Page 2.
Page 3.
(At 10:25 a.m. the hearing was convened in the
presence
of the Court and the attorneys.)
MR. WILLIAMS: Good morning, Your Honor.
THE COURT: Good morning.
MR. WILLIAMS: Two matters before we call our first
witness. The first concerns what occurred yesterday regarding the
introduction of results of a polygraph examination of Mr. Dessie
Hightower. We are endeavoring at the moment to retain a qualified
polygrapher to perform a competent examination of those results. I am
referring to the polygraph results.
I've requested of the Commonwealth the opportunity to
have an expert retained by the Petitioner to examine those results. And we
agreed, assuming we reach the threshold issue regarding discovery of the
polygraph results, we have agreed that we would work out an arrangement
whereby our expert would examine those results. We think that we are
entitled to have an expert retained by the Petitioner to
Page 4.
examine the polygraph results and to come up with an
analysis that we can include in the record.
THE COURT: Well, let me say to you the same thing I have
said all along: Give me a case on it.
The District Attorney, if you don't agree with it, you
give me a case on it, and I will study it.
MS. FISK: Good morning, Your Honor.
I would be happy to respond at this juncture with regard
to that request. The issue in this case is not whether or not Mr.
Hightower passed or did not pass a polygraph test. Mr. Grant's statement
to the Court yesterday prior to Mr. Hightower's testimony was that it was
the Commonwealth's position that the entire issue regarding the polygraph
test was not relevant at this juncture but nevertheless we were conceding
to his being called, and permitted it without waiving our objection.
The issue in this case is not whether or not Mr.
Hightower passed; it is whether or not Mr. Hightower was told he was
passed or whether he was told that he did not pass. The
Page 5.
documents which were shown yesterday clearly reflect that
it was written by the person who performed the polygraph that deception
was indicated and that Mr. Hightower was so advised. That was the sole
issue with regard to impeaching Mr. Hightower's credibility with regard to
his affidavit. The actual results of the test are irrelevant. They are
inadmissible, not scientifically accepted, and therefore it is completely
unnecessary and irrelevant.
THE COURT: Basically, what you are saying is true.
Because I would not have permitted it to be brought out at the time of the
trial. And Hightower testified at that time. So whether he passed it or
flunked it is of no moment as far as the PCRA Petition is concerned.
I am denying it but I will let you research the law, do
whatever you want to. Give me the cases and if I think I'm wrong I'll
reverse myself.
MR. WILLIAMS: Your Honor, without quarreling with the Court's order,
let me just --
Page 6.
THE COURT: Well, please don't.
MR. WILLIAMS: I just want to have the opportunity --
THE COURT: Counselor, please, I have already ruled.
That's it. You have an exception. I told if you have got a case that says
it's important, fine. Counselor --
MR. WILLIAMS: Fine. The Commonwealth --
THE COURT: Counselor, I have ruled on it. What is your next
problem?
MR. WILLIAMS: Well, it is not so much a problem, it is a
request. We would request that our witness Ward Churchill -- who we have
informed the Court we would intend to present -- be permitted to testify
on Monday. He is unavail --
THE COURT: No, absolutely not. You told me he was going
to testify today. Well, I don't even know whether the defense is objecting
to it.
MR. WILLIAMS: You mean the Commonwealth.
THE COURT: I'm sorry, the Commonwealth. Let's do this. You have a
Page 7.
witness here, let's get that witness on. He is a doctor,
you are holding him up. I am sure he's got a lot more things to do. Put
him on, let's get finished with him, and if you want to bring it up at
that time, bring it up at that time.
MR. WILLIAMS: Your Honor --
THE COURT: Because he is not here. Counselor, I have said
what you are supposed to do. Don't stand there and argue with me.
Counselor, please, sit down. Let's bring in the doctor, finish with the
doctor and then I will take up whatever you want to bring up at that time.
I don't want to hold up the doctor, it's not fair to him.
MS. FISK: I believe the doctor is in the Courtroom, Your
Honor. I have no objection to him being presented.
THE COURT: He has been here, I am sure he has a lot of
other things he could be doing. So let's put him on so we could excuse him
to go back to work.
MR. WEINGLASS: At this time the Petitioner calls Dr. John A. Hayes.
H-A-Y-E-S.
Page 8.
John Hayes, M.D. - Direct on Voir Dire
John A. Hayes, Junior, M.D, having been duly sworn,
was
examined and testified as follows:
MR. WEINGLASS: May I proceed?
BY MR. WEINGLASS:
Q. Good morning, Dr. Hayes.
A. Good morning.
Q. Dr. Hayes, what is your current occupation and employment?
A. I'm an associate city medical examiner in New York City.
MR. WEINGLASS: Is the microphone on?
THE COURT: It's on.
THE COURT OFFICER: There you go, sir.
THE WITNESS: I'm sorry, Counselor. I am an associate medical examiner
for New York City.
BY MR. WEINGLASS:
Q. And do you have any particular office within the medical examiner's
office of New York City?
A. I'm, I don't understand the question.
Page 9.
John Hayes, M.D. - Direct on Voir Dire
Q. Yes, are you a senior?
A. I'm one of the senior staff forensic pathologists in the Manhattan
office.
Q. They have senior and junior?
A. That is correct.
Q. And you are a senior forensic pathologist?
A. That is correct.
Q. Do you also maintain an office for the private practice of
medicine?
A. Yes, I do.
Q. And could you just briefly describe the function of that office?
A. For consultation in legal issues relevant to forensic
pathology. This may involve malpractice cases, this may involve cases of
assault. This may involve homicide.
Q. And, Doctor, how long have you been a forensic pathologist?
A. I've been a forensic, this is my sixth year now.
Q. Are you Board certified?
A. Yes, I am.
Q. And just briefly, at what institution did you receive your
education?
A. I trained in medicine at the University of
Page 10.
John Hayes, M.D. - Direct on Voir Dire
London. After graduating I did internships in medicine
and surgery in the Greater London area.
I then moved to the United States to Boston. I trained in
pathology at Boston University Medical Center for three years. And in my
final year there I was the chief resident in anatomic pathology.
Subsequent to that I took a fellowship in Miami, Dade
County, Florida, which was a one-year position.
Q. So you've completed an internship, a residency, and, as I understand
it, a fellowship?
A. That's correct.
Q. Is it all in the field of pathology?
A. Yes, it is. With sub-specializations in forensic pathology.
Q. Are you a member of any professional associations?
A. I am a member of the American Academy of Forensic Sciences.
Q. Doctor, are you presently teaching at any institution?
A. Yes, I am. I am lecturing in pathology in Boston
University School of Medicine. I am a clinical assistant professor of
forensic medicine in New York University School of Medicine. I run a
Page 11.
John Hayes, M.D. - Direct on Voir Dire
course in forensic pathology at the Mt. Sinai Hospital
Medical Center in New York. I teach frequently to the New York City Police
Department and elsewhere.
Q. Do any of the courses you teach or any of your
lectures specifically deal with the area of gunshot wounds?
A. Yes, they do.
Q. Now, have you attended any specialized courses on
basic or advanced pathology offered by any agency of the government of the
United States?
A. Yes, I have. I attended a course in basic forensic
pathology at the Armed Forces Institute of Pathology in Washington, D.C. I
attended a course in advanced forensic pathology at the FBI Academy in
Quantico, Virginia.
Q. Have you been previously qualified as an expert in the
field of forensic pathology in any court of the United States?
A. Yes, I have.
Q. And just approximately on how many occasions?
A. I would estimate a little bit over 100 times.
Q. And on how many occasions have you testified as a
forensic pathologist for the prosecution in a criminal case?
Page 12.
John Hayes, M.D. - Direct
A. Ahh, the great majority of those times, probably about 100.
Q. And on how many occasions have you testified for the
defense as a forensic pathologist in a criminal case?
A. I think this will be my fourth time.
Q. So it would be fair to say that in the great majority
of cases, the overwhelming majority of cases you are an expert witness for
the prosecution?
A. That's correct.
Q. Have you ever been denied qualifications as an expert
in the field of forensic pathology in any court of the United States?
A. No, I have not.
MR. WEINGLASS: Your Honor, at this time the Petitioner
tenders Dr. Hayes as an expert in the field of forensic pathology. And I
turn Dr. Hayes over to Counsel for cross-examination.
MS. FISK: I have no questions, Your Honor.
THE COURT: Okay. Go ahead. He is accepted. Go ahead.
Page 13.
John Hayes, M.D. - Direct
BY MR. WEINGLASS:
Q. Dr. Hayes, have you been retained by Counsel for Mr.
Jamal in this case to render expert opinions in the field of forensic
pathology?
A. Yes, I have.
Q. And pursuant to your being retained, were you asked to
examine certain written materials for the purpose of rendering such an
opinion?
A. Yes, I was.
Q. And based upon your reading of the materials that were
provided to you, were you asked to render opinions with respect to the
cause of death of Police Officer Daniel Faulkner?
A. Yes, I was.
Q. And based upon your reading of the materials, were you
also asked to render an expert opinion respecting the gunshot wound
sustained by Mr. Mumia Abu-Jamal?
A. Yes, I was.
Q. Incidentally, Doctor, did you have occasion or an
opportunity to examine the body of the deceased in this case?
A. No, I did not.
Q. And have you had an opportunity to examine
Page 14.
John Hayes, M.D. - Direct
A. Yes, I have.
Q. And we'll come back to that momentarily. Now first
directing your attention to the gunshot wound sustained by Mr. Jamal: Do
you recall what records you examined to assist you in the formulation of
any expert opinion with respect to the gunshot wound sustained by Mr.
Jamal?
A. Umm, I reviewed the Jefferson Hospital medical record
from Mr. Jamal. Trial testimony and statements made by Mister -- Dr.
Colletta, the examining physician at the time.
Q. Have you had an opportunity to examine portions of the
trial testimony of a Charles Tumosa, criminalist?
A. Yes, I have.
Q. Now, based on your review, were you able to reach
certain medical conclusions to a reasonable degree of medical
certainty?
A. Yes, I was.
Q. Doctor, I will now proceed to ask you a series of
questions pertaining to those conclusions. And all the time at this moment
we are speaking of the gunshot wound sustained by Mr. Jamal.
Page 15.
John Hayes, M.D. - Direct
the records and the materials made available to you
whether or not Mr. Jamal in fact sustained a gunshot wound?
A. Yes, I was.
Q. And would you tell the Court where on his body the gunshot wound was
inflicted?
A. Mr. Jamal was shot once in the right side of the
chest, just below the right nipple [indicating).
Q. And were you able to ascertain from the materials that
were provided to you the parts of the body that were impacted by the
bullet projectile?
A. Yes, I was.
Q. And could you describe what parts of the body were impacted by the
bullet projectile?
A. The bullet passed just below the fifth rib. It goes
through the right lung (indicating), through the diaphragm muscle, which
is a sheathe-like muscle dividing the chest and the abdomen region. It
passes through the right side of the liver, and then it strikes the
twelfth rib towards the back, with the bullet ending up next to, between
the twelfth vertebrae of the spine, of the thoracic spine, and the first
lumbar vertebrae. That is to say towards the back, just on the right-hand
side.
Q. Now, were you also able based on the materials
Page 16.
John Hayes, M.D. - Direct
that were provided to you to trace the direction or the
pathway of the bullet as it passed through his body?
A. Yes, I was.
Q. And what did you find with respect to direction and pathway?
A. The bullet passes from the right side of the chest
backwards, downwards, and towards the left (indicating).
Q. Incidentally, did the bullet exit his body?
A. No, the bullet stayed inside his body.
Q. From your reading, was the bullet recovered?
A. Yes, the bullet was recovered by the surgeons at Jefferson
Hospital.
Q. Now, did the bullet -- and we'll deal with this in
more detail later -- did the bullet go through the body in a straight
line?
A. Yes, it did.
Q. Now, did you have occasion to draw a diagram
indicating the point at which the bullet entered the body, where it came
to rest, and describing the pathway through the body?
A. Yes, I did.
MR. WEINGLASS: May the witness be shown D-22.
Page 17.
John Hayes, M.D. - Direct
And I first want to hand it to Counsel (handing).
This particular exhibit was appended to a report of Dr.
Hayes and it is, it is contained in exhibit 4 to the Petition.
THE COURT OFFICER: D-22, Your Honor. D-22, sir (handing).
THE WITNESS: Thank you.
BY MR. WEINGLASS:
Q. Showing you D-22, is that the diagram that you drew
based upon your examination of the written materials?
A. Yes, this is a standard diagram which I've labeled
based on my examination of the written materials.
Q. And does that diagram as you see it now comport with the testimony
you have just given?
A. Yes, it does.
Q. Did you become aware of any testimony offered in this
trial in 1982 which indicated the range of fire or the distance from the
shooter to Mr. Jamal at the time he was shot?
A. Yes, I did.
Page 18.
John Hayes, M.D. - Direct
Q. And could you indicate what information you received in that
respect?
A. Mr. Tumosa, the criminalist, testified that the range of fire was
approximately 12 inches.
Q. And was that a fact you have taken into account as well in
formulating your opinions?
A. Yes.
Q. Based on the findings which you've just recited, and
your diagram which is D-22, were you able to reach any conclusions to a
reasonable degree of medical certainty respecting the relative positions
of the shooter and Mr. Jamal at the time that the shooting occurred?
A. Umm, the gunshot has to be angled downwards towards
Mr. Jamal. This would be consistent with a shooter above Mr. Jamal,
possibly with Mr. Jamal slightly bent and a standing shooter firing
horizontally.
MS. FISK: I'm sorry, I did not hear the second part of that
response.
(The Court reporter read back the last answer.)
BY MR. WEINGLASS:
Q. Dr. Hayes, do you have an expert opinion based on your
review of the materials to a reasonable
Page 19.
John Hayes, M.D. - Direct
degree of medical certainty as to whether or not a
standing Mr. Jamal could have been shot by a falling shooter?
A. If Mr. Jamal is standing, he sustained a gunshot wound
which goes downwards, backwards and from right to left, a falling shooter
would be firing upwards at a standing man and therefore the wound pathway
would be upwards through Mr. Jamal's body. That would be inconsistent with
the scenario you just proposed.
Q. So it would be inconsistent with your findings?
A. That is correct.
Q. In short, would it be fair to say that your findings
indicate that Mr. Jamal could not have been shot by a falling shooter?
A. While --
Q. Pardon?
A. While he was in a standing position, that is correct.
Q. Now, is it possible, Dr. Hayes, for a bullet to
ricochet or tumble as it passes through a body?
A. Those are two separate things. Ricochet is what
happens when a bullet strikes a hard substance or an object inside the
body and is deflected. So
Page 20.
John Hayes, M.D. - Direct
that sometimes does happen and typically the situation in
which you see a ricochet is when a bullet strikes a hard bone and is
deflected and changes it's angle.
As far as whether bullets tumble inside a body, this is
more debatable. Bullets, while the bullet itself may tumble, that won't
change the angulation of the wound tract. So the bullet itself may rotate
as it passes through a wound, as it causes a wound cavity, but that won't
change the overall direction of the bullet.
Q. And was there any evidence in your review of the
written materials with respect to the wound suffered by Mr. Jamal that
would indicate that the bullet that struck him ricocheted?
A. No, there was not.
I'm sorry, could you repeat the question, please? I may have
misunderstood it.
THE COURT: Repeat the question, he said, he may have
misunderstood you. Will you repeat the question for him.
MR. WEINGLASS: Thank you. I understood that the witness
was gesturing to have the same. But to save the Court reporter the effort
I will ask the
Page 21.
John Hayes, M.D. - Direct
question again.
BY MR. WEINGLASS:
Q. Was there any evidence in the materials that were
submitted to you for examination that indicated that as the bullet entered
Mr. Jamal's body and passed through it it had ricocheted?
A. No. Dr. Colletta on the witness stand testifying
speculated that there might have been some sort of ricochet. There is
nothing in the evidence available to indicate that there was any form of
ricochet.
MS. FISK: Objection, Your Honor: Except that Dr. Colletta
testified to it and that is certainly evidence available.
THE COURT: I will let you bring that up on cross.
BY MR. WEINGLASS:
Q. In your review of the written materials, putting aside
Dr. Colletta's testimony, did you find in the hospital records, the
medical records of Mr. Jamal, any evidence that would indicate to you as
an expert forensic pathologist that the bullet had ricocheted after it
entered Mr. Jamal's body?
A. No, the bullet goes into the chest and passes through
soft tissues until it strikes the rib at the
Page 22.
John Hayes, M.D. - Direct
back of the body. There is no point of ricochet inside there, inside
that wound pathway.
Q. As a matter of fact, as it strikes that rib at the
back of the body, the twelfth rib, does it fracture that rib?
A. It fractures that rib, yes.
Q. Is that the kind of evidence you would expect to see
if the bullet had struck a rib in the upper portion of the body before it
passed through the body?
A. If the bullet had struck a rib in the upper portion of
the body you would expect that rib to be fractured too. And possibly the
bullet would have been slowed and would have not fractured the rib at the
back.
Q. So since you found no evidence of fracture or any
markings on any of the upper body ribs, did that lead you to deduce in
part that the bullet passed in a straight line and did not ricochet?
A. That's correct.
Q. And you indicated in your reading of Dr. Colletta's
testimony -- strike that. Did Dr. Colletta in your reading of his
testimony indicate that he himself was merely speculating?
A. Yes.
Page 23.
John Hayes, M.D. - Direct
MS. FISK: Objection, Your Honor.
THE COURT: Yes, he is your witness, why don't you let him
testify. Stop leading your own witness, will you please. Rephrase your
question.
BY MR. WEINGLASS:
Q. Was there anything about your reading of Dr.
Colletta's testimony that indicated to you as an expert forensic
pathologist that he was testifying without a basis in the medical
record?
MS. FISK: Objection, Your Honor. He is asking this
defense witness to speculate as to the basis of another defense witness'
testimony. The record speaks for itself as to the substance of Dr.
Colletta's testimony.
MR. WEINGLASS: No, I think Counsel misunderstands it.
Perhaps it was lack of artfulness on my part.
THE COURT: Well, rephrase your question so she'll understand it, will
you.
BY MR. WEINGLASS:
Q. Did you find anything in the hospital records of
Jefferson or in any of the medical records that supports any opinion by
Dr. Colletta that there was a ricochet here?
Page 24.
John Hayes, M.D. - Direct
A. No, I do not.
Q. Now turning your attention to the Medical Examiner's
report authored by Dr. Hoyer with respect to the autopsy of Officer
Faulkner. Did you have occasion to read portions of Dr. Hoyer's testimony
that was offered in the trial?
A. Yes, I did.
Q. Was Dr. Hoyer Board certified at the time he did the autopsy?
MS. FISK: Objection, Your Honor.
MR. WEINGLASS: It's in the record.
MS. FISK: Precisely the reason for my objection.
MR. WEINGLASS: No, it is a lead-in question, Your Honor.
I asked him did he see that there was a wound here and that leads into the
whole discussion of his expert opinion. I am now asking him if he read the
doctor's report, the doctor's testimony, who performed the autopsy, and in
his testimony did he indicate if he was Board qualified.
MS. FISK: I didn't object to those first questions
because they were proper. Whether or not Dr. Hoyer stated to the Court he
was Board qualified is not relevant to the
Page 25.
John Hayes, M.D. - Direct
affidavit submitted with regard to this doctor.
MR. WEINGLASS: I submit it is because in his affidavit
Dr. Hayes offers an opinion as to the efficacy of Dr. Hoyer's work. And
part of that opinion is based on the fact that Dr. Hoyer was not a
Board-certified pathologist at the time he did the autopsy. It's part of
the facts he considered. Clearly it's admissible.
MS. FISK: I would note first, Your Honor, that according
to Dr. Hayes' report, Dr. Hoyer's testimony at trial was not considered by
Dr. Hayes in rendering his opinion. He lists only the pathology report
from the Office of the Medical Examiner as a basis for any opinion he gave
with regard to the cause of death of Officer Faulkner.
MR. WEINGLASS: But it is in the affidavit. And he is testifying from
his present --
THE COURT: Well, read where it is in the affidavit.
MR. WEINGLASS: Although I am not familiar with the full
trial record, it would appear that since I disagree with the Medical
Examiner's findings with respect to cause of
Page 26.
John Hayes, M.D. - Direct
death, and Dr. Colletta's postulation of a ricochet. So
in his affidavit he indicates that he disagrees.
THE COURT: Well, that's all right, he could disagree. But
the question you have asked she is objecting to.
MR. WEINGLASS: No.
THE COURT: And I sustained the objection.
MR. WEINGLASS: Your Honor, the --
THE COURT: He could disagree because he could make his
own decision. I have sustained the objection. Now ask him whatever other
questions you want.
MR. WEINGLASS: His disagreement is based in part on the fact that
--
THE COURT: He doesn't say that in the affidavit, Counselor.
MR. WEINGLASS: It does.
THE COURT: I have made a ruling, Counselor. The objection
is sustained. He could disagree with anybody that he wants to. That's his
privilege.
MR. WEINGLASS: But he disagrees because he is not Board certified.
Page 27.
John Hayes, M.D. - Direct
THE COURT: You are not testifying here, he is. He didn't have that in
his affidavit.
MR. WEINGLASS: It is in the trial record.
THE COURT: The objection is sustained. Now come on, let's proceed, will
you.
BY MR. WEINGLASS:
Q. To your knowledge, based on your review of the record,
how long had Dr. Hoyer been in the Medical Examiner's Office at the time
he performed the autopsy?
A. Six months, I believe.
Q. Six months?
A. From, I believe he began in June of 1981 and performed the autopsy
in December of 1981.
Q. In your opinion, was Dr. Hoyer qualified to render an autopsy in
this particular case?
MS. FISK: Objection, Your Honor.
THE COURT: I will sustain that. He has his own opinion.
Let him give us his opinion. He can't decide whether or not somebody else
is qualified. The Court had accepted him as being qualified at the time,
so.
Page 28.
John Hayes, M.D. - Direct
MR. WEINGLASS: That doesn't preclude --
THE COURT: Counselor.
MR. WEINGLASS: -- Dr. Hayes having an opinion.
THE COURT: He could have his opinions, I am not disputing
that. Ask his opinion. But not his opinion about another pathologist. He
can disagree with him and the Court will make that factual decision. But
let's go ahead. Let's find out what he thinks, what his opinions are as to
the cause of death.
BY MR. WEINGLASS:
Q. In making whatever opinions you made concerning cause
of death, did you take into account Dr. Hoyer's lack of qualifications and
his lack of tenure in the office?
MS. FISK: Objection, Your Honor.
THE COURT: I will sustain that again. Now, come on,
Counselor, you can't get in the back door what I am not letting you get in
the front door. Now cut it out.
MR. WEINGLASS: I am only asking if he took it into account.
THE COURT: I don't care if he took it
Page 29.
John Hayes, M.D. - Direct
into account or not. He is a pathologist, he could give
his own opinions. Let him give us his opinions. I will listen to him.
MR. WEINGLASS: His opinions are based on facts.
THE COURT: His opinions are based on what he read.
MR. WEINGLASS: And what he read about Dr. Hoyer.
THE COURT: Well, he didn't give that in his affidavit.
Now, come on. Just as it is not proper for one lawyer to criticize another
lawyer, it is not proper for a pathologist to criticize another. He could
give us his opinion as to the cause of death, that's fine. But let him do
that.
BY MR. WEINGLASS:
Q. Now, did the Medical Examiner's report indicate the cause of
death?
A. Yes, it did.
Q. And what was indicated?
A. Gunshot wounds of face and back.
Q. Now, based upon your reading of the Medical Examiner's
report, and your reading of the hospital record, and your reading of Dr.
Hoyer's testimony,
Page 30.
John Hayes, M.D. - Direct
were you able to reach an expert opinion to a reasonable
degree of medical certainty as to the cause of death of Officer
Faulkner?
A. Yes, I was.
Q. And what was that opinion?
A. Umm, that Officer Faulkner died as the result of a gunshot wound of
the face.
Q. And what do you base that opinion upon?
A. The gunshot wound of the face is a, as Dr. Hoyer says,
is an instantaneously lethal injury. The bullet strikes the brain and
causes instant death.
Q. Now, in your expert opinion, Dr. Hayes, was the
gunshot wound to the back a contributing cause of death?
A. No, it was not.
Q. And on what do you base that opinion?
A. The fact is that this gunshot wound of the back, the
bullet just goes underneath the skin and causes no injuries other than
soft-tissue injuries. There are no injuries of nerves or vital structures.
As a result, it could not by itself cause death.
Q. Did that bullet exit the body?
A. Yes, it did.
Q. But did it exit the body after striking any major portions or vital
organs of the body?
Page 31.
John Hayes, M.D. - Direct
A. Not according to Dr. Hoyer's report. Dr. Hoyer says
there is no significant injury in association with that wound.
Q. So a bullet that passes through the body as Dr. Hoyer
describes in his report is a bullet that could not be a contributing cause
of death?
A. Well, this particular gunshot wound the bullet just
passes underneath the skin and exits the body. So, no, it does not
contribute to death, particularly in the presence of a gunshot wound which
is instantly lethal.
Q. Now directing your attention for the moment to the
neck of the deceased: Was there any mention of a wound to the neck of the
deceased in the Medical Examiner's report?
A. Yes, there is.
Q. And what is reflected in the Medical Examiner's report
with respect to the wound to the neck?
A. The Medical Examiner's report describes a bullet entry
wound of the back of the neck and a bullet exit wound on the left side of
the neck on the front (indicating).
Q. And having read the hospital reports, having examined the
photographs, and having read the
Page 32.
John Hayes, M.D. - Direct
testimony of Dr. Hoyer, in your opinion how many wounds appear on the
neck of the deceased?
A. There are actually not one but two wounds on the front
of the neck of the deceased (indicating).
Q. Is it therefore your opinion that the Medical Examiner's report
missed a wound?
A. That's correct.
Q. Is that an unusual occurrence in your experience?
MS. FISK: Objection, Your Honor.
THE COURT: I will have to sustain that, whether it's
unusual or not. He has said that he missed it, let it go at that.
BY MR. WEINGLASS:
Q. Without categorizing it as unusual or not, have you
before in your experience come across a medical examiner's report that
missed a wound to the deceased's body?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained.
BY MR. WEINGLASS:
Q. Now, looking at the available medical materials, could
you determine whether or not the second wound to the neck, not described
in the Medical Examiner's report, was an exit wound or an
Page 33.
John Hayes, M.D. - Direct
entry wound?
A. The slide photographs of it aren't very clear. I can't
say whether it is an entrance or an exit wound.
Q. So based on the information that's available in the
Medical Examiner's report, and the other information available to you, can
you tell if Officer Faulkner, how many times, how many times Officer
Faulkner was shot?
MS. FISK: Objection, Your Honor. My objection, Your
Honor, is based on the fact that Counsel is far exceeding the offer of
proof which is included in Dr. Hayes' affidavit, which was limited to two
points, one having to do with the wound to Mr. Jamal, and the second
having to do with an allegation that Dr. Hoyer's report defining the
gunshot wound to the back as a cause of death was inaccurate. There is no
allegation that there was any error with regard to failing to cite
additional wounds or whether there was an additional exit or entrance
wound. For that reason I make my objection.
MR. WEINGLASS: Well, Your Honor, we have Dr. Hayes here. He has --
THE COURT: I know.
Page 34.
John Hayes, M.D. - Direct
MR. WEINGLASS: He has now examined the photographs.
THE COURT: I know, but he gave an affidavit and we will stick with
that.
MR. WEINGLASS: But the affidavit doesn't limit him.
THE COURT: Oh, yes, it does.
MR. WEINGLASS: Oh, Your Honor.
THE COURT: Counselor, look up the law. Give me a case.
MR. WEINGLASS: The case is elemental. You have an expert on the
stand.
THE COURT: That's why I am sustaining the objection. It
is so elemental that I'm sustaining the objection. If you could get a case
on point, I will be glad to let you bring the doctor back and we could
proceed into that area.
MR. WEINGLASS: As elemental as giving the defense time to
prepare a hearing, Your Honor. With all due respect. So found by the
Supreme Court in an extraordinary writ.
THE COURT: Oh, yes, sure. They gave you half of the apple and they gave
me half of the apple.
Page 35.
John Hayes, M.D. - Direct
MR. WEINGLASS: No, they reversed Your Honor when you said no stay.
THE COURT: No, they did not.
MR. WEINGLASS: They did.
THE COURT: They reversed you because you wanted August the 1st and they
said no.
MR. WEINGLASS: You wanted the hearing to begin the next day.
THE COURT: Right, so they gave you half an apple and they gave me half
of an apple.
MR. WEINGLASS: No, sir.
THE COURT: Now, Counselor, no more arguing with the Court.
MR. WEINGLASS: Let the record show --
THE COURT: Let the record show that if you do it is a
thousand dollar fine. Now cut it out. I am not going to fool around with
you anymore. We have a witness here, now let's get his testimony on
record.
(Photographic slides were marked
Defense Exhibit D-23
for identification.)
MR. WEINGLASS: I am doing my best.
THE COURT: Okay, fine. Do your best. Counselor, you will
do it according to the rules of law of Pennsylvania. I don't know
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John Hayes, M.D. - Direct
what you do in New York. We are in Pennsylvania now.
MR. WEINGLASS: Let the record show another reference to
the fact that I'm an out-of-state Councel.
THE COURT: Well, you are. You may not know the procedures
here. But come on, start asking questions.
THE COURT OFFICER: D-23, Your Honor.
THE COURT: Oh, D-23.
MR. WEINGLASS: I make this offer of proof for the record,
while Counsel is examining. If Dr. Hayes were permitted to testify, he
would have indicated that there is no way of -- it is an offer of
proof.
THE COURT: No, Counselor, please. You do that back in
chambers if you want to. You have given us something, D something. D-23.
Whatever it is it is.
MR. WEINGLASS: There is no jury here, Your Honor, I can't make an offer
of proof?
THE COURT: Well, Counselor --
MR. WEINGLASS: It's just for the record. I have a doctor
here, he is being precluded. May I make an offer of proof as to
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John Hayes, M.D. - Direct
what he would say?
THE COURT: Counselor, if you want to take the doctor back
in chambers and we have an in camera as to what he is going to say, fine,
okay. I am not making it part of this record as to what he is going to say
because I've already ruled that it's not proper what you are trying to do.
Now come on.
MR. WEINGLASS: But it is part of the record if he testifies in
camera.
MS. FISK: Your Honor, Your Honor, if we could move
forward I will withdraw the objection. I will not object to Counsel going
beyond the scope of the affidavit. Let's just go on.
THE COURT: All right, if she is willing to waive it,
fine. If there is no objection I don't have to make a ruling. She is
withdrawing her objection, do whatever you want.
THE COURT OFFICER: D-23 (handing).
BY MR. WEINGLASS:
Q. Dr. Hayes, based on your examination of the Medical
Examiner's report, can you tell how many times Officer Faulkner was
shot?
A. No, I can not.
Page 38.
John Hayes, M.D. - Direct
Q. Now, in your experience --
A. Wait, may I expand on that answer? According to the
Medical Examiner's report, two separate gunshot wounds are described. And
examining the photographs from the autopsy, a third wound is, is
mentioned, a separate wound is mentioned on the neck (indicating). This is
what really causes problems for me.
Q. Right, and you can't tell whether that is an exit wound or an entry
wound?
A. No, I can't. It is not described in the autopsy report and the
photographs of it are unclear.
Q. And so as an expert you can't tell how many times he was shot?
A. Yeah, I can't give an opinion as to the nature of the
third wound. The second neck wound (indicating).
Q. Is that unusual for an autopsy to be completed and for
a forensic pathologist examining it not to know how many times the
deceased was shot?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained. I think you asked him whether or not he could
tell.
MR. WEINGLASS: Right.
BY MR. WEINGLASS:
Page 39.
John Hayes, M.D. - Direct
Q. In your experience, have you previously examined the
Medical Examiner's report and found that you couldn't tell based on the
information in the report how many times the deceased was shot?
MS. FISK: Objection.
THE COURT: What is the basis of your objection?
MS. FISK: I would ask that the question be limited to
this doctor's opinion with regard to what he has seen, not his analysis of
what other people might have, could have, or should have or would have
discovered.
THE COURT: Based on that the objection is sustained.
BY MR. WEINGLASS:
Q. Now, as a forensic pathologist, is it important in
your field of expertise for the report of the medical examiner to be
complete?
A. Yes, it is.
Q. Did you find the report of Dr. Hoyer to be complete?
MS. FISK: Objection, Your Honor. My understanding at this
point is that this Court ruled that the doctor could not give his opinions
as to the qualifications or opinion of
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John Hayes, M.D. - Direct
another expert, he was simply to give his opinion.
THE COURT: That's right.
MR. WEINGLASS: Simply to --
THE COURT: All I want is his opinion as to what he sees
and what he finds. What his opinion is as to the cause of death. No
criticism of somebody else. The fact-finder will decide what value it
has.
MR. WEINGLASS: Right, I am trying to give the fact-finder facts.
THE COURT: Just give me the facts. Just let me know what he thinks.
MR. WEINGLASS: Right, I will try right now.
BY MR. WEINGLASS:
Q. Was the Medical Examiner's report complete?
THE COURT: Well.
THE WITNESS: No, it was not.
BY MR. WEINGLASS:
Q. It was not, okay. Now, was it noted in the Medical
Examiner's report that a fragment was found as well as the bullet in the
deceased's body?
A. Yes, it was.
Q. And did the Medical Examiner, according to his
Page 41.
John Hayes, M.D. - Direct
report, measure the fragment?
A. Yes, he did.
Q. And was the fragment a small fragment or a relatively large
fragment?
MS. FISK: Objection, Your Honor. Again we've gotten into
yet another area that is completely outside the scope of the offer as is
included in this doctor's affidavit.
MR. WEINGLASS: Not at all. We are talking about the
Medical Examiner's report and what was in the report. That's completely
within the scope of what is in the affidavit.
MS. FISK: No, Your Honor.
MR. WEINGLASS: I am talking about the report, the Medical Examiner's
report.
MS. FISK: And this doctor's affidavit is with regard to the death of
Officer Faulkner.
MR. WEINGLASS: Yes.
MS. FISK: It is his opinion that the cause of death was
incorrectly stated as gunshot wounds to the back and head and in his
opinion only the gunshot wound to the head was the cause of death. That is
the sole expression of opinion that this doctor gave in his affidavit.
MR. WEINGLASS: That's right.
Page 42.
John Hayes, M.D. - Direct
THE COURT: Let's limit it to that.
MR. WEINGLASS: That's right, we are talking about the bullet that
caused the death.
BY MR. WEINGLASS:
Q. Is the bullet that caused the death of Officer
Faulkner indicated in the Medical Examiner's report?
A. Yes, it is.
Q. And was there also a fragment with that bullet?
A. Yes, there was.
Q. And that fragment was measured by Dr. Hoyer?
A. Yes, he did measure it.
Q. And how would you describe the size of the fragment?
A. He described it as I believe 10 millimeters by 3 millimeters by 2
millimeters.
Q. Now, was that fragment submitted to the ballistics laboratory, if
you know?
A. I do not know.
Q. Should it have been?
MS. FISK: Objection, Your Honor.
THE COURT: Well, it has been. The records will show that.
Now come on. The objection is sustained. Counselor.
MR. WEINGLASS: Right.
Page 43.
John Hayes, M.D. - Direct
THE COURT: He doesn't know. He didn't read it. He wasn't here for the
trial.
BY MR. WEINGLASS:
Q. In your experience do you submit fragments of bullets?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained.
BY MR. WEINGLASS:
Q. Now, to your knowledge was the deceased's body X-rayed by the
coroner?
A. I do not know.
Q. When you do an autopsy do you X-ray the body?
A. If there's a penetrating injury such as a gunshot wound or a knife
wound, yes, we do.
Q. And what is the purpose of X-raying the body?
A. To determine the location of, or the presence and location of
ballistic evidence.
Q. And there is no indication here it was done in this case?
A. Ahh, no.
Q. Is that part of the reason why you find the Medical Examiner's
report incomplete?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained.
BY MR. WEINGLASS:
Page 44.
John Hayes, M.D. - Direct
Q. Now, did you render a report on your findings in this case?
A. Yes, I did.
Q. And did you sign an affidavit --
A. Yes, I did.
Q. -- for the Court? And have you examined exhibit 4 of your affidavit
and does your --
A. Could you repeat that?
Q. Does your report, your affidavit and your vitae appear as exhibit 4
attached to the Petition?
A. It is an exhibit in the Petition; I'm not sure what the number
is.
MR. WEINGLASS: If I may have a moment.
(Discussion held off the record
between defense
Counsel.)
MR. WEINGLASS: Your Honor, at this point I would ask for
discovery of the District Attorneys with respect to the X-rays, if any,
that were performed on the deceased's body. And I ask that they turn over
those X-rays which we have not received so that those X-rays may be
examined by a qualified expert.
MS. PERKINS: Your Honor, if I may: First of all, there is no evidence
that there
Page 45.
John Hayes, M.D. - Direct
were any X-rays taken of Officer Faulkner's body.
MR. WEINGLASS: They could represent that and I will accept the
representation.
THE COURT: Counselor, please.
MR. WEINGLASS: I will accept the representation.
MS. PERKINS: If I may, Your Honor?
THE COURT: Go ahead.
MS. PERKINS: Counsel has already requested from the City
Solicitor's Office the Medical Examiner's Office, the complete record that
they have in this case. Everything that was done. They have the slides
that were recorded of Police Officer Faulkner's body. I don't know if they
told them there were any X-rays taken. I doubt it seriously because I
don't believe that today there is even a practice in the City and County
of Philadelphia to X-ray deceased people. But if they have the information
they should find it out or they should present it to the Court. I don't
have any information to that effect. And it's not our responsibility to
find it out for them.
MR. WEINGLASS: All I wanted was a
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John Hayes, M.D. - Cross
representation that the District Attorneys do not have
any X-rays of the deceased's body. And I accept that representation.
(Discussion was held off the record at
this time
between Commonwealth and defense Counsel.)
MS. FISK: (Handing).
MR. WEINGLASS: We have completed. Thank you, Dr. Hayes.
MS. FISK: May I inquire, Your Honor?
THE COURT: Yes, sure.
- - - - -
CROSS-EXAMINATION
- - - - -
BY MS. FISK:
Q. Dr. Hayes, let me start with this, sir. Your
curriculum vitae, which is attached to your report, sir --
A. Yes.
Q. -- is very specific with regard to the years of your
internships and residences. There is no date, however, next to the first
mark, which is the date, I assumed, of your graduation from medical
school?
A. It was July 1985.
Page 47.
John Hayes, M.D. - Cross
Q. In June 1982, then, Doctor, would I be correct that you were a
university student?
A. I was in medical school at the time.
Q. You were in medical school at the time?
A. Yes.
Q. I take it, then, in June 1982 you were not a doctor?
A. That is correct.
Q. You did not have expertise in the field of forensic pathology?
A. That is correct.
Q. And in fact could not have testified at the trial of
the case of Commonwealth versus Jamal as an expert?
A. That's correct.
Q. Is that correct?
A. That is correct.
Q. Now, your graduation in 1985 from medical school led
to subsequent internships and residences and a fellowship. And led to your
becoming a forensic pathologist in 1990, a full-time employed forensic
pathologist; is that correct?
A. Yes, 1989, the summer of 1989, I believe.
Q. 1989?
A. I'm sorry, after fellowship, yes, yes.
Page 48.
John Hayes, M.D. - Cross
Q. Your curriculum vitae reflects your current position
as associate medical examiner in New York beginning in 1990; is that
correct?
A. Yes, that is accurate.
Q. So your experience in terms of the practice of the
field of forensic pathology and the manner in which the science of
forensic pathology is conducted results from this last six years of
experience you have had in the field as a full-time employed forensic
pathologist; is that correct?
A. That's correct. In addition to exposure during my
general for -- during my general anatomic training, yes, that is
correct.
Q. I'm sorry, you said in addition to your exposure...?
A. During my general anatomic pathology training. When I was in Boston
University Medical Center.
Q. Which began in 1986?
A. That is correct.
Q. All right. So for the period 1986 to now is what you
based your opinions on as to what a proper, qualified forensic pathologist
should do in the course of post-mortem examination; is that right?
A. That is correct.
Q. I take it, Doctor, that you have not done
Page 49.
John Hayes, M.D. - Cross
historical studies into your science; is that correct?
A. That is correct.
Q. When, Doctor, when you arrived at the medical
examiner's office in New York, did they have the X-ray machines up and
running?
A. Yes, they did.
Q. Do you know when they arrived in New York?
A. No, I don't.
Q. Do you know whether in fact even in New York they had
the technology available to X-ray bodies of deceased victims in 1981?
A. I do not know.
Q. Well, Doctor, let me ask, then: You just gave an
opinion just a moment ago that in your opinion the body of Officer
Faulkner should have been X-rayed, was that your opinion?
A. Ideally, every victim of a penetrating injury should be X-rayed.
Q. Ideally, and as the technology allows in August 1995,
certainly the state of the art permits you to do that in New York City; is
that correct?
A. That is correct.
Q. Do you have any idea as to whether or not technology
permitted that to be done or was available
Page 50.
John Hayes, M.D. - Cross
to have that done in 1981?
A. In 1981 I think the technology permitted it but I
don't know if it was available to the Medical Examiner's office here.
Q. So in suggesting that any other person who would not
have performed such an examination, that is X-ray examination, was not
doing a sufficient job or a proper job is in fact incorrect on your part;
isn't it?
A. I don't recall suggesting that.
Q. And you certainly would not, would you? If, if the
X-ray machine wasn't available? My question is you don't even know whether
it was?
A. That is correct, I don't know whether it was.
Q. So you can not possibly suggest that it was
ineffective for a pathologist in 1981 not to perform an X-ray; isn't that
right?
A. That is correct.
Q. All right. Now, Doctor, you told us, and let, we will
stay with Officer Faulkner's wound. That wound's first. You told us that
there were two gunshot wounds on the body of Officer Faulkner?
A. As described in the autopsy report, yes.
Q. And as evidenced by -- I'm sorry. You said
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John Hayes, M.D. - Cross
it's described by the autopsy report; isn't that right?
A. Yes.
Q. And in fact you prepared a report in this case?
A. Yes, I did.
Q. And I take it that you were as thorough as you can be
in that report to make sure that it was complete and accurate?
A. That is correct.
Q. I note that that report does not have a date on it.
Could you provide me, please, with the date on which that report was
prepared?
A. I don't have a date for it but it was mid 1992.
Q. I'm sorry, you said you don't have?
A. I don't know the date I prepared it but it was in mid 1992. Early
autumn.
Q. Is it typical that you prepare reports that are undated?
A. No, generally I date my reports.
Q. Can you explain why this report does not bear a date?
A. Well, my private business is not very active so I'm
not used to doing reports. So it wasn't an
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John Hayes, M.D. - Cross
intentional omission.
Q. Now, since the date you prepared that report, have you received
additional information?
A. Yes, I have.
Q. As a result of receiving additional information, have
you prepared an addendum to this report?
A. No, I have not.
Q. Now, I note, for example, that your report reflects
that with regard to your opinion on Officer Faulkner, that the materials
reviewed include the Medical Examiner's findings. That would be the
Medical Examiner's report, would it not?
A. That is correct.
Q. Since preparing that report, what additional, if any,
materials have you received relative to your opinion regarding doctor
Faulkner?
A. I received --
Q. I'm sorry, Officer Faulkner. I apologize.
A. I received Dr. Hoyer's trial testimony; I received the
Jefferson Hospital records on Officer Faulkner. And I also received... I
saw the photographs for the first time.
Q. When did you receive Dr. Hoyer's testimony?
A. I first saw it yesterday.
Page 53.
John Hayes, M.D. - Cross
Q. Had you asked for it prior to yesterday, sir?
A. No, I had not.
Q. Were you aware prior to yesterday that Dr. Hoyer had testified in
the trial?
A. I don't recall.
Q. In your private business, Dr. Hayes, is it generally
your practice to ask the person who is retaining you to provide you with
all documents and records that would assist you in reaching an
opinion?
A. That is my practice, yes.
Q. Now, your affidavit reflects that you were retained in
this matter sometime in midsummer 1992; is that right?
A. That's correct.
Q. And at that time in midsummer 1992, after being
retained, did you make that request of defense Counsel in this case, that
you be provided with any and all records relating to the area that you
were being asked to give an opinion on, specifically the cause of death of
Officer Faulkner?
A. Yes, I did.
Q. Now, am I correct that in response to that request,
the sole document which you received was the Medical Examiner's report of
Dr. Hoyer?
A. I got Dr. Hoyer's medical -- the Medical
Page 54.
John Hayes, M.D. - Cross
Examiner's report, and some statements from Dr. Colletta.
Q. But the statements of Dr. Colletta -- I am not trying
to confuse you -- those related to Mr. Jamal's injuries, did they not?
A. That is correct.
Q. We will just break it down. We are focusing now only
on the request to evaluate the cause of death on Officer Faulkner.
A. That's correct.
Q. So I am correct, then, that you asked for any and all
documents relating to the cause of death of Officer Faulkner?
A. Yes.
Q. You were provided with the post-mortem examination report prepared
by Dr. Hoyer?
A. That's correct.
Q. And from 1992 until yesterday you never received any additional
documents or information?
A. I received the documents within the last week. But --
Q. The records from Jefferson Hospital you also received within the
last week?
A. Yes.
Q. And the photographs and slides you also
Page 55.
John Hayes, M.D. - Cross
received within the last week?
A. Yes.
Q. And Dr. Hoyer's testimony you received within the last week?
A. Yes.
Q. Does that strike you as a little odd, Doctor?
A. I assumed it was unavailable until that time.
Q. You have no idea whether or not in fact it was unavailable?
A. Ahh, no, I don't.
Q. Now, your testimony in this case is that Dr. Hoyer was
incorrect, as I understand your testimony, in stating in his Medical
Examiner's report that the cause of death were the gun shot wounds to the
face and back of Officer Faulkner; is that right?
A. That is correct.
Q. Am I correct, however, that the -- bear with me for a
moment, sir. Am I correct, sir, that that back wound to Officer Faulkner
was not a significant cause of his death, would you agree with that
statement?
A. Yes, I would.
Q. And if Dr. Hoyer so testified at trial, that that back
wound was not a significant cause of death, would he be correct in so
stating?
Page 56.
John Hayes, M.D. - Cross
A. It isn't a contributing factor in his death.
Q. No, my question, Doctor, was if Dr. Hoyer testified
that the back wound to Officer Faulkner was not a significant cause of
death, would he have been correct in so stating?
A. It was not a significant cause of death.
Q. So is your answer that he would have been correct in so stating?
A. He would have been correct, yes.
Q. And in fact, Dr. Hayes, when you were provided Dr.
Hoyer's testimony within the last week, did you in fact read that that was
precisely Dr. Hoyer's testimony?
A. That it was not a significant -- I can't remember the
exact wording. He maintained that it was a contributing factor in the
death.
Q. Let me read it to you, then, sir.
MR. WEINGLASS: Could I have the page?
MS. FISK: Certainly, as soon as I get to it.
June 25th, 1982. Last question starting on the bottom of page 8,
183.
BY MS. FISK:
Q. Question -- and this is on cross-examination of Dr. Hoyer by Mr.
Jackson. Of Dr. Hoyer. Now,
Page 57.
John Hayes, M.D. - Cross
when you indicate that your finding of death is gunshot
wounds, it's really just the facial wound, isn't that true.
Dr. Hoyer answered: There is a small contribution from
the back wound, it would not be a large contribution. But there is a
small, finite contribution from the back wound.
Next question: Well, if you could venture some estimation
in terms of percentage, would 99 percent of the death be caused by the
facial wound. Would that be fair to say.
Answer: I tend not to put percentages. I don't think
these things are well suited to put percentages on.
Question: Okay, forgive me. Well, let me try it this way,
sir.. Would the cause of death, the contributing nature of the back wound
be a result of the loss of blood only.
Answer: That would be a major component of it.
Would you agree with that testimony, sir?
A. That, that the -- specifically which part of that testimony?
Q. Is there any of that testimony that you agree
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John Hayes, M.D. - Cross
with?
A. I, I... I don't, I don't agree that the blood loss
would be a major component of his cause of death there.
Q. Did Dr. Hoyer say it would be a major component, is that how you
understood it?
A. As I understood you from that reading.
Q. Oh. Other than not agreeing that the blood loss would
be a major component of the cause of death, did you agree with Dr. Hoyer's
statement that the gunshot wound of the back, that there is a small
contribution from the back wound, it would not be a large contribution but
there is a small, finite contribution from the back wound?
A. I disagree: There is no contribution from the back wound.
Q. No contribution at all?
A. No contribution from the back wound.
Q. Is it your experience, Doctor, that in treating
individuals who have gunshot wounds to the head, that a form of the
treatment includes a gunshot wound to the back?
A. I'm sorry?
Q. Is it your experience, Doctor, that in treating individuals who are
suffering from a gun
Page 59.
John Hayes, M.D. - Cross
shot wound to the head, that they be given a gunshot wound of the
back?
A. Of course not.
Q. So the gunshot wound to the back doesn't help, does it, sir?
A. It doesn't help but --
MR. WEINGLASS: Objection, Your Honor, to the form of the
question. We are talking about cause of death, not treatment of wounds.
Obviously if someone is wounded the wound is treated, but that doesn't
mean that it is a contributing cause of death. So I object to Counsel's
form of the question. It's way off the mark.
THE COURT: Rephrase your question.
MS. FISK: All right.
BY MS. FISK:
Q. The gunshot wound to the back did not help; is that correct,
Doctor?
MR. WEINGLASS: Objection, Your Honor. Of course someone
isn't helped by a gunshot wound to the back.
MS. FISK: And I believe that was precisely Dr. Hoyer's point, Your
Honor.
MR. WEINGLASS: Dr. Hayes has to be
Page 60.
John Hayes, M.D. - Cross
questioned on contributing causes of death. That is a separate
category.
MS. FISK: No, he doesn't, Your Honor. I am permitted to
cross-examination based on his opinion.
THE WITNESS: Counselor, Officer Faulkner died as a result
of the gunshot wound to the face and injury to the brain. As Dr. Hoyer
says, this is an instantaneously lethal thing, I think is his expression.
It doesn't matter whether or not he was bleeding from the injury of the
back, he died as a result of brain injury.
BY MS. FISK:
Q. How do you define instantaneously lethal, Doctor?
A. Resulting in effective immediate death.
Q. At the moment the wound is received?
A. That is correct.
Q. You just advised us that you are in receipt of Officer Faulkner's
hospital records?
A. Yes, I am.
Q. Do they reflect his time of death?
A. They reflect his official time of death, yes.
Q. What is the time of death reflected as?
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John Hayes, M.D. - Cross
A. I don't have the record with me, Counselor, but as I recall, it's
approximately 5:00 a.m.
Q. And based on the information that you have received in
this case, at what time did Officer Faulkner receive that instantaneously
fatal gunshot wound to the head?
A. Around four o'clock in the morning.
Q. So the instant lasted approximately an hour; is that your
testimony?
A. No, he was pronounced dead at five o'clock in the
morning. When he is admitted to the hospital he has no blood pressure, no
pulse, no respiration. His pupils are fixed and dilated. He is clinically
dead. They attempted to resuscitate him for one hour but were unable to do
so.
Q. That's correct, lifesaving measures were being taken
for the period of time of an hour; is that correct?
A. That is correct.
Q. And he was not pronounced dead, that is he was not
found to be beyond any hope of having life until one hour after receiving
the gunshot wound to the head; is that correct?
A. That is correct.
Q. And that meets your definition, Doctor, of
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John Hayes, M.D. - Cross
instantaneously fatal, is that my understanding?
A. Yes, it is, when he is admitted to the hospital he is effectively
dead.
Q. Effectively dead?
A. Yes.
Q. And that is the same as pronounced dead?
A. No, he is pronounced dead one hour later.
Q. Yes. Now, the gunshot wound to the back that Officer
Faulkner received I take it caused there to be a hole in his body; is that
correct?
A. That's correct.
Q. And that gunshot wound so far as you can tell from the
report and the slides exited in the vicinity of Officer Faulkner's neck;
is that right?
A. That's correct.
Q. The gunshot wound to Officer Faulkner's head caused a
projectile, and a fragment, according to the report, to be lodged in the
area of Officer Faulkner's head; is that correct?
A. That's correct.
Q. And then you have given testimony today that there is
an additional wound on Officer Faulkner's neck?
A. That is correct.
Q. And you have advised us that you are unable to
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John Hayes, M.D. - Cross
give an opinion as to whether or not that additional
wound is an exit or an entrance wound, that is your testimony?
A. That is my testimony.
Q. Are you certain that that wound is in fact related to a bullet?
A. No, I'm not.
Q. You don't know what Officer Faulkner was doing 45
minutes or an hour prior to being shot, do you, sir?
A. No, I don't.
Q. You have no idea whether or not on the evening of his
death or the morning of his death, he had sustained wounds or injuries to
his body unrelated to his being shot and killed, do you, sir?
A. I do not have any idea.
Q. Now, is it your experience, Doctor, that when a
projectile, a bullet is fired at a human being, the bullet does one of two
things: It either stays in that human being's body or it exits that human
being's body?
A. That is correct.
Q. Those are the only two options; is that correct?
A. That's correct.
Page 64.
John Hayes, M.D. - Cross
Q. Am I correct as well that the hole in which a bullet
enters a human being's body is never the same hole from which the bullet
exits?
A. On rare occasions that can happen but those are exceedingly rare
occasions.
Q. Okay, let's put those rare occasions aside unless you
see the need to address it again. Would it be correct to say that if that
wound which you saw on doctor -- I'm sorry -- on Officer Faulkner's body
was an additional entrance wound, that you would expect to see either an
additional exit wound, or an additional bullet in the officer's body?
A. That's correct.
Q. And are either of those two things seen?
A. None are described.
Q. If that wound on Officer Faulkner's body was another
exit wound from a third projectile, am I correct that you would expect to
see another entrance wound?
A. You would.
Q. And do you see another entrance wound?
A. It's not described in the autopsy report and
examination of the slides, I don't think the back is properly shown, and
the right side of the body. But no, I do not see another entrance
wound.
Page 65.
John Hayes, M.D. - Cross
Q. Well, would it be correct, then, Doctor, that since it
does not likely appear to be another entrance wound because there's no
other exit wound or any other projectile, or it does not appear to be
another exit wound because you don't see any or read a description of any
other entrance wound, that this other wound on the neck is either, A,
unrelated to the wounds Officer Faulkner had, or related to one of those
two gunshot wounds that he suffered?
A. Assuming that there are no other injuries?
Q. Well, I am not asking you to assume: You have all his records and
reports?
A. His records also don't reflect the injury on his neck and I know
that's there.
Q. Well, you see it in the picture, right?
A. I see it in the picture but I am saying I can't see
pictures of the right side of the head or the back so I don't know if
there are any others. What I am saying is I can't evaluate that injury
properly, it is not properly described in the autopsy report.
Q. So you are suggesting that a bullet entrance wound was not
described, is that --
A. No, I am suggesting that there is a wound, I am
stating that there is a wound in the left side of
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John Hayes, M.D. - Cross
the neck which is not described. I don't know whether it
is an entrance, I don't know whether it is an exit, it could even possibly
be unrelated. I just don't know because the pathologist has not described
it and it is not properly photographed.
Q. Well, in fact the pathologist at trial didn't describe
it because the defense attorney objected to him describing it; is that
correct, sir?
A. I believe that is correct.
Q. Now, you've described that neck wound as just going
through really underneath the skin and then exiting; is that correct?
A. That is correct.
Q. And is the skin in the area of the neck generally very
flexible, that is that it folds when one moves one's head?
A. It's fairly lax, yes.
Q. Would you, would it be possible when, would it be
possible that when a gunshot wound is exiting an individual's neck, that
the folds of the skin would cause a single projectile to eject itself from
more than one part of that individual's neck?
A. You mean for the bullet to split over the skin?
Q. No, the skin is folded over in the area where
Page 67.
John Hayes, M.D. - Cross
the bullet is leaving the body (indicating)?
A. You mean, you mean on occasion if the skin, if the
skin is folded like that the bullet may leave one part of the body and
reenter to cause a separate, second wound?
Q. Yes, like when a bullet goes through the arm and reenters the chest
(indicating)?
A. That's correct.
Q. My next question is, then, if the bullet is exiting
the portion of the neck where Officer Faulkner's neck were folded over in
this way, isn't that also a part of the body where the skin could fold
over and cause the bullet to, in effect, exit two parts of the skin at one
time?
A. Well, not really. One bullet can not only go out once,
it can go back into the body and then leave a second time?
Q. That's right. And if the neck were folded in such a
fashion to cause a bullet to exit and then reenter and exit again,
wouldn't that cause more than one hole in the area of the neck?
A. I would expect three holes there.
Q. You don't see that in the photographs?
A. I don't see three holes in the neck.
Q. If a bullet which entered an individual's body
Page 68.
John Hayes, M.D. - Cross
were to fragment and both fragments were to leave that
individual's body, would that cause two exit wounds?
A. Yes, it would.
Q. And are you able to determine whether or not that
occurred with regard to the bullet which exited Officer Faulkner?
A. Ahh, that scenario describes a completely subcutaneous
pathway, a short subcutaneous pathway with no description of any injury of
a solid structure so there is nothing there to cause the fragment to stop
during it's short course.
Q. So in your opinion that did not occur?
A. I don't think so.
Q. Now I would like to turn briefly to the injuries on
Mr. Jamal. You told us today that in your opinion -- oh, I'm sorry. Let me
start by again going back to your report which was prepared sometime in
1992. In your report you reflect that the materials which you reviewed
regarding the injury to Mr. Jamal were medical reports from Thomas
Jefferson University Hospital, the Philadelphia Police Department
interview of Dr. Colletta, and Dr. Colletta's trial testimony. Is that
correct?
A. That is correct.
Page 69.
John Hayes, M.D. - Cross
Q. So you received those items back in, prior to mid 1992?
A. That's correct.
Q. Apparently Dr. Colletta's trial testimony was available; is that
correct?
A. Yes, that is correct.
Q. And you received those items in response to your
request again that you be provided with any and all records that you could
utilize?
A. That is correct.
Q. Do you have any idea -- and I am going to jump back to
Officer Faulkner -- why you were not given Dr. Hoyer's testimony, then,
back in 1992?
A. I don't know what was available to the defense at that time.
Q. When you received it earlier this week did you ask about that?
A. No, I didn't.
Q. That did not puzzle you in any way?
A. It didn't occur to me to be puzzled about it, no.
Q. Now, am I correct that since receiving -- again back
to Mr. Jamal's injuries -- since receiving those three items, which you
relied upon for rendering an opinion regarding Mr. Jamal's injuries,
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John Hayes, M.D. - Cross
have you received anything else?
A. In regard to Mr. Jamal?
Q. Yes, sir.
(Pause.)
A. Oh... no, I don't think so.
Q. Well, earlier in your testimony didn't you refer to
having reviewed the testimony of Dr. Tumosa?
A. Yes.
Q. When did you receive Dr. Tumosa's testimony?
A. Last night.
Q. Last night?
A. Yes.
Q. So that is information that you have received since preparing that
report?
A. Yes, that is correct.
Q. Did you receive that last night based upon an
additional request that you made to review that or was it just provided to
you?
A. Umm, I asked if there was any information about the clothing of Mr.
Jamal.
Q. Was last night the first time that you asked that question?
A. Yes, it was.
Q. Doctor, in your career as a forensic pathologist,
clearly you rely upon the bodies of the
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John Hayes, M.D. - Cross
deceased: I mean they are before you; is that correct?
A. That is correct.
Q. But am I correct that forensic pathologists by
definition rely upon other items of information in giving opinions with
regard to cause and manner of death?
A. That's correct.
Q. And am I correct that, for example, the, well, the
toxicology results are included in that?
A. That is correct.
Q. Interviews of witnesses as to what happened or how
someone's injuries happened are considered by forensic pathologists?
A. That is correct.
Q. No forensic pathologist's opinion or report would be
complete until they had at least an opportunity to know what those
interviews said; isn't that right?
A. That's correct.
Q. And included within those kinds of standard items that
a forensic pathologist considers prior to giving an opinion, would you
agree with me that one of those items, particularly where a victim has
suffered a gunshot, would be the clothing of that
Page 72.
John Hayes, M.D. - Cross
individual?
A. That's always useful information.
Q. Because the clothing of that individual could disclose
a great deal about the distance of muzzle to target?
A. That's correct.
Q. It could also even provide information about the
direction of fire, depending on the kind of clothing the individual
had?
A. That's a bit less likely but on occasion, yes.
Q. So that was certainly the kind of information that you
as a trained forensic pathologist would always want to see before
rendering an opinion as to the nature of or cause of a particular wound;
isn't that right?
A. It's best to have as much information as possible, yes.
Q. No, my question was, that information regarding the
clothing of the individual would always be the kind of information that
you as a forensic pathologist would want prior to rendering an opinion as
to the cause of an injury?
A. Not so much the cause but in the issue of the gunshot
wound, yes, it is useful information in determining the range of fire and
would be useful in
Page 73.
John Hayes, M.D. - Cross
determining --
Q. That was not my question. My question is not would it
be useful, my question is is it the kind of information which you
determine is or is not available so that you could have it before
rendering an opinion?
A. I don't routinely ask for the clothing but on occasion I will.
Q. You don't routinely ask for the clothing, Doctor?
A. I don't routinely ask for the clothing.
Q. Did you not say just a few moments ago that you got as much
information as you can?
A. Yes.
Q. And that the clothing of the individual is certainly
among those items of information if it existed you would want to know
about?
A. That's true.
Q. Yet what you are telling us is that as a trained
forensic pathologist who was asked to under oath render an opinion in
courts of law in New York and around the country, you only take what
people give you?
A. That's correct.
Q. And you don't request whether or not there is
Page 74.
John Hayes, M.D. - Cross
any other specific information which you know in your
opinion as an expert would assist you in giving a more complete and
thorough opinion?
A. Okay, well, I did ask for it last night.
Q. And from 1992 until -- today is August 4th -- until
August 3rd, 1995, you never made that request?
A. I did not.
Q. And last night you did for the first time?
A. Yes, I did.
Q. Why is that?
A. Because I was considering possible different
positionings of the body with different circumstances for the
shooting.
Q. That's because the clothing of the individual might
give you some information inconsistent with the opinion that you've
rendered; isn't that correct?
(Pause.)
A. Could you repeat that question, please?
Q. You advised us that you asked last night whether or
not there was any evidence regarding the clothing of Mr. Jamal; isn't that
right?
A. Yes, I did.
Q. Because you were concerned about -- I don't want to
misstate you -- you were concerned about the different positions of the
shooter and the victim?
Page 75.
John Hayes, M.D. - Cross
A. More a question I was concerned about range of fire.
Q. I can not hear you.
A. All right, I'm sorry. It was more a question I was concerned about
the range of fire.
Q. Why was that, sir?
A. Why was I concerned about the range of fire?
Q. Yes.
A. Because it would be relevant to determining the
positions of the, of the victims -- I mean the distance from the shooter
and victim at the time of the incident.
Q. So the distance of the shooter to victim would affect
the position of the relative bodies, that is the gunshot of Officer
Faulkner and the body of Mr. Jamal; is that right?
A. That is correct.
Q. You did not have that information regarding those,
that item when you issued your report in 1992?
A. That is correct.
Q. Yet you were comfortable in putting your name on that
report and noting that it was correct; is that right?
A. Yes, I was.
Q. And you merely checked yourself last night
Page 76.
John Hayes, M.D. - Cross
when you asked to see whether or not there was evidence which showed
you were right, is that --
A. Essentially. I should have asked for it before, yes.
Q. Now, am I correct that, or is there anything in the
testimony of Dr. Tumosa which causes you to change your opinion?
A. No, there's not.
Q. Okay, you lucked out on that one?
MR. WEINGLASS: Objection. Ask that it be struck.
THE COURT: Well, the last comment is struck.
BY MS. FISK:
Q. Now, you told us, Doctor, that in your opinion... the
gun which fired the bullet which struck Mr. Jamal had to be angled
downward towards Mr. Jamal; is that right?
A. That is correct.
Q. And you have described the relative positions of the
Defendant and Officer Faulkner as being the Defendant was slightly bent
and the shooter was firing horizontally?
A. That was one alternative I suggested.
Q. And the other was, as noted in your report as
Page 77.
John Hayes, M.D. - Cross
well... includes a standing shooter firing down at a prone Mr.
Jamal?
A. Or kneeling, yes.
Q. Pardon me?
A. Or kneeling.
Q. Kneeling shooter or kneeling Mr. Jamal?
A. Standing shooter firing downwards towards Mr. Jamal, who was in the
lower position.
Q. I see. Now my question to you, sir, is what do you
mean by slightly bent? You said in your direct examination that the
Defendant Mr. Jamal would have been slightly bent and the shooter firing
horizontally?
A. The shooter is firing horizontally, Mr. Jamal is bent
over like this (indicating) at perhaps a 30-degree angle from the
vertical, maybe a little bit more, 40-degree angle from the vertical, that
would account for a wound like that.
Q. You are indicating bent at a 30 or 40-degree angle from the waist
bending forward?
A. That is correct.
Q. And when you say a shooter firing horizontally, what do you mean by
that?
A. Where the weapon is held with the barrel pointing horizontally,
parallel to the ground.
Page 78.
John Hayes, M.D. - Cross
Q. Now, any change or deviation of the weapon could of
course be matched by a change in the position of Mr. Jamal to keep the
course of the wound as you observed it consistent, wouldn't that be?
A. That is correct.
Q. So if Mr. Jamal, if the barrel were slightly downward,
Mr. Jamal's body could be slightly less bent and the track of the wound
would still be consistent; is that accurate?
A. That is correct.
Q. And if the barrel were more slightly upward, Mr.
Jamal's body could be more significantly bent forward and perhaps in a
45-degree angle and the course of the wound would still be consistent with
what you saw?
A. That is correct.
Q. Now, am I correct, Dr. Hayes, that other than those
items of trial testimony which you have told us about -- testimony of Dr.
Hoyer, the testimony of Doctor... Colletta, and the testimony of Mr.
Tumosa -- that you have not reviewed any other trial testimony?
A. That is correct.
Q. Well, let me pose this to you, then, Doctor. If an individual with a
gun came behind another
Page 79.
John Hayes, M.D. - Cross
individual and fired a gunshot wound into the back of
that individual consistent with the gunshot wound that Officer Faulkner
suffered, that the person who received that gunshot wound to the back as a
result of feeling that gunshot wound took a weapon, spun around and fired
at the person who had shot them before that person then falls as a result
of the impact of that wound, could such a person cause a wound on the
original shooter consistent with what you saw on the body of Mr.
Jamal?
A. Turning around and firing...
Q. At the person who has just fired upon him?
A. If, if Mr. Jamal were bent over, were bent over, bent forward, it's
possible.
Q. Did you ask, Doctor, to see any of the transcripts
from trial relating to how Mr. Jamal received the wound -- I'm sorry --
relating to what witnesses observed between Mr. Jamal and Officer Faulkner
at the time Officer Faulkner received his injuries?
A. No, I did not.
Q. Do you think, Doctor, that the review of such
information would assist you in more definitely being able to state the
cause and nature, manner of Mr. Jamal's wounds?
Page 80.
John Hayes, M.D. - Redirect
A. It would depend upon the reliability of the witnesses.
Q. Just so I'm clear: Your definition of a standing
shooter is the shooter who is not down on the ground?
A. Who is standing vertically, yes, who is standing vertically.
Q. But not necessarily in a full upright, erect posture, they could be
moving in some fashion?
A. Yes.
Q. Because really what you are looking at is the
direction the barrel is facing: The relative position of the person
holding the barrel is less relevant?
A. That's correct.
MS. FISK: Thank you. Thank you, Doctor. I have nothing further.
- - - - -
REDIRECT EXAMINATION
- - - - -
BY MR. WEINGLASS:
Q. Doctor, with respect to the last part of the
questioning: Were you informed that in the trial record, and did you rely
on this information, that there was only one witness who claimed that she
might
Page 81.
John Hayes, M.D. - Redirect
have seen Mr. Jamal get shot by Officer Faulkner?
MS. FISK: Objection, Your Honor, as to whether he was informed.
MR. WEINGLASS: I am asking if he relied on it. The same question.
MS. FISK: I withdraw that objection.
THE WITNESS: I was informed that there was only one witness who had
said that.
BY MR. WEINGLASS:
Q. Only one witness?
A. Yes.
Q. And were you informed and did you rely on the fact
that that witness stated that Officer Faulkner appeared to be grabbing at
something as he was falling?
MS. FISK: Objection, Your Honor.
MR. WEINGLASS: Did you rely on that information.
MS. FISK: I will withdraw that.
BY MR. WEINGLASS:
Q. Did you rely?
A. Yes.
Q. And did you rely on the fact that that witness never
said that she actually saw the weapon if Officer Faulkner retrieved the
weapon from whatever
Page 82.
John Hayes, M.D. - Redirect
he was grabbing at?
A. That wasn't the verbatim part of my conclusion.
Q. And did you rely on the fact that the witness said she never
actually saw Mr. Jamal get shot?
(Pause.)
Q. Let me withdraw that and ask it, break it down.
MS. FISK: I would ask that the witness be permitted to answer.
THE COURT: Let him have time to think about it.
MR. WEINGLASS: I can withdraw, as a questioner I could withdraw.
THE COURT: Let the record show he is now withdrawing that question.
MR. WEINGLASS: Of course the record shows that.
THE COURT: Okay.
MR. WEINGLASS: And the Court needn't add relish to what it perceives to
be something that the Court enjoys.
THE COURT: Let the record show I am not enjoying anything,
Counselor.
BY MR. WEINGLASS:
Page 83.
John Hayes, M.D. - Redirect
Q. Let me ask you this. The only information that you
were given and relied upon was that the only witness to observe a possible
shooting of Mr. Jamal at the moment said that she saw the officer as he
was falling grab at something?
A. That is correct.
Q. And so when you gave your opinion, did your opinion
rely on that information that Mr. Jamal was shot by a falling officer?
MS. FISK: Objection, Your Honor.
MR. WEINGLASS: All that's in the record.
MS. FISK: Objection, Your Honor. It is obviously not all
that is in the record. The Jury found that there was sufficient evidence
to support a finding that Mr. Jamal was shot by Officer Faulkner.
THE COURT: I will let you cross on that issue. I don't know of --
MR. WEINGLASS: The Jury made no such finding. The Jury made no such
finding.
MS. FISK: Judge --
MR. WEINGLASS: That Mr. Jamal was shot by Officer
Faulkner. They made no such finding. No one has been able to explain
how
Page 84.
John Hayes, M.D. - Redirect
Mr. Jamal was shot and it was no part of the Jury's finding.
THE COURT: What do you mean it was --
MR. WEINGLASS: It was no part.
THE COURT: Nobody asked. Well, nobody asked him a
question but the Jury heard it and I'm sure they considered it.
MR. WEINGLASS: And the Jury heard one thing. And if Counsel --
MS. FISK: I withdraw my objection to the question.
MR. WEINGLASS: All right.
THE COURT: Go ahead.
THE WITNESS: That's correct.
THE COURT: What is correct? Wait a while. I don't know that there is
anything pending here yet.
MR. WEINGLASS: There is.
MS. FISK: There was a question.
THE COURT: Give him a question. So I find out what he is talking about
being correct.
BY MR. WEINGLASS:
Q. Did you rely on the fact that the information that was
given to you was that Mr. Jamal was shot by Officer Faulkner as he was
falling?
Page 85.
John Hayes, M.D. - Redirect
A. Yes, I did.
MR. WEINGLASS: Now, if Counsel has anything in the record
that indicates otherwise she may question on it.
THE COURT: Counselor, please. When she gets to cross let's find out
what she wants to do.
MR. WEINGLASS: I represent to the Court that all that's in the
record.
THE COURT: Counselor, please, just ask your questions. No more
comments, will you.
BY MR. WEINGLASS:
Q. So your opinion that it could not have happened that
way was based on information which you relied on that the only witness to
see Mr. Jamal being shot said that he was shot by someone who was
falling?
A. That is correct. That is addressed in my affidavit.
Q. Now, you're here giving your opinions today; is that correct?
A. That is correct.
Q. Based on your preparation for this appearance?
A. That is correct.
Q. Correct? In your affidavit did you say the
Page 86.
John Hayes, M.D. - Redirect
following? I was advised that Mr. Jamal did not have the
services of a forensic pathologist available to him at trial. Although I
am not familiar with the full trial record, it would appear that since I
disagree with both the Medical Examiner's findings with respect to cause
of death, and Dr. Colletta's postulation of a possible ricochet to explain
the trajectory of the bullet through Mr. Jamal's body, Mr. Jamal's defense
required and would have been well served by the testimony of a qualified
forensic pathologist?
A. That is absolutely correct.
Q. And that was the limited purpose for which you were
brought to Court today; isn't that correct?
MS. FISK: Objection, Your Honor.
THE COURT: Well, it was a lot more than that.
BY MR. WEINGLASS:
Q. That was the limited purpose, weren't you told that?
A. That's correct.
Q. So you weren't told to recreate completely what
happened in '82, you were asked if based on what was available to you
--
THE COURT: Counselor.
Page 87.
John Hayes, M.D. - Redirect
BY MR. WEINGLASS:
Q. -- Mr. Jamal should have had a forensic pathologist?
THE COURT: Counselor, that's '81.
MR. WEINGLASS: No, the trial was '82.
THE COURT: I know, but the incident occurred in '81.
BY MR. WEINGLASS:
Q. I know but Mr. Jamal needed a forensic pathologist in '82?
A. Yes, he certainly did.
Q. Yes. And so the fact that you, what you had available
to you in 1992 to examine helped you to the conclusion that Mr. Jamal
should have had a forensic pathologist?
A. Most definitely.
Q. Is there anything that you've seen since that changes your mind?
A. Absolutely not.
Q. As a matter of fact, what you have seen since, does that even
further fortify the fact?
A. Yes, it does.
Q. That he should have had a forensic pathologist?
A. He most certainly should have had a forensic
Page 88.
John Hayes, M.D. - Redirect
pathologist.
Q. Now, the photographs that you looked at which are
D-23: Do you know when the defense obtained them through subpoena?
A. No, I don't.
Q. Do you know if they were obtained last week?
A. No, I don't.
Q. If a forensic pathologist were available to Mr. Jamal
in 1982, would his Counsel have been able to subpoena those photographs
and show them to the pathologist before he testified?
MS. FISK: Objection, Your Honor. How could he know that?
THE COURT: Well, I only thought he was a pathologist.
That's something for an expert in the legal field.
MR. WEINGLASS: Yes, let me just, I will withdraw that and ask this.
BY MR. WEINGLASS:
Q. The hospital records that you've seen for Officer
Faulkner, the photographs that you've seen just recently, and the
testimony that was offered at trial by Dr. Hoyer, would that in your
experience have been available to the forensic pathologist in 1982 at the
time that he was called by the defense?
Page 89.
John Hayes, M.D. - Redirect
MS. FISK: Objection, Your Honor. What forensic
pathologist? This doctor was in medical school then.
THE COURT: I don't think --
MR. WEINGLASS: I am not asking for him. He is not Mr.
Fassnacht. Of course Dr. Hayes wasn't available. I'm asking if a forensic
pathologist in 1982 would have had all those things available to him, to a
forensic pathologist.
THE COURT: Well, Counsel, he is not qualified to testify on that. He is
no legal expert.
MR. WEINGLASS: Well, Your Honor, he's looked at three --
THE COURT: I know that. He's here only as a pathologist.
MR. WEINGLASS: Right.
THE COURT: And he is an expert in that field. That's the
only field in which I have allowed him to testify.
BY MR. WEINGLASS:
Q. Would the photographs have been available in 1982, to your
knowledge?
MS. FISK: Objection.
Page 90.
John Hayes, M.D. - Redirect
THE COURT: I will have to sustain that.
BY MR. WEINGLASS:
Q. Would the hospital records of Officer Faulkner be available in
1982?
MS. FISK: Objection.
THE COURT: I will have to sustain those objections,
Counselor. Please. How could he answer that, he wasn't even a doctor yet
in '82.
BY MR. WEINGLASS:
Q. Is there a difference in your view, Doctor, between
what is recorded as an official time of death and a time at which a person
is medically dead?
A. Yes, most definitely.
MS. FISK: I'm sorry, could we perhaps turn the doctor's microphone back
on.
THE COURT: It's on.
MS. FISK: Well, it stopped picking up.
THE COURT: Did you check that? To make sure that thing is on.
THE COURT OFFICER: It's on, sir.
THE WITNESS: Maybe a loose connection there, I will try not to touch
it.
Page 91.
John Hayes, M.D. - Redirect
THE COURT: Go ahead. Did you hear the last answer? Did you hear the
last answer?
MS. FISK: I heard it, Your Honor. I was just asking that
we make the rest of the answers easier. Thank you, sir.
THE COURT: Go ahead.
THE WITNESS: You were asking me about the official time.
THE COURT: He hasn't asked you anything.
MR. WEINGLASS: I was, he was in the middle, he was cut off.
THE COURT: No, he had already answered that, she heard that. Do you
have another question.
BY MR. WEINGLASS:
Q. Right. Is there a difference between the official time
of death that's recorded by a hospital and the medical time of death?
A. Yes, there is.
THE WITNESS: I'm sorry, is this working still?
THE COURT OFFICER: One second, Your Honor. One second.
Page 92.
John Hayes, M.D. - Redirect
THE WITNESS: I'm sorry.
BY MR. WEINGLASS:
Q. Is there a difference between the two times of death?
A. Yes, there is. Yes, there is the official time of
death, is the time in which the person is pronounced dead. And that can be
up to years from the time of actual death. For example, in the case of a
skeleton found in a wood. When the skeleton is found the body is
pronounced death. That is the official time of death. Obviously, in an
extreme example like that death would have occurred much earlier.
Q. I see. And in your view, when was the time of death of Officer
Faulkner?
A. It would be instantaneous on sustaining the gunshot
wound. When he was admitted to the hospital his heart wasn't beating, he
wasn't breathing, and his pupils were fixed and dilated. They went all out
but there was nothing they could have done because he was dead on arrival
at the hospital.
Q. Was this literally an attempt by the hospital
personnel to bring someone back to life who was actually dead?
A. Effectively, yes.
Page 93.
John Hayes, M.D. - Redirect
Q. Now, you were questioned about that second wound on
the neck, whether that wound was an entry wound or an exit wound or a nick
that was caused by shaving in the morning, or something that was inflicted
in the mid-afternoon prior to the occurrence. Should that wound have been
noted by the Medical Examiner?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained.
BY MR. WEINGLASS:
Q. You were questioned about if you knew when that second
wound was inflicted. Or when it occurred. Is that difficult for you to
answer because the Medical Examiner failed to note the wound in the
Medical Examiner's report?
A. Yes. And he has failed to describe it.
Q. He failed to describe it?
A. Yes.
Q. If there would have been an adequate description of
that second wound, would you have been able to give an expert opinion as
to what caused that second wound and whether or not it was related to the
incident?
MS. FISK: Objection, Your Honor: That calls for speculation.
Page 94.
John Hayes, M.D. - Redirect
THE COURT: Yes.
MR. WEINGLASS: Experts are paid to speculate, as long as they have the
expertise.
THE COURT: Expert opinions are within a reasonable degree of medical
certainty. No speculation.
BY MR. WEINGLASS:
Q. Within a reasonable degree of medical certainty, would
you have been able to give an opinion if that wound had been described in
the Medical Examiner's report?
A. If the wound had been described and appropriately
photographed, I would have been able to give more information, at least
some information.
MR. WEINGLASS: Could I have just a minute.
(Discussion held off the record
between defense
Counsel.)
BY MR. WEINGLASS:
Q. Dr. Hayes, is one of the functions of the medical
examiner's report to inform the reader so that various hypotheses can be
developed as to what occurred at the time of the incident?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained. If it's there
Page 95.
John Hayes, M.D. - Redirect
it's there.
MR. WEINGLASS: Pardon?
THE COURT: Whatever is there is there. And if you are a
good attorney you will be able to cross-examine. Go ahead.
BY MR. WEINGLASS:
Q. Does the medical examiner's report serve to inform the reader as to
what occurred at the time of the incident?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained.
BY MR. WEINGLASS:
Q. And would an incomplete medical examiner's report fail
to accurately provide information to the reader so that hypotheses could
be developed as to what occurred at the time of the incident?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained.
BY MR. WEINGLASS:
Q. Will a medical examiner's report that is properly and
fully prepared inform the reader as to the possible positions of the
parties involved in the episode?
MS. FISK: Objection, Your Honor, to the form of the question.
Page 96.
John Hayes, M.D. - Redirect
THE COURT: Sustained. It takes a lot more than a medical report,
Counselor.
MR. WEINGLASS: The medical report is a good place to begin.
THE COURT: It goes to the cause of death. There are a lot
of other things that go into determining positions and everything
else.
MR. WEINGLASS: Your Honor, it describes the wound.
THE COURT: Counselor.
MR. WEINGLASS: The wound, the path of the bullet.
THE COURT: That's all. And as to the cause of death.
MR. WEINGLASS: And if it doesn't describe the wounds --
THE COURT: But there are other factors that will enter
into it, Counselor. You can't just look at the medical report.
BY MR. WEINGLASS:
Q. Is one of the reasons why you've given us the opinion
and you have asserted in your affidavit that Mr. Jamal needed the services
of a forensic pathologist at his trial in 1982 was because the opinions of
that forensic pathologist would have
Page 97.
John Hayes, M.D. - Recross
contradicted the testimony offered by an eyewitness?
MS. FISK: Objection, Your Honor.
THE COURT: I will have to sustain that, that's really speculation
now.
BY MR. WEINGLASS:
Q. In any event, in your view, any testimony that Mr.
Jamal was shot by a falling Officer Faulkner would have to be false; isn't
that true?
MS. FISK: Objection, Your Honor: That's been asked and answered.
MR. WEINGLASS: Not in that form.
THE COURT: Yes, it has. We are going over the same thing
over and over. This is redirect. Come on, Counselor, move on. We are not
going to be --
MR. WEINGLASS: I have nothing further.
MS. FISK: I have a couple, Your Honor.
THE COURT: Go ahead.
- - - - -
RECROSS-EXAMINATION
- - - - -
BY MS. FISK:
Q. As I understood it, about five questions back
Page 98.
John Hayes, M.D. - Recross
you were asked whether, had the nature of this other neck
wound on Officer Faulkner been more specifically described, whether you
could give an opinion to a reasonable degree of medical certainty as to
it's cause. Do I understand your answer to that question was no, you could
not assure us of that?
A. I would be able to give more information. I may not be
able to identify it, but if they evaluated the wound properly I would also
have been able to give input.
Q. So your answer to that question was no, you could not
assure us you could give an opinion to a reasonable degree of medical
certainty as to it's cause; is that correct?
A. If it included adequate information about the wound, yes, I could
have.
Q. Now, you could have, but when Mr. Weinglass asked you
you said you could give more information but you did not say that yes you
could give an opinion?
A. I said if I had more information about the wound I
would be able to give an opinion about the wound.
Q. Well, that is not what you said, is it?
THE WITNESS: I'm sorry.
Page 99.
John Hayes, M.B. - Recross
MR. WEINGLASS: Objection: Argumentative. The record
speaks for itself. And Counsel is misstating the record.
MS. FISK: Oh, I am not, Your Honor. The witness testified
he might be able to give more information. He did not say he might be able
to give an opinion, but he could give more information. But I will move
on.
BY MS. FISK:
Q. Let me go back again to the information you were
provided as to the manner in which Mr. Jamal may or may not have received
a gunshot wound. It is clear, do I understand, that Mr. Jamal received a
gunshot wound?
A. That's correct.
Q. And in fact that he received a gunshot wound close in
time as to when Officer Faulkner received two gunshot wounds; is that also
clear from the record you have received?
A. Yes.
Q. Now, you told us that and you agreed that a forensic
pathologist in addition to looking at slides and bodies also looks at
interviews and reports and chemical analyses and the like in order to more
thoroughly create an opinion as to what occurred and
Page 100.
John Hayes, M.D. - Recross
what caused a particular injury?
A. That is correct.
Q. And in fact when I asked you earlier about whether
certain information would be helpful to you or not, your response to me
was well, it depended upon the reliability of that information; is that
right?
A. That is correct.
Q. And the reliability of that witness?
A. That is correct.
Q. Is that correct? All right. Now, as I understand your
testimony today -- and correct me if I am wrong -- you have in this case
accepted all the representations regarding how the shooting occurred from
a summary that Mr. Weinglass or some other persons retained on behalf of
Mr. Jamal have presented to you?
A. I was informed of the prosecution theory of the
shooting and I addressed that in my response -- in my report.
Q. Was it a prosecutor who informed you of the prosecution theory?
A. No, it was not.
Q. Who was it, sir?
A. Mr. Weinglass.
Page 101.
John Hayes, M.D. - Recross
Q. Oh, so Mr. Weinglass knew what the prosecution theory was?
A. I believe so, yes.
Q. You believe so?
A. Yes.
Q. Are you certain?
A. Umm, as I understood it, the summary of the testimony
was that a witness claimed to have seen Officer Faulkner reaching for his
gun and, and apparently while falling, and then Mr. Jamal was shot.
Q. Is that the extent of the information that you were provided by Mr.
Weinglass?
A. Effectively, yes. I don't remember the specifics.
Q. Do I take it, then, that you were unaware that that
witness was on the witness stand for something in excess of two days?
A. I was unaware of that.
Q. Do you believe that perhaps in the course of the two
days of that witnesses' testimony some additional details might have been
gleaned with regard to her description of how that shooting occurred?
MR. WEINGLASS: Objection to the form:
Page 102.
John Hayes, M.D. - Recross
Do you believe that perhaps some information might have
been. Double speculation in one question.
THE COURT: Make it into two questions, then, will you.
MS. FISK: Okay.
BY MS. FISK:
Q. In the course of two days of testimony, does an
individual say more than what you just told us Mr. Weinglass told you?
A. Yes.
Q. Might there be more details in that witness' testimony
than that which Mr. Weinglass gave you?
A. There might be but I was asked specifically to respond
to a scenario how would the findings as reflected in the information I was
provided relate to a scenario in which that occurred.
Q. So that I'm clear, then: You were asked expressly to
give an opinion based upon the summary of a witness as interpreted by Mr.
Weinglass; is that correct?
A. Mr. Weinglass asked me if those wounds would be
consistent with a falling shooter shooting the victim.
Q. That being Mr. Weinglass' interpretation of
Page 103.
John Hayes, M.D. - Recross
how the wound occurred?
A. Perhaps.
Q. As a forensic pathologist, do you ordinarily accept
such secondhand information when firsthand information is available?
A. You mean the witness' testimony?
Q. Yes.
A. I was responding specifically to a hypothesis. I
didn't need to see anymore detailed witness testimony. It is a specific
hypothesis.
Q. So that all of the testimony that you have given today
is merely hypothetical; is that correct?
A. No, it is on the basis of the records that were supplied to me that
I have available.
Q. Well, isn't it also based -- I thought you just said,
Doctor, and perhaps I'm not hearing correctly -- that it was a hypothesis
--
MR. WEINGLASS: Objection.
BY MS. FISK:
Q. -- based upon the description of a falling shooter; is that
right?
A. The hypothesis of how the injury occurred?
Q. Yes.
A. Yes.
Q. So that the opinion that you have provided is
Page 104.
John Hayes, M.D. - Recross
hypothetical because you're relying upon a hypothesis?
MR. WEINGLASS: Objection, Your Honor. Counsel is confused and is trying
to confuse the witness.
THE COURT: No, this is cross-examination, Counselor.
MR. WEINGLASS: No.
THE COURT: Your objection is overruled.
MR. WEINGLASS: Judge --
THE COURT: He could answer that question.
MR. WEINGLASS: There is a difference between hypothesis and
hypothetical. The witness --
THE COURT: If he doesn't understand it, he is a doctor,
he'll say I don't understand the question. Rephrase it.
MR. WEINGLASS: That doesn't mean an improper question may be asked.
MS. FISK: Your Honor, I withdraw the question. I have no further.
MR. WEINGLASS: Good.
Page 105.
John Hayes, M.D. - Redirect
- - - - -
REDIRECT EXAMINATION
- - - - -
BY MR. WEINGLASS:
Q. Dr. Hayes, you are here in Court today, would you
offer an opinion based on a hypothesis of what the testimony of Cynthia
White was offered right now by the Commonwealth's Counsel?
MS. FISK: Objection, Your Honor.
THE COURT: I will have to sustain that.
MR. WEINGLASS: Right.
BY MR. WEINGLASS:
Q. Do you know that the transcript --
THE COURT: You have to understand now this is redirect for the second
time.
MR. WEINGLASS: Yes.
THE COURT: For the second time.
MR. WEINGLASS: I am talking about hypothesis, which Counsel brought
up.
THE COURT: She withdrew the question and there is nothing
more to say about that. She withdrew her question.
MR. WEINGLASS: Right, and I am entitled to go within the realm of
those
Page 106.
John Hayes, M.D. - Redirect
questions.
THE COURT: No, she withdrew that question.
MR. WEINGLASS: She asked three or four before it.
BY MR. WEINGLASS:
Q. Dr. Hayes --
THE COURT: Oh, boy.
BY MR. WEINGLASS:
Q. If Counsel right now seated at this table for the
District Attorney's Office gives you page and chapter and verse of Cynthia
White's testimony, as to what she saw when Mr. Jamal was shot, would you
offer an opinion based on your reading of the medical evidence that's
before you?
MS. FISK: With all due respect, Your Honor, I do not
recall hiring Dr. Hayes as my expert witness. Therefore, I do not recall
obtaining an obligation to adequately prepare him for his testimony by
providing all records of the trial.
THE COURT: I understand that. The objection is sustained.
Now, if you don't have anything further, something new to bring up,
Counselor, I am going to break for
Page 107.
John Hayes, M.D. - Redirect
lunch. If you want to bring him back. If you won't --
MR. WEINGLASS: Your Honor, I just have a few.
THE COURT: Well, wait awhile. Wait awhile. It's 20 after 12:00. We will
recess until --
MR. WEINGLASS: No, Your Honor.
THE COURT: We will recess until --
MR. WEINGLASS: All right.
THE COURT: We will recess until 2:30 for lunch.
MR. WEINGLASS: In light of the Court's observation, I
have no further questions. And I do so under protest.
THE COURT: No, you are not going to do that under protest. We are
breaking for lunch.
MR. WEINGLASS: I have no further questions. I ask that the witness be
excused.
THE COURT: You are not excused.
MR. WEINGLASS: Your Honor --
THE COURT: You are not excused. Until 2:30, we will bring
him back here if you want to ask him more questions.
Page 108.
John Hayes, M.D. - Redirect
MR. WEINGLASS: That is simply punitive.
THE COURT: No, it is not punitive.
MR. WEINGLASS: It is punitive. I have no further questions of the
witness.
THE COURT: But you are saying it is under protest.
MR. WEINGLASS: I have no further questions. Let the
record speak for itself as to what is happening here.
THE COURT: Well, I am giving you an opportunity to go
further but we will do it at 2:30. I want lunch.
MR. WEINGLASS: I have no further questions of the witness. The Court
can have it's lunch.
THE COURT: And you don't want to call him back?
MR. WEINGLASS: No.
THE COURT: Then you are doing it at your own peril.
MR. WEINGLASS: Let the record show why I am doing it.
THE COURT: Let the record show that I made him available to you after
lunch to
Page 109.
John Hayes, M.D. - Redirect
continue your redirect. We will recess for lunch.
MR. WEINGLASS: No further questions. The witness is excused.
MS. FISK: Your Honor, may I inquire as to what other
witnesses Counsel intends to produce this afternoon?
THE COURT: I don't know, I will wait until 2:30, we will be back.
MS. FISK: Mr. McGill is entitled to know.
THE COURT: As far as I am concerned, he is still here.
MR. WEINGLASS: Your Honor, I ask that he be excused.
THE COURT: If you want to excuse him you do it at your
own peril. I am making him available for further questions at 2:30.
MR. WEINGLASS: I ask he be excused. I have no further
questions. This is an extraordinary exercise of punitiveness on the part
of this Court.
THE COURT: No, you could do whatever you want to do at 2:30. Bring him
back at 2:30.
THE COURT OFFICER: This Court is
Page 110.
John Hayes, M.D. - Redirect
recessed until 2:30.
(Luncheon recess was held at this time.)
THE COURT: Good afternoon, everyone.
- - - - -
John A. Hayes, Junior, M.D., having been
previously
sworn, was examined and testified as follows:
- - - - -
BY MR. WEINGLASS:
Q. Dr. Hayes, were you given a factual hypothesis to direct your work
in this case?
A. Yes, I was.
Q. And what was the factual hypothesis?
A. That --
MS. FISK: Objection, Your Honor. That was previously testified to.
THE COURT: Yes.
MR. WEINGLASS: Reopened on cross. Opened on cross.
THE COURT: Yes, but it was opened on cross because on
redirect, the first redirect you brought it up.
Page 111.
John Hayes, M.D. - Redirect
MR. WEINGLASS: No, I didn't complete my first redirect, I was cut off
by lunch.
THE COURT: No, no, you are on your second redirect now
when we broke for lunch, not your first. You are forgetting the scenario
here. This is the second redirect.
MR. WEINGLASS: May I continue?
THE COURT: Yes, but the objection to that question is sustained.
BY MR. WEINGLASS:
Q. And what was the factual hypothesis?
MS. FISK: That was the objection, Your Honor.
THE COURT: That was sustained, Counselor. We have gone
through that already. This is the second redirect. Please.
MR. WEINGLASS: Right.
BY MR. WEINGLASS:
Q. Were your answers that you gave here today, Dr. Hayes, hypothetical
answers?
A. Umm, to which questions?
Q. To your expert opinions, were your expert opinions hypothetical?
A. No, they were not.
Q. Were your expert opinions based on a
Page 112.
John Hayes, M.D. - Recross
reasonable degree of medical certainty?
A. Yes, they were.
Q. And were they based on your review of the written materials that
were provided to you?
A. Yes, they were.
Q. Is there a difference between a working hypothesis and hypothetical
answers?
A. A hypothetical answer -- I mean this is, I think,
legal talk -- but a hypothetical answer I think... I'm really not sure how
to answer that question, I'm sorry.
Q. Okay. In any event, what you testified to today as an
expert has been in response to the working hypothesis of whether or not
Mr. Jamal could have been shot by a falling Officer Faulkner?
A. That's correct.
MR. WEINGLASS: Nothing further.
- - - - -
RECROSS-EXAMINATION
- - - - -
BY MS. FISK:
Q. And so I understand your testimony, Doctor: Your
answers which are not hypothetical include your opinion to a reasonable
degree of medical certainty that Mr. Jamal could have been shot if, after
he shot
Page 113.
John Hayes, M.D. - Recross
Officer Faulkner from behind, Officer Faulkner spun
around with his gun in hand and fired a shot at Mr. Jamal who was standing
anywhere from a 30 to 45-degree angle from his waist before Officer
Faulkner fell to the ground; is that correct?
MR. WEINGLASS: Objection. Objection. There's no record,
there is no factual predicate for that question. If Counsel can cite Dr.
Hayes --
THE COURT: Not on yours either, Counselor. The objection
is overruled. I think he already answered but for one more time I will let
him answer.
MR. WEINGLASS: That is a lay question without a factual reference to
the record.
THE COURT: Frankly, I don't even know why we are so
concerned about how he got shot, but go ahead. Go ahead, ask the question.
Answer it and let's go.
MR. WEINGLASS: Now --
THE COURT: The objection is overruled. Please.
THE WITNESS: Your Honor, I am not quite clear on the difference between
--
THE COURT: Well.
Page 114.
John Hayes, M.D. - Recross
THE WITNESS: I don't quite understand the difference
between a hypothesis and a hypothetical here.
BY MS. FISK:
Q. I will eliminate all those words. Is it your opinion
that Mr. Jamal could have sustained the gunshot wound which he sustained
in the following manner? And that is that he approached Officer Faulkner,
fired a shot at Officer Faulkner in the back, that Officer Faulkner turned
around with his gun in his hand and fired a shot at Mr. Jamal, who was
standing and bent forward at the waist anywhere from 30 to 40 degrees, 30
to 45 degrees?
A. Well, Officer Faulkner was standing.
Q. Yes, sir?
A. And so Officer Faulkner was standing and Mr. Jamal would be bent
over.
Q. From 30 to 45 degrees was your testimony; is that right?
A. Could be consistent with that.
Q. And by standing you mean not lying on the ground, and
not in the process of falling; is that correct?
A. Standing.
MR. WEINGLASS: Objection: That
Page 115.
John Hayes, M.D. - Recross
question is compound. I have no objection to ask while
standing he means not falling.
BY MS. FISK:
Q. We have established, Doctor, that you mean by standing
postures other than completely erect; is that correct?
A. You mean by standing vertically.
Q. Standing in an upright fashion?
A. Correct.
MS. FISK: Thank you, sir.
BY MR. WEINGLASS:
Q. But if he was falling --
THE COURT: All right, that's enough. We have gone through
this too many times. That's finished.
BY MR. WEINGLASS:
Q. But if he was falling, Doctor --
THE COURT: Counselor, that is all. You won't have a third
redirect. It is not a question of who has the last say here. You have gone
over this ad infinitum.
MR. WEINGLASS: We brought the doctor back from lunch.
THE COURT: Yes, because she had not had a chance to cross on your
second redirect.
Page 116.
This is the completion of the second redirect.
MS. FISK: I had advised Counsel prior to lunch that I had
no objection to the doctor leaving and I had no further questions, but
that's fine.
THE COURT: That is a different issue. The issue was you
had not been given that opportunity. Doctor, you are excused. Thank you
very much.
MR. WEINGLASS: Over the defense objection.
THE COURT: Sure. You paid for his lunch, what are you
complaining about? Do we have any other witnesses for today?
MR. WEINGLASS: The other witnesses on our list included
11 witnesses whose subpoenas were quashed.
THE COURT: I know that, forget them. Do you have any witnesses here
that you want to put on?
MR. WEINGLASS: Those are the witnesses we would have called.
THE COURT: Well, you would have
Page 117.
called them long ago. But their subpoenas were quashed.
MR. WEINGLASS: No, Your Honor, they were on our list for
Thursday and Friday. Today is Friday.
THE COURT: No, the only two you have on Friday, for
today, was Dr. Hayes and Ward Churchill. Now you are telling me Ward
Churchill is not here?
MR. WEINGLASS: Ward Churchill is in Colorado and he could
be here if the Court permits him on Monday.
THE COURT: Well.
MS. FISK: That is a witness whose testimony we object to
but we will take it up when he is presented.
THE COURT: Okay.
MS. FISK: Your Honor, I did advise --
THE COURT: Then you have no other witnesses for today?
MR. WEINGLASS: No.
MS. FISK: Your Honor, I previously advised Counsel, and I
will make an issue of this, Counsel has on it's witness lists Mr. Joseph
McGill, the prosecutor who handled
Page 118.
this trial. Because Mr. McGill has been advised that he
is a potential defense witness he has remained available on call
throughout the pendency of these proceedings. Mr. McGill is now an
attorney in the private practice of law. He does not have the facility,
Your Honor, to stay on call forever. He is available this afternoon. I
would like word from the defense whether or not they are going to call
him. If they are, he is available this afternoon. And obviously so is the
Court. If he is not, Mr. McGill can be advised so he does not have to hold
himself available.
(Discussion held off the record
between defense
Counsel.)
MR. WEINGLASS: Your Honor, you will recall, and Counsel wasn't here
yesterday afternoon --
MS. FISK: Indeed I was.
THE COURT: She was.
MR. WEINGLASS: I'm sorry. Mr. Grant agreed to a
stipulation on the record so that three of the jurors who we wanted to
call were excused.
THE COURT: I know, he said that
Page 119.
yesterday, Counselor. Counselor, will you stop rehashing old stuff.
MR. WEINGLASS: Right.
THE COURT: It is on the record already, I know about
that. Now she says do you want to call Joe McGill.
MR. WEINGLASS: That was precisely what I am attempting to
address. That precise question. And I would appreciate me being given the
opportunity to address it.
THE COURT: Do you want him or don't you?
MR. WEINGLASS: I want to address that issue. Mr. McGill --
THE COURT: Do you want him or don't you want him?
MR. WEINGLASS: Mr. McGill was going to be called here for
the following reason. He was going to be called to ask him questions
pertaining to the jurors he struck and the representations made to the
Supreme Court of Pennsylvania. We now have a stipulation in the record as
of five o'clock yesterday, I believe, that the three jurors who he struck
were all African American. With that representation in
Page 120.
the record, we don't need the testimony of Mr. McGill.
MS. FISK: I would note, Your Honor, I will note if I am
allowed, I would note however that Counsel did misrepresent the
stipulation. The stipulation was that those three individuals would
testify that they were the persons who were on that panel.
I will so advise Mr. McGill, Your Honor, that he is no
longer considered a potential witness in this proceeding.
THE COURT: All right, fine. What do we have, then, for Monday?
MS. FISK: If the Court wants to save some time I have a
Commonwealth witness who is available this afternoon if you would like to
do that.
THE COURT: All right.
MS. FISK: He said he would be here, he thought he would
be here around two o'clock. If they could find out.
THE COURT: Well, it almost two o'clock, but.
THE COURT OFFICER: Name?
MS. FISK: Lieutenant Sterling.
Page 121.
THE COURT OFFICER: Yes, he is here.
MS. FISK: It would be very brief, Your Honor.
THE COURT: Okay.
THE COURT: Yes.
MS. FISK: May I have those Commonwealth Exhibits that
were marked when Mr. Hightower testified? I think it was 9, 10, 11,
12.
THE COURT OFFICER: Yes, sure. 11 to 15, Counsel.
MS. FISK: Yes, that sounds about right.
BY MS. FISK:
Q. Lieutenant, we are proceeding a little bit out
Page 122.
Lt. Craig Sterling - Direct
of order. You are being called as a Commonwealth witness
because we have a break in the proceedings. But you are being called as a
Commonwealth witness. Lieutenant, by whom are you employed?
A. City of Philadelphia Police Department.
Q. And how long have you been employed in that capacity?
A. A week from today it'll be 25 years.
Q. Happy anniversary. Back in 19, let's see, back on
December 15th, 1981, then you were a police officer?
A. I was a detective.
Q. Detective. And what was your assignment?
A. Polygraph unit.
Q. When did you get to the polygraph unit as a detective?
A. In October of 1979.
Q. And when did you stay in the polygraph unit until?
A. Until I was promoted to sergeant in 1984.
Q. Now, Detective -- I'm sorry -- Lieutenant Sterling, in
your capacity as a detective in the polygraph unit on December the 15th,
1981, did you have occasion to administer a polygraph test to a Mr. Dessie
D. Hightower?
Page 123.
Lt. Craig Sterling - Direct
A. Yes, I did.
Q. Where did that test take place?
A. In the polygraph unit of the Philadelphia Police
Department, in the basement of the Police Administration Building.
Q. Who brought Mr. Hightower to you for the purpose of your conducting
that examination?
A. Homicide Detective William Hart. William McCarthy.
Q. William. Now, did you conduct a polygraph examination of Mr.
Hightower?
A. Yes, I did.
Q. And was it along subject matter lines that you chose or that someone
other than you proposed?
A. The Homicide detective would explain to me what they
were trying to determine from examination and I would determine the
questions from what they wanted to know.
Q. And what were you told they were trying to determine?
A. Whether Mr. Hightower had been a witness to the
shooting of Officer Faulkner or whether he had seen Mr. Jamal with a gun
in his hand just prior to the shooting.
Q. And based on being told that was the area of
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Lt. Craig Sterling - Direct
inquiry, did you then design the relevant and necessary questions of
Mr. Hightower?
A. Yes, I did.
Q. And were you able to perform a polygraph examination on Mr.
Hightower?
A. Yes, I did.
Q. How long did that take?
A. The whole procedure takes approximately two hours.
Q. At the completion of the procedure, where did Mr.
Hightower go, at the completion of the actual asking of questions when the
little needle is going back and forth?
A. He would have remained in the examination room until
the Homicide detective took him back out of the polygraph unit.
Q. Now, when the procedure was completed, what did you
do? That is, when the questioning of Mr. Hightower was completed, what did
you do?
A. After I analyzed the charts I would explain to him
that the test showed that he was deceptive, that he hadn't been telling
the whole truth about what he knew about the shooting.
Q. And did you so advise Mr. Hightower?
A. Yes, I did.
Page 125.
Lt. Craig Sterling - Direct
Q. Where did you advise Mr. Hightower?
A. In the examination room.
Q. Now I'll have shown to you -- and I believe that you
might have brought your own copies -- but I will show to you Commonwealth
Exhibits 11 through 15 (handing). With particular emphasis on Commonwealth
Exhibit 13 (handing).
THE COURT OFFICER: (Handing).
BY MS. FISK:
Q. And ask whether -- I will stick with Commonwealth Exhibit 13. Do you
recognize that document?
A. Yes, I do.
Q. And is that the document which shows that in fact on
the date that I gave you the polygraph examination was administered to Mr.
Hightower?
A. Yes.
Q. And did you place on that document, or on the original
of that document, the results of the polygraph examination, or your
conclusion as to the results of it?
A. Yes, I did.
Q. Of the polygraph examination? Was it before or after
you placed your conclusion as to those results on that document,
Commonwealth Exhibit 13,
Page 126.
Lt. Craig Sterling - Direct
that you told Mr. Hightower what the results were?
A. This is the typed report which was done maybe a few
days after the examination. The larger sheet, which is called a pre-test
background interview, at the top of that I have circled the results.
Q. Would you look through the documents that you have and tell me
--
A. That would be C-12.
Q. On C-l2 the results are circled?
A. Yes.
Q. And what did you circle?
A. It's called specific responses, which is deception indicated.
Q. Following your circling specific responses, as best
you can recall, what did you tell Mr. Hightower?
A. That he had not told me the whole truth about the shooting.
Q. Where was Mr. Hightower when you said that to him?
A. In the examination room of the polygraph unit.
Q. How far away from you was he?
A. Ahh, across the desk (indicating).
Q. Did you speak to him in the same manner that you had
been speaking to him over the course of the polygraph examination that you
conducted of him?
Page 127.
Lt. Craig Sterling - Cross
A. Yes.
Q. Did he give you any indication that he didn't
understand the words that you were saying to him?
A. Not at all.
MS. FISK: Thank you, sir. I have nothing further, Your Honor.
BY MR. WEINGLASS:
Q. Detective, did you ever write up a report in which you
wrote that you told Mr. Hightower that he had failed the test?
A. In those words, no.
Q. You never wrote that up; isn't that right?
A. I never wrote down that I told him that he failed, no.
Q. Right. And now 14 years later you're relying on your recollection
that you told him; isn't that true?
A. I know what I did when someone fails a test, yes.
Q. How many tests have you administered?
A. Approximately 1300.
Q. You have administered 1300 tests and 13 years
Page 128.
Lt. Craig Sterling - Cross
later you can recall without notes what you told Mr. Hightower?
A. I know what the results of the test were and I know what I would
have told him, yes.
Q. All right, you know what the results of the tests
were, you say, because it's written down in a document; isn't that
right?
A. That's correct.
Q. But what you claim today you told him is not written down anywhere;
isn't that right?
A. That's correct.
Q. Now, were you an investigator on the case?
A. No, sir.
Q. You were just in the polygraph unit at that time?
A. That is correct.
Q. And as you told us on your direct, you were told by
the Homicide detective what area they wanted you to test in?
A. That's correct.
Q. And then it's your role to prepare or, as you say, design the
questions?
A. Yes.
Q. And you do that within the realm of your understanding of the art or
science of giving
Page 129.
Lt. Craig Sterling - Cross
A. Yes.
Q. Now, did the detectives ever say to you words to the
effect that they wanted you to test Mr. Hightower to see if he was
truthful in his statements that a male ran from the scene of the
shooting?
A. Not that I recall.
Q. They never asked you to test for that?
A. No, sir.
Q. Incidentally, Detective, do they show you his prior
statements that he's given to the police, or do they merely inform you
orally in a conversation what the area is they want you to test?
A. They would normally show me previous interviews.
Q. Did you look at his previous interviews?
A. Before the test.
Q. Yes.
A. Yes.
Q. And you saw where he said he saw a male running away?
A. If that was in the interview then I would have seen it, yes.
Q. Don't you recall that?
A. No, I do not.
Page 130.
Lt. Craig Sterling - Cross
Q. I'll read the portion to you and if you want you could examine the
document in it's entirety.
MS. FISK: Objection, Your Honor. The lieutenant has
testified that he designed questions based on a field of inquiry provided
to him by detectives. Whatever Mr. Hightower said was not the basis on
which he designed his questions. That was his testimony.
MR. WEINGLASS: But he said --
MS. FISK: Of Mr. Hightower, yes, sir.
MR. WEINGLASS: He said he read the statements before he gave the test
and I am now going into it to see what he read.
THE COURT: He may have read it, there is no question
about that. But he said he designs his questions based on the area that
the detective wanted him to inquire about. He doesn't decide that area on
his own. So whether it's in there or not makes no difference. He designs
these questions based solely on what the detectives say they are
interested in. If they didn't tell him they were interested in that
particular phase, he's not going to ask any questions about it.
Page 131.
Lt. Craig Sterling - Cross
BY MR. WEINGLASS:
Q. What was your purpose in reading the reports?
MS. FISK: Objection, Your Honor. I'm sorry I interrupted Counsel's
question but I object.
THE COURT: Well, I don't know that he said that he read
them. He said sometimes they show it to him. And if they are interested, I
guess, in a specific area, they'll say I'm interested in this area here
and then he will design his questions accordingly.
MR. WEINGLASS: Now I understand.
BY MR. WEINGLASS:
Q. So it's the detectives who are doing the investigation who determine
what's important to be tested?
A. That is correct.
Q. Did those same detectives bring to you for testing a witness by the
name of Cynthia White?
MS. FISK: Objection, Your Honor: It is beyond the scope of direct
examination.
THE COURT: I have to sustain that.
MR. WEINGLASS: Pardon?
THE COURT: I'll sustain that. He is in here only for Hightower.
Page 132.
Lt. Craig Sterling - Cross
MR. WEINGLASS: Well, Your Honor, he's here for the
broader question of the way polygraphs were used in a biased
investigation.
THE COURT: No.
MS. FISK: Your Honor, I beg to differ. And furthermore,
there was a stipulation yesterday by Mr. Grant, he agreed that no other
witnesses were even polygraphed, as I recall, so it would be completely
unnecessary to ask the lieutenant something which we've all agreed did not
occur.
THE COURT: Not only that, I don't think he's here today to even answer
any questions on that.
BY MR. WEINGLASS:
Q. Now, you indicated -- and by the way, Detective, what is your
background in polygraph?
A. Excuse me?
Q. What is your background? Have you been trained, educated on the
polygraph?
MS. FISK: I object.
THE WITNESS: Yes, I have.
MS. FISK: Well, I don't object to that.
BY MR. WEINGLASS:
Page 133.
Lt. Craig Sterling - Cross
Q. Go ahead, I think you were interrupted by Counsel,
when she heard you she liked what you were saying so you could
continue.
MS. FISK: No, Your Honor, I did not object to whether he
was trained, but the description of his training I do object to. The
lieutenant has not been called as an expert in any post art or science of
polygraphy. He has been called solely as a witness with regard to the
credibility of Dessie Hightower, who signed an affidavit swearing under
oath, and testified, that he had been told that he passed a polygraph
test. This is a witness who is testifying that he told Mr. Hightower that
he did not pass. Rather, that he was not telling the truth. He is not
being called as an expert in any field.
MR. WEINGLASS: My notes on the direct indicate he was
asked the following question: Do you analyze charts. Yes. Did you analyze
this chart. Yes. Did you determine that Mr. Hightower had not told the
truth. Yes, I determined he hadn't been telling the truth. All of that he
testified to on direct.
THE COURT: Well.
MR. WEINGLASS: I am now asking him
Page 134.
Lt. Craig Sterling - Cross
questions about whether or not he can analyze charts.
THE COURT: No, whether he can or can't makes no
difference. I will assume for the sake of argument that he can't. He's
only up here as a witness to say I told him a certain thing. Whether that
thing is right or wrong doesn't make any difference, he is just saying
that's what he told him. And that's the only issue for which he was put on
this stand.
MR. WEINGLASS: Mr. Hightower said he was told he was
telling the truth and he was extensively cross-examined for credibility.
Now this witness says I never told him that.
THE COURT: Well.
MR. WEINGLASS: I told him he was not telling the truth.
Now I'm examining the witness on the issue of his credibility. And the
question of his credibility is --
THE COURT: I am telling you, assuming that he is not competent,
right.
MR. WEINGLASS: Strike competence. Assuming, assuming he is not telling
the truth. Then --
THE COURT: Wait awhile. The truth is
Page 135.
Lt. Craig Sterling - Cross
did he tell him or didn't he tell him. That's the thing.
MR. WEINGLASS: How do we determine his credibility on that issue?
THE COURT: I am not here to tell you how to do that.
MR. WEINGLASS: Well, I am examining him now.
THE COURT: You tell me. But I'm sustaining her objection
because he was not put on here as an expert in this field. He was put on
only for one purpose: To rebut Hightower's assertion that he wasn't
told.
MR. WEINGLASS: With all due respect, Your Honor has much
too narrow a view of this issue. If in fact, if in fact -- Your Honor,
just bear with me a second. If in fact the test results indicated that
Dessie Hightower was telling the truth in the test, wouldn't that support
Dessie Hightower's claim that he was told that? How do we get away from
that?
THE COURT: Not necessarily.
MR. WEINGLASS: Of course it would.
THE COURT: No, it wouldn't.
MR. WEINGLASS: Because if he passed
Page 136.
Lt. Craig Sterling - Cross
then the likelihood is Dessie Hightower is telling the truth.
THE COURT: Let's say he passed and he was wrong but he said that to
him, that's the issue.
MR. WEINGLASS: But if he passed it increases the
likelihood that he was told he passed. And that's what we're questioning
him on.
THE COURT: No, it isn't. It's just one person saying he
wasn't told and another person saying he was told.
MR. WEINGLASS: And we have the test, we have the test
which will support Dessie Hightower. That's why we have to get into the
test.
THE COURT: Why, do you have an expert that's going to come in here and
support that?
MR. WEINGLASS: We are about to. We've asked --
THE COURT: Why don't you wait until you do that.
MR. WEINGLASS: Well.
MS. FISK: Because, Your Honor, the test and the actual results of the
test are
Page 137.
Lt. Craig Sterling - Cross
irrelevant to the issue of what Mr. Hightower was told.
The records which are relevant are the police records which were signed by
the officers, by the detectives, by the lieutenant which indicates that
deception was indicated, that was circled while Mr. Hightower was down
there, that was typed several days later. Which all refreshed this
witness' recollection of the fact that that is what he told this
witness.
Sixteen people, the reason polygraph results are not
admitted in court is because 16 people can look at the same results and
come up with 16 different results. What only is relevant is the fact that
this witness is testifying that it was his perception of the results that
caused him to believe deception was indicated, leading him to tell that to
Mr. Hightower, not in fact what the results were.
MR. WEINGLASS: We are prepared to produce an expert who
will examine this test and come into court and testify that Mr. Hightower
passed this test. And in all likelihood from that Your Honor could infer
that he was telling the truth when he was told that.
Page 138.
Lt. Craig Sterling - Cross
at a later time, Counselor.
MR. WEINGLASS: Pardon?
THE COURT: Take that up at a later time. He is here for
just one thing. Let's get finished with that one thing so he could go. If
we want to bring him back later on we will bring him back later on,
okay.
BY MR. WEINGLASS:
Q. Now, Detective, you indicated that you analyzed the charts; is that
correct?
A. That's correct.
Q. And you personally analyzed them?
A. That is correct.
Q. And in the art of polygraph, the analysis of the chart
is a critical function of the polygraph operator?
MS. FISK: Objection, Your Honor.
THE COURT: I suppose it is subjective to a certain extent, isn't
it.
MS. FISK: Again, whether or not it is a critical
function, an important function, a relevant function, does not allow us to
go forward in the inquiry for purposes of this witness.
THE COURT: I agree with you. We have
Page 139.
Lt. Craig Sterling - Cross
gone far afield here. This is a PCRA Petition in which
you have alleged that the Defendant is innocent, okay. Number one. And
second, that somehow trial Counsel was ineffective. Let's stick to those
issues. I'm not here to judge his qualifications. He's here only for one
purpose: To refute what your witness Hightower said that he was told that
he passed. He says he told him he flunked it, okay. Let's go with that,
for whatever it's worth.
BY MR. WEINGLASS:
Q. Now, what training have you had, Detective, in the analysis of
polygraph charts?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained. For the reason I've already indicated to you,
Counselor.
BY MR. WEINGLASS:
Q. Now, when you conduct a polygraph test, do you write out the
questions?
A. Yes, I do.
Q. And those questions are in your hand, are they not?
A. Yes, they are.
Q. Now, in your experience, are the written-out questions given in
discovery when a polygraph test is
Page 140.
Lt. Craig Sterling - Cross
used to defense counsel as part of the materials that are to be turned
over in discovery?
MS. FISK: Objection.
THE COURT: Yes, sustained. He has no control over that.
Whether it is given over depends on the court's order and the issues. He
has no control. It is not his decision whether or not it's turned
over.
BY MR. WEINGLASS:
Q. Am I correct in assuming that Mr. Hightower was
brought to the precinct at the time indicated in the report that's in your
hand, which is approximately, I believe, 4:15 p.m?
MS. FISK: Objection, Your Honor. Unless the lieutenant
has personal knowledge. My understanding is that the polygraph unit is in
a different place from where Mr. Hightower is.
THE COURT: Yes, they are separate, Counselor. I could tell you that,
they are separate units.
BY MR. WEINGLASS:
Q. What time of day did you see Mr. Hightower?
A. He came into the polygraph unit at 7:33 p.m.
Q. Did you know that he had already been
Page 141.
Lt. Craig Sterling - Cross
A. No, I did not.
Q. Would that fact, if you were told that he was
subjected to interrogation for three hours, have affected the results of
the polygraph test?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained.
BY MR. WEINGLASS:
Q. Do you know what he was questioned about?
MS. FISK: Objection, Your Honor.
THE COURT: I have to sustain that. I am sure he wasn't
told what he was questioned about. The detective comes in and says I want
you to polygraph this man and he tells him whatever he wants to cover.
That's it, Counselor.
BY MR. WEINGLASS:
Q. But they didn't come in until 7:30; is that correct?
A. That's correct.
Q. And you polygraphed him for two hours?
A. The actual running of the charts is not two hours. He
was in the polygraph unit for approximately two hours.
Page 142.
Lt. Craig Sterling - Cross
Q. Were you alone there with him?
A. During the actual testing I was alone in the examination room with
him.
Q. Prior to that time?
A. Prior to that time the Homicide detective and whoever
else was working in the polygraph unit at the time would have been in the
outer office.
Q. Is that where you saw him first?
A. When he came in the door, yes.
Q. So you spent about an hour and a half with him in an outer
office?
A. No.
Q. How long did you spend with him?
A. He came in the door, he would immediately be taken
into the examination room. And then I would discuss with the Homicide
detective what they wanted to know and then I would enter the examination
room with Mr. Hightower.
Q. And that took two hours?
A. From the time he came in until the time he left, a little over two
hours.
Q. And to your knowledge he was let go, right, after you
finished, or shortly thereafter? If you know.
A. I have no idea.
Page 143.
Lt. Craig Sterling - Cross
Q. Well, what happened after your conversation with him that you were
able to see if anything?
A. The Homicide detective would remove him from the polygraph unit.
Q. And who was that?
A. Detective McCarthy that brought him down.
Q. And was he the same who removed him?
A. Yes.
Q. Do you know where he was taken to, if you know?
A. No idea.
Q. Now, in your work in the polygraph unit do you work mainly with
homicide cases?
A. It might be the majority of the cases we handle, yes.
Q. And in the typical homicide case do you polygraph more than one
person?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained. I am sure he does. A lot of people
he interviews, Counsel, over the course of how long he's been there. Come
on.
MS. FISK: There is also no such thing as a typical homicide.
THE COURT: I don't know. Homicide
Page 144.
Lt. Craig Sterling - Cross
case is a homicide case.
BY MR. WEINGLASS:
Q. Now, there are factors, are there not, that you know
of that affect the validity and the accuracy of a polygraph test?
MS. FISK: Objection, Your Honor.
THE COURT: Sustained. He is not here for that purpose.
She did not bring him in as an expert in that field. He is here for a
limited purpose only, Counsel.
BY MR. WEINGLASS:
Q. To your observation, was the polygraph test you
administered to Mr. Hightower one that caused stress in Mr. Hightower?
MS. FISK: Objection.
THE COURT: I don't know how he could tell whether there was stress on
Hightower. Only Hightower could tell us if he had any stress.
MR. WEINGLASS: Well, Your Honor --
THE COURT: He is not a doctor.
MR. WEINGLASS: No, he is a polygraph person, I'm told.
THE COURT: That's right. But he doesn't know whether he was under
stress. You
Page 145.
Lt. Craig Sterling - Cross
should have asked that of Hightower. He could tell us.
BY MR. WEINGLASS:
Q. Did you observe anything about Mr. Hightower when you
gave him the test that indicated that he was under stress, did you observe
anything about him?
A. Not that I recall, no.
Q. Do you recall him?
A. Yes, I do.
Q. Now, was it your decision to have Mr. Hightower polygraphed?
A. No, sir.
THE COURT: He already answered that.
BY MR. WEINGLASS:
Q. It was someone else's decision, the detectives?
A. Normally, we need the approval of a supervisor.
Q. The supervising detective or the supervising polygraph person?
A. No, some supervisor from the detective bureau.
Q. So in the way you were working in 1981, December, the
detectives who were working the case would have to gain approval from a
supervisor in order for the polygraph to be undertaken; is that
Page 146.
Lt. Craig Sterling - Cross
A. That's correct.
Q. And do you know, do you recall who the supervisor was?
A. Let me see if I have it on my report.
Lieutenant Smith.
THE COURT: Counselor, did you hear him? Detective Smith.
MR. WEINGLASS: Yes, I heard. Thank you.
BY MR. WEINGLASS:
Q. And you saw that on the documents that are in front of you?
A. That is correct.
Q. Could you identify the document by C number?
A. It's C-12, and it's also on C-13. The supervisor was
notified of the test results and the request by him.
Q. And you had to refer, though, to those documents to
remember who the supervisor was; am I right?
A. That is correct.
Page 147.
Lt. Craig Sterling - Cross
Q. And yet you're telling this Court that 13 years later,
14 years and 1300 tests later, you can remember who Dessie Hightower
is?
A. That's correct.
Q. And you don't remember who the supervisor was?
A. No, sir.
Q. In your field of performing these polygraph tests,
these tests are sometimes used, are they not, in the interrogation process
as a way of intimidating a witness?
MS. FISK: Objection.
THE COURT: Sustained.
BY MR. WEINGLASS:
Q. Have you seen the printout of the test recently?
A. The charts?
Q. Yes.
A. Ahh, last week sometime.
Q. Last week? To your knowledge they still exist?
MS. FISK: It was marked in the Courtroom yesterday, Your Honor.
THE WITNESS: That's correct.
BY MR. WEINGLASS:
Q. And in the form that you've seen them, they
Page 148.
Lt. Craig Sterling - Cross
could be examined by a polygraph expert and an analysis
could be performed on your charts to see if Mr. Hightower was deceptive or
telling the truth?
MS. FISK: Objection, Your Honor.
THE COURT: Yes, sustained. The objection is sustained for
reasons I've already gone into a number of times.
MR. WEINGLASS: Your Honor, I'm asking that question --
THE COURT: I told you the only issue he is here for is one issue and
that's it.
MR. WEINGLASS: But you have a credibility contest.
THE COURT: No, you don't.
MR. WEINGLASS: Yes. You have Mr. Hightower saying --
THE COURT: I am assuming for the sake of argument that
maybe he is wrong. So what? The question was did he tell him
something.
MR. WEINGLASS: Assuming for the sake of argument maybe
he's untruthful, how is the Court going to determine if Dessie Hightower
is telling the truth or he is?
THE COURT: Because I see him on the stand, I see Hightower on the
stand, and I will
Page 149.
Lt. Craig Sterling - Cross
make a decision accordingly.
MR. WEINGLASS: Now having just looking at two people Your
Honor has a scientific graph which will indicate who is telling the
truth?
MR. WEINGLASS: You are depriving us --
THE COURT: That's what the fact-finder is supposed to do,
Counselor. That's what a jury does when they hear a case.
MR. WEINGLASS: Exactly.
THE COURT: Okay.
MR. WEINGLASS: So this is an aid here to the Court.
THE COURT: Counselor, Counselor, you do whatever you want
to do. If the law permits you to do it. And I want to remind you one more
time: We are proceeding under a statute which designates what you can
bring forward in a PCRA matter. If you're within that PCRA as it's laid
out in the statute, you certainly could bring it in. If you can not then
you can't bring it in, it is as simple as that.
MR. WEINGLASS: We brought in Dessie
Page 150.
Lt. Craig Sterling - Cross
Hightower.
THE COURT: Counselor, I don't care who you bring in. I'm
saying you are operating under the statute of a PCRA, a Pennsylvania
statute.
MR. WEINGLASS: Right.
THE COURT: Now, I suggest you read that statute again and
see if you could do what you are trying to do.
MR. WEINGLASS: I --
THE COURT: If you could find any cases that say you can
do it, Xerox the case for met bring it in here, and we will act
accordingly. In the meantime, whatever you want to do, you go ahead and
do. You got money to spend, spend it.
MR. WEINGLASS: I suggest most respectfully that the Court --
THE COURT: I am not talking about your PCRA Petition. I'm talking about
the statute itself.
MR. WEINGLASS: We lay out --
THE COURT: Go and read that statute, Counselor.
MR. WEINGLASS: We lay out in the
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Lt. Craig Sterling - Cross
THE COURT: Counselor.
MR. WEINGLASS: -- why we brought in Dessie Hightower.
THE COURT: Counselor, I am not here to argue about why
you brought anybody in here. What I am telling you: You are proceeding
under a specific statute. Limit yourself to that statute. And don't tell
me about your PCRA Petition. I'm talking about the statute itself. You
have Philadelphia Counsel here who will be glad to provide you with that
statute and give you his opinion as to what you could do.
MR. WEINGLASS: What we are attempting to do -- and all
PCRAs so far as I know across the United States permit it -- you can show
a Brady violation.
THE COURT: Counselor.
MR. WEINGLASS: A Brady violation in any PCRA.
THE COURT: Counselor, you show me a Pennsylvania statute
that you can do this, if that's what you are dealing with here, Xerox the
case for me and I will be glad to read it. If you are right then I will
let you do whatever
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Lt. Craig Sterling - Cross
you want to do.
MR. WEINGLASS: Violations of Brady may be shown at any time. Any
time.
THE COURT: Counselor, please. Fine, get --
MR. WEINGLASS: In any Court.
THE COURT: Give me a case that says what you want to do,
that you could do it. That's all I am asking.
MR. WEINGLASS: That is elemental. It is elemental.
THE COURT: Fine, if it is elemental then I will determine
elemental. But I am telling you give me a case. And I don't know how many
times I have to tell you that.
MR. WEINGLASS: I will give you a case: Brady V Maryland. Brady V
Maryland.
MR. WEINGLASS: Your Honor, don't indicate you haven't
read Brady. Everyone in law school has read Brady.
THE COURT: Counselor, Xerox whatever case you want and
give to it me. And the Commonwealth will have an opportunity, you give her
a copy. If she wants to give me some cases
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Lt. Craig Sterling - Cross
I will read those too. But there is no sense in you
standing here and arguing with me. Do whatever you want to do.
MR. WEINGLASS: Here is a case, Your Honor: Commonwealth
versus Smith. We have the Xerox copies all ready for you.
THE COURT: Fine. But that has nothing to do with this witness on the
stand now. Right?
MR. WEINGLASS: Supreme Court.
MR. WEINGLASS: Supreme --
THE COURT: Counselor, I don't want you to read anything
for me. I went to law school too. Allow me to read it on my own.
MR. WEINGLASS: Right (handing). Commonwealth V Smith, coming up.
THE COURT: Let's get finished with this witness, please.
MR. WEINGLASS: The Court has the case before it.
THE COURT: I don't have the case in front of me. And I've
already made certain rulings as to what he was brought here for and what
you could cross-examine him on. That's it,
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Lt. Craig Sterling - Cross
period.
MR. WEINGLASS: Commonwealth V Smith stands for the
proposition that the defense in a PCRA may show prosecutorial misconduct
and the failure to comply with Brady V Maryland. And that's what we are
doing by bringing Dessie Hightower in and that's what we are doing by
cross-examining this witness.
MS. FISK: Your Honor, the case law on this in the
Commonwealth makes it abundantly clear that unless a polygraph is
administered of the defendant, that the defense is not entitled to
discovery of polygraph test results of witnesses. There was no Brady
violation. That has been determined in the discovery matters in this case.
And the failure to provide, as Counsel cites, the polygraph examination is
clearly settled by the appellate laws in this Commonwealth as not being a
Brady violation.
MR. WEINGLASS: If I may continue.
BY MR. WEINGLASS:
Q. So, Detective --
MS. FISK: Lieutenant.
BY MR. WEINGLASS:
Q. Just so that we're clear: The physical
Page 155.
Lt. Craig Sterling - Cross
evidence of the test that still exists is something that
could be read by any analyst even at this date who could tell whether or
not Dessie Hightower passed that test; isn't that true?
MS. FISK: Objection, Your Honor. Unless I have missed
something, polygraph results have not yet been admitted in a court of
law.
THE COURT: At least not so far in Pennsylvania that I
know of. But you could get anybody you want to look at it. Counselor, be
my guest. But the thing is, he's not here to testify to that.
MR. WEINGLASS: No, the Commonwealth has admitted a
polygraph test. Why have they done it? They have done it to support the
testimony of their witness.
THE COURT: No, they only did it, they only did it to show
that this is what he said to the gentleman.
MR. WEINGLASS: No, exactly.
THE COURT: Well.
MR. WEINGLASS: Now, if it turns out that Dessie Hightower
passed, then the likelihood is he never told him what he is
Page 156.
Lt. Craig Sterling - Cross
saying he told him.
MR. WEINGLASS: It is helpful to the fact-finder.
THE COURT: Well, you can argue that to the fact-finder, fine.
MR. WEINGLASS: But we need the facts to argue to the fact-finder.
THE COURT: Well, the facts, you will have to get it some
other way. He was not brought in here as an expert for that purpose.
MR. WEINGLASS: We will try to get the facts another way.
THE COURT: Okay, get it another way.
MR. WEINGLASS: So I renew my request that I be given the
chart so our expert could come in and testify from the chart.
THE COURT: Well, you will have to do that somehow. I
don't think they could give it to you, it is part of the Court records
now. If you want to bring your expert in here and have him look at it
while it's here.
MR. WEINGLASS: No, the customary way is you copy the chart and you send
it to your
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Lt. Craig Sterling - Cross
expert who gives you an opinion, then you bring in the
expert. That's the way we want to proceed.
MR. WEINGLASS: Could we copy the chart?
MS. FISK: It is clear to me, Your Honor, that there is no
testimony from anybody which would be relevant and admissible in this
proceeding, so the answer is yes.
MR. WEINGLASS: The answer is yes.
THE COURT: Wait awhile. Why don't you just give me Xerox
cases on the point that you are arguing now. And you the same. If you have
any against what she's saying.
MS. FISK: Fine, sir.
THE COURT: Give me the cases. Xerox the cases, I'll read
them and I will make a final decision. At the moment my decision stands.
But I will be glad to correct it and reverse it if you can prove that
you're right.
MR. WEINGLASS: That we are entitled to the chart?
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Lt. Craig Sterling - Cross
THE COURT: Right. Okay.
MR. WEINGLASS: So that our expert could test it?
THE COURT: Yes, that you are right. She said that it's
not admissible in Pennsylvania under the circumstances. We will see. I am
going to have her give me Xerox copies of the case, you can also do the
same. Now let's go forward.
MR. WEINGLASS: We are seeking the admission for the
limited purpose of supporting the credibility --
THE COURT: Counselor, whatever you want to do, just give
me the cases first, will you please. And I will read them. Let me read her
cases. She's made statements, you've made statements. I want you both to
shut up and just give me cases. Let me look at the law. Let me read the
case. Because you can cite the case and you interpret the case your way,
and she can cite the case and interpret it her way. What I want you to do:
Give me the cases and let me interpret it my way. I went to law school
just like you did and just like she did. And I've been a lawyer longer
than you. I've been a
Page 159.
Lt. Craig Sterling - Cross
judge for a good many years. So I'm one of those, how do
I say -- what would you call them?--- Senior Judges or something...
MR. WEINGLASS: Retired.
THE COURT: No, a Senior Judge. I'm not retired, I'm in here everyday.
I'm not retired.
MR. WEINGLASS: Under the Constitution --
THE COURT: Under the Constitution I get a pension. But under the
Constitution --
MR. WEINGLASS: You are retired.
THE COURT: -- I could work everyday. As long as the Supreme Court wants
me to work.
MR. WEINGLASS: Right. But you are --
THE COURT: And that's what I've been doing. I am an
active Senior Judge. Active. A-C-T-I-V-E. I'm here everyday, okay.
MR. WEINGLASS: By special appointment after retirement.
THE COURT: Right. Right, I understand that.
MR. WEINGLASS: You have been retired by the Constitution of
Pennsylvania.
THE COURT: Right, I understand that.
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Lt. Craig Sterling - Cross
I understand the Constitution of Pennsylvania very well, Counselor.
MR. WEINGLASS: Good. Then you understand you're retired.
THE COURT: I am an active Senior Judge, period. If you don't understand
that --
MR. WEINGLASS: Special designation.
THE COURT: -- go back and read the Constitution. You
could take that argument up with the Supreme Court too. Now let's go
forward. Do you have anymore questions of him?
MR. WEINGLASS: To assist the Court I just want to say
this -- and it's just a clarification. We are going to bring the Court a
case which will support the fact that we can show Mr. Hightower was
telling the truth.
THE COURT: Whatever you could do, fine, do it. Anything
else? Anymore questions, Counselor?
MR. WEINGLASS: No.
MS. FISK: I just have one or two.
MR. WEINGLASS: Not at this time.
Page 161.
Lt. Craig Sterling - Redirect
BY MS. FISK:
Q. Lieutenant Sterling, Mr. Weinglass was asking you a
number of questions regarding the period of time Mr. Hightower spent in
polygraph and how the detective brought him down and then how you then
spoke to the detective about the areas of inquiry and then conducted the
examination; do you recall those?
A. Yes.
Q. And was your answers to Mr. Weinglass that he elicited
based upon the custom and practice that you have utilized as a member of
the polygraph unit for the five years that you were employed there?
A. Yes, that is correct.
Q. And is it further your testimony regarding the manner
in which you alert someone, an individual who has been polygraphed to the
results of their polygraph, is based upon that same custom and practice
that you utilized over those five years?
A. That is correct.
Q. Now, were you here outside the Courtroom yesterday, Lieutenant?
A. Yes, I was.
Q. And did you have occasion to see yesterday Mr. Dessie Hightower?
A. Yes, I did.
Page 162.
Lt. Craig Sterling - Recross
Q. Did the seeing of Mr. Dessie Hightower outside the
Courtroom yesterday refresh your recollection and enable you to remember
something about him?
A. Yes, it did.
MS. FISK: Thank you, sir.
BY MR. WEINGLASS:
Q. Are you saying that your seeing him yesterday outside
the Courtroom -- for how many minutes?
A. It was in the Courtroom.
Q. In the Courtroom when you stood right here where I'm standing?
A. That is correct.
Q. Less than five minutes?
A. Approximately.
Q. At a distance of 20 feet?
A. Yes.
Q. And that view for less than five minutes at a distance
of 20 feet caused you to remember that 14 years ago you told him something
in a conversation?
A. No, sir.
MS. FISK: Objection, Your Honor.
MR. WEINGLASS: I have nothing
Page 163.
Lt. Craig Sterling - Recross
further.
MS. FISK: No, Your Honor.
THE COURT: Okay, you are excused.
THE WITNESS: Thank you, Your Honor.
MS. FISK: I have no other Commonwealth witnesses available, Your
Honor.
THE COURT: All right, I guess it's going to be an early day off
today.
MS. FISK: I would ask for notices as to --
THE COURT: Well, how about who you are going to bring next on Monday,
Counselor?
MR. WEINGLASS: Your Honor, with respect to that, I want
to inform the Court that we have now taken the photographs of the
evidence, the ballistics evidence, we have sent the photographs to be
analyzed. We expect a report on that probably on Monday. That's working
expeditiously, as expeditiously as we can. That we have gone to get the
Quarter Session file, so that we could have a copy of the Quarter Session
documents on this case. And we are told, we don't have them yet but we
are
Page 164.
told that we'll get copies shortly.
MS. WOLKENSTEIN: It is clear we need to have access to the file during
non-working --
THE COURT: Well, you could do that in the Clerk of
Quarter Sessions Office. Bring in your own copier or whoever he is, let
him Xerox the things there.
MS. WOLKENSTEIN: Could we have permission, Your Honor?
MS. WOLKENSTEIN: No, Your Honor, for the file to be able
to be removed from Court during Court time. We are willing to go to try
and do that now, after the Court is over.
THE COURT: No, you go up to Quarter Sessions, then call
whoever you are going to get to do it, to do the copying, and you could do
it up there.
MS. WOLKENSTEIN: The file's in the Courtroom now.
THE COURT: Well, the file's going to leave the Courtroom,
it goes back to the Clerk of Quarter Sessions. They don't stay in here
overnight. Go to the Clerk of Quarter Sessions.
Page 165.
It doesn't stay here. It's within their control at all
times. It's not left in the open courtroom, the courtroom is closed.
MS. WOLKENSTEIN: If we can do it this afternoon that would be just
wonderful.
THE COURT: I don't care when you do it, but go to the
Clerk of Quarter Sessions and they will make arrangements for whoever you
are going to have to bring in and you could Xerox it or whatever you have
to do with whatever is in there.
MR. WEINGLASS: Now, we are also attempting to obtain the
photographs that were introduced into evidence at the trial. And we're
having a little difficulty, we are trying to track them down. We're told
now that they are in the Police Evidence Room. These are photographs of
the scene. They are important for our witnesses. And we're still trying to
get them.
THE COURT: Well, Counselor, I am trying to find out who
your witnesses are and why it's so important for all of this information
for you to have.
MR. WEINGLASS: Yes.
Page 166.
THE COURT: Who are your witnesses? I asked you for all
the witnesses. Not only just for today, but all your witnesses. You
haven't given them to me.
MR. WEINGLASS: Yes, we have. At the Court's suggestion
we've gone to see a potential witness in the western part of the State of
Pennsylvania who was incarcerated, we are awaiting a report on that
witness. We will be evaluating it over the weekend.
THE COURT: Okay. But what I am concerned with: Who are
you going to call on Monday, and have you given the D.A. either an
affidavit or a written summary or something so that we don't have to have
all of this hassle about whether they are prepared to go forward on this
case.
MR. WEINGLASS: On the amendment, an amendment to the Petition which we
will file on Monday --
THE COURT: Counselor, I didn't ask you what you are
doing. Do whatever you have to do. You don't have to confess to me what
you are doing. All I want to know is what witnesses are you going to call
on Monday.
Page 167.
MR. WEINGLASS: All of the witnesses that we are going to
call on Monday depend on the work that I'm laying out for the Court.
MR. WEINGLASS: This is a work in progress!
MR. WEINGLASS: That would be helpful.
THE COURT: No.
MR. WEINGLASS: We would then have the photographs, the Quarter Sessions
--
THE COURT: Are you telling me you don't know at this time who you are
going to call on Monday?
MR. WEINGLASS: We have to go over --
THE COURT: I am saying, are you saying to me you can't
give me the names of anyone that you could call on Monday?
MR. WEINGLASS: I can't give you a definitive list until I
have my witnesses look at the materials we are now in the process of
procuring.
MR. WEINGLASS: We don't have the
Page 168.
material.
THE COURT: When you do that, give a copy to the D.A. so
that they'll know the witnesses you want to call on Monday. And you give
them either an affidavit or a summary or whatever it is that they need in
order to prepare to go forward. Give it to them.
MR. WEINGLASS: If we have until Tuesday.
THE COURT: They may be ready to go Monday, I don't know.
Counselor, I will see you back here on Monday, okay. And give them
whatever you have over the weekend. If you want to work over the weekend,
they want to work over the weekend, fine.
MR. WEINGLASS; We are working over the weekend.
THE COURT: Okay, so is the D.A.
MR. WEINGLASS: I do want to ask for a continuance until
Tuesday so I could comply with the Court's request.
THE COURT: No, because maybe they will be ready. Maybe
they will call some of their witnesses on Monday.
MR. WEINGLASS: I know the Court's
Page 169.
concerned about the D.A.'s but there are two parties here.
THE COURT: No, I am concerned about getting witnesses on
that witness stand and testifying under oath in this Courtroom as to what
they know about this case. That's what I'm interested in. I'm not
interested in a lot of hot air. I've had enough of that. It's hot enough
outside, I don't need anymore. What I need, what I need is some live
witnesses to take that stand and tell us what they know.
MR. WEINGLASS: I wish the Court wouldn't characterize
advocacy as hot air. I think it's inappropriate.
THE COURT: Well.
MR. WEINGLASS: And I think it is injudicious and I cite
the Court to the Canon of Judicial Ethics which prohibits this Court from
doing --
MR. WEINGLASS: No, you are saying it to the media, which you read
regularly.
THE COURT: You say everything to the media. You leave here and you have
the whole
Page 170.
thing out here. Let the media come in here and listen to
the witnesses and let them write down what the witnesses say.
MR. WEINGLASS: They have been doing that.
THE COURT: Well, I don't know.
MR. WEINGLASS: They have been writing down --
THE COURT: I have read some of the articles. I don't know
that they are here. I think they are writing down what you tell them. And
if anybody is talking to the media, you are.
MR. WEINGLASS: Well, let the record reflect the Court pointed an
accusing finger.
THE COURT: Well, sure. It wasn't me.
MR. WEINGLASS: And directed it to me at an angry voice.
MR. WEINGLASS: The use of the words hot air.
MR. WEINGLASS: It is designed for media consumption. It is injudicious,
it is
Page 171.
inappropriate.
THE COURT: No, you already used that terminology,
Counselor. I am only picking up what you have said. Counselor, be back on
Monday.
MR. WEINGLASS: You have a robe on and they don't.
THE COURT: Right, I don't talk out of Court.
MR. WEINGLASS: You should conduct yourself as the Canon of Judicial
Conduct requires.
THE COURT: Don't tell me how to conduct myself. You are a
New York attorney. When you come to Pennsylvania you show the proper
respect to this Court. And I am telling you one more time I am not only
going to evict you but I am going to fine you a thousand. As I told you
before: That's not a threat, that's a promise. Okay.
MS. FISK: Your Honor, is it my understanding that the
Commonwealth is to be provided a list by the end of work today or --
THE COURT: Well, before, if you get it on Monday we'11 take it up on
Monday.
Page 172.
MS. FISK: Very well, Your Honor.
THE COURT: Okay, see you on Monday.
THE COURT OFFICER: This Court stands adjourned until 9:30 Monday
morning.
Page 173.
I hereby certify that the proceedings and evidence are
contained fully and accurately in the notes taken by me on the trial of
the above cause, and that this copy is a correct transcript of the
same.
The foregoing record of the proceedings upon the trial of
the above cause is hereby approved and directed to be filed.