Manu
smR^iti: notes on its history and cosmogony
Like all dharma shAstras
or books of Hindu Law, the mAnava dharma shAstra (MDS) or the manu smR^iti is
mainly concerned with the regulation of the life of an Indo-Aryan. The dharma
shAstras have been extensively studied to understand various aspects of ancient
Indian life and have also come under uninformed criticism by the various
enemies of the Hindus determined find defects in Hindu thought. Rather than
assessing the dharma shAstras (DSs) by modern standards and constructs, it
would be more appropriate to compare their socially relevant contents against
other ancient and medieval law-books. Systems that lend themselves to more or
less equal comparisons to the dharma shAstras are vi-diev-dat of the ancient
Iranians, the laws of Hammurabi and the imperfectly known Mongolian Yasa
of Chingiz Kha’khan. It appears plausible that the laws ordained by the DSs
were actually close to practices current during the Mauryan era. They appear to
have attained a near pan-Indian distribution[1]
in this phase. In the subsequent epochs they appear to have even taken root
outside of India in the Far Eastern and Central Asian colonies of the Indians[2].
However, their sway, in these later epochs, particularly during the Gupta and
even later Chola periods was largely theoretical, with a more important role
for the local laws of the self-governing units within the Hindu empires.
Nevertheless, the DSs played an important role in the development of Hindu
cultural unity over India.
Unlike the Vedic
literature, but more like the itihAsa-purANa genre of Sanskrit literature, the
DSs were prone to extensive amendments and corruptions over time. On account of
this historical conclusions can be drawn from them only after the various
layers present in them are determined and their relative chronology understood.
In this work we shall mainly concentrate on one of the foremost of the dharma
shastras, namely that of manu, that contains some additional material beyond
the usual concerns of the DSs. The idea here is not to discuss Hindu law, but
some historical conclusions that may be drawn from the MDS. Most dharma
shastras and the related aphoristic dharma sutras have as their authors well
known Indo-Aryan encyclopedists such as Apastambha, kAtyAyana, gautama and the
like. However, the MDS unlike these is attributed to manu, the legendary
ancestor of all the kshatriyas or by some accounts even the legendary common
ancestor of all humans or all life forms.
This attribution itself
provides an interesting lead regarding the history of the MDS tradition.
Vidievdat, the analogous law-book of the ancient Iranians is attributed to Yima
Kshaeta (the primal ‘kshatriya’ of the Iranians) the son of Vivahvant. In the
Indo-Aryan world manu the primal kshatriya, like yama, is considered a son of
vivasvAn. In this context it is interesting to note that the medieval dharma
shAstra digests quote a now nearly lost smR^iti text, the yama smR^iti[3].
Thus, there is evidence for the parallel existence of a ‘yama’ counterpart of
the MDS even amidst the Indo-Aryans. Taken together, it appears possible that
the MDS at its core represents an essentially Indo-Iranian tradition wherein
the social laws and taboos were attributed to the primal being, the son of
vivasvAn. Consistent with this, both the Iranian Vidievdat and the MDS are
obsessed with ritual purity and purification of various objects through
ablutions and other means. Comparisons between the taboos and practices of the
Roman priests- the Flamen dialis and the Indo-Aryan brAhmaNas show a
rather precise match[4], suggesting
that codification of ritual taboos and priestly behavior had already emerged in
the early Indo-European period. This is consistent with the reconstructed word
Proto-Indo-European word for a priest *bhragsmen from which brAhmaNa and
Flamen are likely to have descended. This implies that it is likely that
even prior to the Indo-Iranian period there was a body of social laws and
institutes of priestly and regal conduct that were already quite well
established and constituted what may be called the proto-manu smR^iti. Given
this conclusion can we identify any material in the extant MDS text that may be
a remnant of this ancient period?
The MDS is rather distinct
from number of other dharma texts in providing a cosmogonic origin mythology at
the beginning of the text. There are several cosmogonic concepts seen in the
Vedic texts are combined together in the MDS. One of these that can be termed puruSha
origin myth appears to be a very primitive one, traceable to the PIE period and
is considerable interest in this context. The puruSha origin myth is clearly
expounded in the puruSha sUktaM (RV 10.90) that in its core consists of the
primal being- puruSha gives rise to social order in the earthly plane and
cosmic order on the universal plane. This view is remarkably reflected in
MDS.31-32:
laekana<
tu ivv&Ï(w¡ muo baøépadt>, äaü[< ]iÇy< vEZy< zuÔ< c
inrvtRyt!.
iÖxa
k«Tva£AaTmnae dehm! AxeRn pué;ae =-vt!, AxeRn narI tSya< s ivrajm!
As&jt! à-u>.
“For the sake of the growth of the peoples he caused the brahmin, the kshatriya, the vaishya and the shudra to emerge from his face, hands, thighs and feet respectively. Dividing his body in half male and half female; through this he generated virAj”.
In the
puruSha suktaM we are told that virAj is the primal puruSha (virAjo adhi
pUrushaH). Thus the MDS directly reproduces the puruSha mythology
expressed in the RV in addition introduces the concept of the virAj emerging
from an androgynous twin form (divdhA kR^itva) form the primal being.
This offers a
connection with yima-the Iranian counterpart of manu. Yima is derived from the
PIE word *yema, meaning twin and is attested in words like Jemini (twin
in Greek- via a common y->j transform). Even in the R^igveda, there is a
whole hymn where yama is paired with his female twin yamI (RV 10.10). Similarly
in Nordic mythology we are told that the primary male- female pair- “realm of
frost” (Niflheimr) and “realm of fire” (Muspellheimr) gave rise to the giant
primal figure Ymir. Ymir is directly derived from proto-Germanic *Yuminaz
and is equivalent to yama or yima. The Roman observer, Tacitus, in his book
Germania (chapter 2) describing the mythology of the primitive Germans mentions
that the primal twin gave rise to the primal man Mannus (equivalent of manu).
Mannus spawned, in turn, the progenitors of the 3 strata of ancient German
society- the Ingaevones, Herminones and Istaevones, like the brahmins,
kshatriyas and vaishyas. Thus we may conclude that the MDS retains some
material from a very ancient stratum of IE existence.
The MDS
contains additional cosmogonic material that also have strong parallels in the
10th maNDala of the R^igveda and are well developed only amidst the
Indo-Aryans. The first of these is the concept of the origin of the universe
from the hiraNyagarbha (MDS-9).
tda{fm! A-vdœ
hEm< shöa<zu sm à-m!, tiSm|! j}e Svy< äüa svRlaekiptamh>.
“The seed
became the golden egg that glowed with a thousand rays; in that emerged brahmA,
out of whom the whole universe has sprung.” This origin myth is referred to in
RV 10.121 (hiraNyagrabha sUktaM). These second is the idea of the manifest
universe emerging from an un-manifest form in which matter was unstructured in
its entirety (MDS 5-6).
AasIdœ
#dm! tmae-utm! Aà}atm! Al][m!, AàtKyRm! Aiv}ey< àsuÝm! #v svRt>.
tt>
Svy<-urœ -gvan! AVyae VyÃyiÚdm!, mha-utaid v&Ä Aaeja> àaÊrasIt!
tmaenud>.
“This
universe existed un-manifest, unperceived, destitute of structure, un-amenable
to probing, un-understandable, wholly immersed, in an inactive state. Then the
Self-existent, indiscernible, but comprising all this, the fundamental elements
of the
discernible universe, appeared with irresistible power, bursting forth from the darkness.” This is reflected in the origin mythology developed in RV 10.129 (nAsadiya sUktaM), one of the most profound mantras in Hindu literature. All these origin mythology hymns appear in the 10th maNDala of the R^ig veda and appear to be part of one of the youngest layers of the RV saMhita that may be associated with the kuru-pa~nchAla realm. The term puruSha, that was coined in the kuru-pa~nchAla period, bears the same relationship with respect to the word pUru as mAnuSha does to manu. As the king pUru was the founding patriarch of the kuru-pa~nchAla ruling class, it is quite likely, that the renaming of the primordial being as puruSha was a move to ‘nationalize’ the ancient Indo-European origin mythology after their dynastic founder. The emphasis of these specific motifs in the MDS suggests that its precursor from the Indo-Iranian period, probably underwent a formalization in the kuru-pa~nchAla realm where it was expanded to include the prevalent origin mythologies and emerged as the principal corpus of Aryan law. This view is strongly supported by the geographical description given in MDS 2.19-2.23 that clearly views the kuru-pa~nchAla realm as the heartland of the Aryans who had settled in India:
k…é]eÇ< c
mTSyaz! c pÂala> zursenka>, @; äüi;Rdezae vE äüavtaRdœ AnNtr>.
@tdœ
dezàsutSy skazadœ A¢jNmn>, Sv< Sv< cirÇ< iz]ern! p&iwVya<
svRmanva>.
ihmvdœ
ivNXyyaerœ mXy< yt! àag! ivnznadip, àTyg! @v àyagac! c mXydez>
àkIitRt>.
Aa
smuÔat! tu vE puvaRdœ Aa smuÔac! c piímat!, tyaerœ @v£ANtr< igyaeRrœ
AayaRvt¡ ivÊrœ buxa>.
k«:[sars! tu crit m&gae yÇ Sv-avt>, s
}eyae yi}yae dezae MleCDdezs! Tvt> pr>.
“The realm of the kurus, the matsyas, pa~nchAla,
and shurasenakas, indeed form the country of the brahmanical sages, which is
next to brahmavarta (the land of brahman or mantras that is said to lie between
sarasvati and drishadvati). From the foremost men born in that land, let all
men on earth learn their etiquettes. This land, that lies between the Himalayas
and the Vindhyas mountains, with prayAga in the East and vinashana (the place
where the river Sarasvati disappears) to the west, is called madhyadesa. But
the entire tract between those two mountains (just mentioned), extending as far
as the eastern and the western oceans is region of the Aryans. It is that land
where the blackbuck naturally roams, a land fit for the performance of
sacrifices; the lands beyond these regions are the regions of the
mlecchadeshas”.
Specifically the clans of primary protagonists of
the pUru epic, the mahAbhArata, the kurus, the yadus, the pa~nchAlas and the
matsyas are mentioned as being present in the core Aryan region. However, in
the MDS the principle references to kshatriyas, are to those such as sudAs
paijavAna, gAthi, nahusha and vena, who were exalted in the vedic texts, and
the brAhmaNas that followed them. Similarly, there is reference to bR^ibhu, the
paNI chieftain and his patronage of the vedic seer bharadvAja, that is alluded
to principally in the R^igveda. The mention of these figures, rather than the
mahAbhArata heroes or the IkshvAkus, or the Magadhan rulers, suggests that the
basic core of the MDS was laid out just prior to the great bhArata war period.
The descriptions of the Aryan king in the MDS are
quite close to the primary Indo-European ruler figure and represents monarchy
in a state of anterior to that seen in later Hindu texts like the artha shAstra
and the panchatantra. The king in the
MDS is repeatedly described as embodying the deities, indra, vAyu, agni,
varuNa, yama, kubera, chandra and surya (MDS 5.58, 7.04, 7.07). For example:
#NÔainl
ymakaR[am! A¶ez! c vé[Sy c,cNÔ ivÄezyaez! cev maÇa inùRTy zañtI>. (MDS7.04)
“The king is the embodiment of the eternal essences
of indra, vAyu (anila), yama, surya (arka), agni, varuNa, chandra and kubera
(vittesha).”
In this respect the differs from the later
description of the king as an embodiment of viShNu and come closer to the
R^igvedic model where great heroes like the IkshvAku monarch, trasadasyu’s
regal power is compared to that of indra and varuNa. The R^igveda also emphasizes
the nature of agni, varuNa and yama as divine ‘kshatriyas’- their qualities
were easily superimposed on the earthly ruler. The king was conceived as an
individual concentrating extraordinary qualities: He was supposed to be learned
in various texts of statecraft, vedic texts, lore of business and trade and the
texts of debating (MDS 7.43). The king
is also called upon to maintain humility, despite his absolute power (MDS
7.40-42). He is also asked to abstain from excesses of alcohol, chess, women and
hunting and desist from inflict harm on his people (MDS 7.50-51).
The king of the MDS was along with his brahminical
elite was principally concerned with legal issues- the brahmins served as
interpreters of the law, prosecutors and the like, while the king served as the
ultimate judge and law enforcer, as yama and varuNa in the divine sphere. All
other aspects of the state were not directly under the king but relegated to a
panel of 7-8 sachivas (ministers). These sachivas were supposed to be experts handling
of issues like revenues, budgets, mines, store houses and directly report to
the king (MDS 7.54). There were two other specialized posts: 1) the dutaH- who
handled foreign affairs and espionage and also served as an ambassador and 2)
the amAtya- who was in charge of all internal and external security issues (MDS
7.63-68). The king is repeatedly
advised to construct fortified strongholds, especially hill forts with ramparts
protected by archers and make such structures the seat of his power. This clearly
appears to be in line with the old Aryan concept of fort warfare and the titles
of victorious Aryan rulers like breaker of hostile forts. In terms of warfare
clearly the concept of the vyuha or specific battlefield formations dominates.
Many of the vyuhas mentioned in the mahabhArata figure in the MDS (MDS 7.
187-189). The vyuhas are also reminiscent of the battle formations alluded to
in the Mongol texts were troops were arrayed in particular configuration to
allow certain kinds of maneuvers. The king while always participating in battle
left actual military preparations to the senApati (commander-in-chief) and
balAdhyakshas (generals). Interestingly the MDS insists that the core force
should only be made up of men of kuru, pa~nchAla, matsya or yAdava affiliation-
again reinforcing the observation that the MDS is essentially a kuru-pancAla
text.
These observations taken together suggest that the
brahminical priests produced the text at the behest of their kuru patrons,
during the pinnacle of their reign in northern India (circa 1500-1400 BC). The
first round of redactions probably occurred very shortly thereafter, during the
period of peace and prosperity in the reign of the kuru-pa~nchAla monarchs
parIkshita and janamejaya (~1300 BC). This period saw a large-scale
systematization of a variety of circum-vedic texts and it is very likely that
basic form of the MDS we inherit today was laid out in this phase. Thus, the MDS being one of the principal
dharma texts of the smArtas, is not surprising given the central role of the
kuru-pa~nchAla empire’s in the emergence of Indian national consciousness.
One of the most profound philosophical achievements
of the ancient Hindus was the development of the vaisheShika darshaNa or the
theory of the particulate structure of all matter. While the principle text of
the vaisheShikas is kaNAda’s work, there is clear evidence that the philosophy
had a more ancient root in the speculative hymns of the vedic saMhitas (for example
Atharva Veda [shaunaka shAkha] 12.1.26, and RV 10.72.6). It is interesting to
note that along with the other vedic philosophical and origin-mythological
constructs the MDS also presents a scheme for the particular construction of
matter (MDS1.15-20):
mhaNtm! @v
caTman< svaRi[ iÇgu[ain c, iv;ya[a< ¢hIt&i[ znE> p #iNÔyai[ c.
te;a<
Tvvyvan! suúman! ;{[am! APyimt Aaejsam!, s<inveZy£AaTmmaÇasu svR-utain
inmRme.
yn!
muitR=vyva> suúmas! tanImaNyaïyiNt ;qœ, tSmat! zrIrm! #Ty! Aa÷s! tSy muit¡
mnIi;[>.
tdaivziNt
-utain mhaiNt sh kmRi->, mní£AvyvE> suuúmE> svR-utk«dœ AVyym!.
te;am!
#d< tu sÝana< pué;a[a< mha Aaejsam!, suúma_yae muitRmaÇa_y>
s<-vTyVyyadœ Vyym!.
Aa*a*Sy gu[< Tve;am! Avaßaeit pr>
pr>, yae yae yavitwí£@;a< s s tavdœ gu[> Sm&t>.
“The great one was the only existing entity,
bearing the three gunas, that enable the five organs, in their order, to
perceive existence. This entity differentiated into 6 types of minute
particles, which possess properties without exception, and combined with minute
particles of that original entity, gave rise to the elements of all existence.
The enlightened ones know the body of the primal entity that constitutes all
existence as being framed by those six types of minute particles. Comprised of
these basic indestructible particles, the particles of the primary elements,
that constitute existence, combine together with their forces and properties.
The minute particles of the primary elements, seven in number, known as the
purushas of great potential, give rise to various impermanent combinations that
comprise the universe, while being indestructible themselves. The properties of
the original particles in a combination, and the way in which they combined,
influence the properties of the emergent particles.”
While this atomic origin mythology of the MDS may
not reach the level of the well argued physical and chemical theories of matter
presented in the sutras of kaNada the kAshyapa or the discourses of
pa~nchashika the A~Ngirasa and sulabhA the vasiShTha, it does present some basic
features of Hindu atomic thought. Importantly, it recognizes the presence of a
unified origin of all existence with the structural lay out of the universe
attributable to a small set of minute fundamental particles. Further, it
recognizes that these particles combine to give rise to the changing universe
while remaining more permanent themselves. It also presents the concept of a
hierarchy of combination of the basic particles, with the current combination
being influenced by the constituent ones. The occurrence of the atomistic
doctrine with the other more macro-scale origin mythologies in the MDS
suggests, that this was one of the streams of origin mythology that developed
along with the others in the kuru-pa~nchala realm. Such concepts appear to have
been the seeds of the vaisheShika philosophy, that developed parallel to old
vedAnta and sAmkhya, which emerged from a different set of seed ideas in the
same milieu.
Relationships between life forms and associated
dietary taboos
The MDS, like most other Indo-Aryan cosmogonies
envisages all living organisms as emerging from a common ancestor, the
prajApati, through several cycles of vertical descent. The MDS notices some
kind of hierarchy within which these organisms with a clear suggestion of the
division of life into several classes, each containing related life forms (MDS
42-49):
ye;a<
tu ya†;< kmR -utanam! #h kIitRtm!, tÄwa vae =i-xaSyaim ³myaeg< c jNmin.
pzvz!
c m&gaíev Vyalaíae-ytaedt>, r]a<is c ipzacaí mnu:yaí jrayuja>.
A{faja>
pi][> spaR n³a mTSyaz! c kCDpa>, yain c£@v< àkarai[ SwljaNy! AaEdkain
c.
Svedj<
d<z mzk< yuka mi]k mTk…[m!, %:m[z! caepjayNte yc! caNyt! ik< icdI†;m!.
%iѾa>
Swavra> sveR bIj ka{fàraeih[>, Aae;Xy> )lpakaNta b÷ pu:p )laepga>.
Apu:pa>
)lvNtae ye te vnSpty> Sm&ta>, pui:p[> )ilníev v&]as!
tu£%-yt> Sm&ta>.
guCD
guLm< tu ivivx< twa£@v t&[jaty>, bIj ka{féha{y! @v àtana vLLy @v
c.
tmsa
b÷ épe[ veiòta> kmRhetuna, ANt> s<}a -vNTy! @te suo Ê>o
smiNvta>.
“I shall describe the classes of creatures in the
descending order of their genesis. Cattle, deer, carnivorous beasts with two
sets of canines, rakshasas (!), pishachas, and men are one group born alive
from wombs. Birds, snakes, crocodiles and tortoises form another group and born
from eggs, just like the aquatic animals. Beetles, mosquitoes, lice, flies,
bugs, and all their like are one group born from droplets in hot moist places.
Diverse small plants, propagated by seed or by slips and shoots, annual plants,
which bear many flowers and fruits, and perish after the ripening of their fruits,
are the next group. Those trees, which bear fruit without visible flowers are
called vanaspati, and those, which bear both flowers and fruit are called
vriksha are the next group of plants (All dicots?). Then there are the various
plants with many stalks, growing from one or several roots, the different kinds
of grasses, the climbing plants and the creepers spring all from seed or from
slips. Then there are the organisms (Fungi?), which possess multiform dark
appendages; all these as a result of their life forces, possess internal
consciousness and experience sensations.”
An important aspect of the MDS is the acceptance of
a commonality between diverse life forms animals, plants and others alike.
Secondly it recognizes a basic similarity in their ability to response to
experience various sensations. This unity of all life forms as expounded by the
MDS makes itself visible in the taboos regarding meat-eating and expiation of
sins for destruction of life forms. Explicitly, the killing of an animal by a brahmin
solely for the purpose of eating meat is strongly banned by the MDS and violent
death is said to be the divine retribution for such acts (MDS 5.37-38). Meat
from a slaughterhouse, meat of birds, pigs, garlic, onion and leeks are
completely banned for a brahmin (MDS 5.11, 5.12, 5.19). However, the brahmin
may eat the meat of certain animal offered to the gods in sacrifices and whose
meat is consecrated in the rites. These include the fishes like pathina,
rohita, mammals like cows, horses, rhinos, porcupines, anteaters and hare, and
others like monitors and tortoises. The MDS adds in a somewhat emphatically
that the eating of meat according to the above prescriptions, drinking of
alcoholic beverages and enjoyment of sexual pleasures are not sins. However, it
adds the caveat that abstention from excess brings great rewards nevertheless
(MDS 5. 56). Thus in the MDS we see an entirely different setup from what we
may observe with the more recent Hindus.
[1] This implies Greater India including today’s states that are India’s neighbors
[2] Far Eastern: Burma, Cambodia, Thailand, Indonesia, Malaysia, Philippines/ Central Asian: Khotan, the oasis states in Turfan along the Silk Road.
[3] The modern manuscript termed the yama smR^iti appears to be a fragment comprising of a very late colophon of the original text and lists a few expiations for sins.
[4] Consult Dumezil’s and Puhvel’s works for further details.