Mitchell SEC Employment

Staff Attorney, Office of Regulation, Division of Trading and Markets, U.S. Securities and Exchange Commission, Washington, D.C., September 1968 to July 1969. Regulation and inspection of registered broker/dealers and national stock exchanges under the Securities Exchange Act. Regulation of automated trading and information systems, and oversight of New York Stock Exchange, American Stock Exchange, and Over-the-Counter automation programs, specialists and market data systems.

If you want to look at or download the SEC filings of any publicly-traded company go to the SEC Edgar Archives. It's free.
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FAX: (213) 463-4412 Copyright © 1997, Michael R. Mitchell -- Last Revised - 10-2-97)

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