 65 period was creative in other ways as well: Our two children, Hillel
Jan and Ingrid Helena, were born to Eva and me.
In 1965 I came to Cornell where I have been ever since. A collegial department,
a great university and a lovely community have kept me happy. I am now the John
A. Newman Professor of Physical Science. I have received many of the honors
of my profession. I am especially proud that in addition to the American Chemical
Society's A.C. Cope Award in Organic Chemistry, which I received jointly with
R.B. Woodward in 1973, I have just been selected for the Society's Award in
Inorganic Chemistry in 1982, the only person to receive these two awards in
different subfields of our science.
I have been asked to summarize my contributions to science.
My research interests are in the electronic structure of stable and unstable
molecules, and of transition states in reactions. I apply a variety of computational
methods, semiempirical and nonempirical, as well as qualitative arguments, to
problems of structure and reactivity of both organic and inorganic molecules
of medium size. My first major contribution was the development of the extended
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approximate sigma- and pie- electronic structure of molecules, and which gave
reasonable predictions of molecular conformations and simple potential surfaces.
These calculations were instrumental in a renaissance of interest in sigma electrons
and their properties. My second major contribution was a two-pronged exploration
of the electronic structure of transition states and intermediates in organic
reactions. In a fruitful collaboration R.B. Woodward and I applied simple but
powerful arguments of symmetry and bonding to the analysis of concerted reactions.
These considerations have been of remarkable predictive value and have stimulated
much productive experimental work. In the second approach I have analyzed, with
the aid of various semiempirical methods, the molecular orbitals of most types
of reactive intermediates in organic chemistry-carbonium ions, diradicals, methylenes,
benzynes, etc.
Recently I and my collaborators have been exploring the structure and reactivity
of inorganic and organometallic molecules. Approximate molecular orbital calculations
and symmetry-based arguments have been applied by my research group to explore
the basic structural features of every kind of inorganic molecule, from complexes
of small diatomics to clusters containing several transition metal atoms. A
particularly useful theoretical device, the conceptual construction of complex
molecules from MLn fragments, has been used by my research group
to analyze cluster bonding and the equilibrium geometries and conformational
preferences of olefin and polyene metal carbonyl complexes. A satisfactory understanding
of the mode of binding of essentially every ligand to a metal is now available,
and a beginning has been made toward understand ing organometallic reactivity
with the exploration of potential energy surfaces for ethylene insertion, reductive
elimination and alkyl migrative insertion reactions. Several new structural
types, such as the triple-decker and porphyrin sandwiches, have been predicted,
and recently synthesized by others. On the more inorganic side, we have systematically
explored the geometries, polytopal rearrangement and substitution site preferences
of five, six, seven and eight coordination, the factors that influence whether
certain ligands will bridge or not, the constraints of metal-metal bonding,
and the geometry of uranyl and other actinide complexes. I and my coworkers
are beginning work on extended solid state structures and the design of novel
conducting systems.
The technical description above does not communicate what I think is my major
contribution. I am a teacher, and I am proud of it. At Cornell University I
have taught primarily undergraduates, and indeed almost every year since 1966
have taught first-year general chemistry. I have also taught chemistry courses
to non-scientists and graduate courses in bonding theory and quantum mechanics.
To the chemistry community at large, to my fellow scientists, I have tried to
teach "applied theoretical chemistry": a special blend of computations stimulated
by experiment and coupled to the construction of general models - frameworks
for understanding.
From Les Prix Nobel. The Nobel
Prizes 1981, Editor Wilhelm Odelberg, [Nobel Foundation], Stockholm, 1982
This autobiography/biography was written at the time of the
award and later published in the book series Les Prix Nobel/Nobel
Lectures. The information is sometimes updated with an addendum submitted
by the Laureate. To cite this document, always state the source as shown above.
Added in 1992
In the last decade I and my coworkers have begun to look
at the electronic structure of extended systems in one-, two-, and three dimensions.
Frontier orbital arguments find an analogue in this work, in densities of states
and their partitioning. We have introduced an especially useful tool, the COOP
curve. This is the solid state analogue of an overlap population, showing the
way the bond strength depends on electron count. My group has studied molecules
as diverse as the platinocyanides, Chevrel phases, transition metal carbides,
displacive transitions in NiAs, MnP and NiP, new metallic forms of carbon, the
making and breaking of bonds in the solid state and many other systems. One
focus of the solid state work has been on surfaces, especially on the interaction
of CH4 , acetylene and CO with specific metal faces. The group has
been able to carry through unique comparisons of inorganic and surface reactions.
And in a book "Solids and Surfaces. A Chemist's View of Bonding in Extended
Structures," I've tried to teach the chemical community just how simple the
concepts of solid state physics are. And, a much harder task, to convince physicists
that there is value in chemical ways of thinking.
In 1986-88 I participated in the production of a television course in introductory
chemistry. "The World of Chemistry" is a series of 26 half-hour episodes developed
at the University of Maryland and produced by Richard Thomas. The project has
been funded by Annenberg/the Corporation for Public Broadcasting. I am the Presenter
for the series which began to be aired on PBS in 1990, and will also be seen
in many other countries.
My first real introduction to poetry came at Columbia from Mark Van Doren, the
great teacher and critic whose influence was at its height in the 1950's. Through
the years I maintained an interest in literature, particularly German and Russian
literature. I began to write poetry in the mid-seventies, but it was only in
1984 that a poem was first published. I own much to a poetry group at Cornell
that includes A.R. Ammons, Phyllis Janowitz and David Burak, as well as to Maxine
Kumin. My poems have appeared in many magazines and have been translated into
French, Portuguese, Russian and Swedish. My first collection, "The Metamict
State", was published by the University of Central Florida Press in 1987, and
is now in a second printing. A second collection, "Gaps and Verges", was also
published by the University of Central Florida Press, in 1990. Articles on my
poetry have appeared in Literaturnaya Gazeta and Studies in American
Jewish Literature. I received the 1988 Pergamon Press Fellowship in Literature
at the Djerassi Foundation, Woodside, California, where I was in residence for
three years.
It seems obvious to me to use words as best as I can in teaching myself and
my coworkers. Some call that research. Or to instruct others in what I've learned
myself, in ever-widening circles of audience. Some call that teaching. The words
are important in science, as much as we might deny it, as much as we might claim
that they just represent some underlying material reality.
It seems equally obvious to me that I should marshal words to try to write poetry.
I write poetry to penetrate the world around me, and to comprehend my reactions
to it.
Some of the poems are about science, some not. I don't stress the science poems
over the others because science is only one part of my life. Yet there are several
reasons to welcome more poetry that deals with science.
Around the time of the Industrial Revolution - perhaps in reaction to it, perhaps
for other reasons - science and its language left poetry. Nature and the personal
became the main playground of the poet. That's too bad for both scientists and
poets, but it leaves lots of open ground for those of us who can move between
the two. If one can write poetry about being a lumberjack, why not about being
a scientist? It's experience, a way of life. It's exciting.
The language of science is a language under stress. Words are being made to
describe things that seem indescribable in words - equations, chemical structures
and so forth. Words do not, cannot mean all that they stand for, yet they are
all we have to describe experience. By being a natural language under tension,
the language of science is inherently poetic. There is metaphor aplenty in science.
Emotions emerge shaped as states of matter and more interestingly, matter acts
out what goes on in the soul.
One thing is certainly not true: that scientists have some greater insight into
the workings of nature than poets. Interestingly, I find that many humanists
deep down feel that scientists have such inner knowledge that is barred to them.
Perhaps we scientists do, but in such carefully circumscribed pieces of the
universe! Poetry soars, all around the tangible, in deep dark, through a world
we reveal and make.
It should be said that building a career in poetry is much harder than in science.
In the best chemical journal in the world the acceptance rate for full
articles is 65%, for communications 35%. In a routine literary journal,
far from the best, the acceptance rate for poems is below 5%.
Writing, "the message that abandons", has become increasingly important to me.
I expect to publish four books for a general or literary audience in the next
few years. Science will figure in these, but only as a part, a vital part, of
the risky enterprise of being human.