The
Early Middle Ages
By
the end of the fifth century, the Roman Empire had disintegrated in the West. In
a series of invasions, various "Barbarian" peoples (mainly Germanic
tribes) swept into Western Europe. Established patterns of life were disrupted
and lines of communication were broken. There were great movements of population
as invaders settled and were in turn threatened by new invaders. The
civilization of the Early Middle Ages that formed in the West between the sixth
and eleventh centuries reflected the threefold legacy of the fifth and sixth
centuries: Germanic customs and institutions, Roman culture and institutions,
and Christian belief and institutions.
Early
medieval institutions drew from this legacy and slowly took form. The .Christian
Church, supported by a growing bureaucracy, numerous monasteries, and vast land
holdings, became increasingly powerful. Medieval monarchies formed during this
period but were generally weak. Local officials usually exercised political
authority more effectively than monarchs. Europeans gradually established feudal
relations among themselves based on personal contractual obligations for
military service or exchange of land. An almost self-sufficient manorial
economic and social system spread throughout many areas. In comparison to the
preceding era, there was a broad cultural decline.
During
the eighth and ninth centuries there was a temporary revival, especially under
the rule of the Carolingian King Charlemagne, who conquered vast territories,
centralized his own authority, and encouraged cultural activities. But not long
after his death, fragmentation set in and Western Europe was again beset by
invasions.
The
sources in this chapter center on five broad topics. The first is the transition
from Classical to medieval times: When did this transition occur, and what was
its nature? Is this transition best viewed as occurring with the fall of Rome in
the late fifth century or two centuries later with the rise of Islam? How was
the transition experienced by observers of the time? The second topic is
feudalism: How exactly should it be defined? What sort of relationships between
people were characteristic of feudalism? What purposes did feudalism serve? How
should feudalism be evaluated? The third topic is the reign of Charlemagne. What
is the evidence for a revival of central authority and culture? What were the
relations between Church and state during this period? The fourth topic concerns
issues of gender characteristic of the Early Middle Ages: In what ways did the
position of women change during this period? The fifth topic looks at the Early
Middle Ages from a geographic perspective: How was the instability of the ninth
and tenth centuries related to Western Europe's vulnerability to outside forces?
The
aim in presenting these topics is to show the nature of the civilization that
was developing during this time. Despite the disruptions, the apparent decline,
and the relative disorganization of life between the fifth and eleventh
centuries, long-lasting and distinctly European institutions were being formed.
Mohammed
and Charlemagne: The Beginnings of Medieval Civilization
Henri
Pirenne
Traditionally,
the break between Roman civilization and the Middle Ages in the West has been
dated to the Germanic invasions during the fifth century. According to this
view, by the sixth century the West had experienced such change and decline in
its political institutions, commerce, social life, and cities that Rome was at
best a distant memory; the Early Middle Ages had begun. During the 1920s and
1930s this assumption was challenged by the Belgian historian Henri Pirenne
(1862-1935). He argued that there was relative continuity during the fifth,
sixth, and first half of the seventh centuries. The transition to the Middle
Ages occurred between 650 to 750 as a result of the rise of Islam. Pirenne's
thesis had wide acceptance for many years. Although historians have since cast
doubt on important parts of this thesis, all medievalists must still deal with
this interpretation. In the following excerpt Pirenne summarizes his argument.
Consider:
Pirenne's explanation of why the Germanic invasions did not create the break
with antiquity; Pirenne's rationale for arguing that the transition was
completed by 800; Pirenne's view of
the most important ways in which the civilization of the Middle Ages differed
from that o the fifth and sixth centuries.
From
the foregoing data, it seems, we may draw two essential conclusions:
1.
The Germanic invasions destroyed neither the Mediterranean unity of the ancient
world, nor what may be regarded as the truly essential features of the Roman
culture as it still existed in the 5th century, at a time when there was no
longer an Emperor in the West.
Despite
the resulting turmoil and destruction, no new principles made their appearance;
neither in the economic or social order, nor in the linguistic situation, nor in
the existing institutions. What civilization survived was Mediterranean. It was
in the regions by the sea that culture was preserved, and it was from them that
the innovations of the age proceeded: monasticism, the conversion of the
Anglo-Saxons, the ars Barbaiica, etc.
The
Orient was the fertilizing factor: Constantinople, the centre of the world. In
600 the physiognomy of the world was not different in quality from that which it
had revealed in 400.
2.
The cause of the break with the tradition of antiquity was the rapid and
unexpected advance of Islam. The result of this advance was the final separation
of East from West, and the end of the Mediterranean unity. Countries like Africa
and Spain, which had always been parts of the Western community, gravitated
henceforth in the orbit of Baghdad. In these countries another religion made its
appearance, and an entirely different culture. The Western Mediterranean, having
become a Musulman lake, was no longer the thoroughfare of commerce and of
thought which it had always been.
The
West was blockaded and forced to live upon its own resources. For the first time
in history the axis of life was shifted northwards from the Mediterranean. The
decadence into which the Merovingian monarchy lapsed as a result of this change
gave birth to a new dynasty, the Carolingian, whose original home was in the
Germanic North.
With
this new dynasty the Pope allied himself, breaking with the Emperor, who,
engrossed in his struggle against the Musulmans, could no longer protect him.
And so the Church allied itself with the new order of things. In Rome, and in
the Empire which it founded, it had no rival. And its power was all the greater
inasmuch as the State, being incapable of maintaining its administration,
allowed itself to be absorbed by the feudality, the inevitable sequel of the
economic regression. All the consequences of this change became glaringly
apparent after Charlemagne. Europe, dominated by the Church and the feudality,
assumed a new physiognomy, differing slightly in different regions. The Middle
Ages-to retain the traditional term-were beginning. The transitional phase was
protracted. One may say that it lasted a whole century-from 650 to 750. It was
during this period of anarchy that the tradition of antiquity disappeared, while
the new elements came to the surface.
This
development was completed in 800 by the constitution of the new Empire, which
consecrated the break between the West and the East, inasmuch as it gave to the
West a new Roman Empire-the manifest proof that it had broken with the old
Empire, which continued to exist in Constantinople.
The
Carolingian West:
The
Genesis of Feudal
Relationships
David
Nicholas
Scholars
have long differed over the precise meaning of feudalism. In the following
selection David Nicholas surveys this scholarly debate, pointing out some of the
problem with the different approaches. He then argues that the term 'feudal
relations," emphasizing vassalage and the fief as the key components of the
feudal bond, is more useful than the term 'feudalism."
Consider:
The ways scholars have disagreed over feudalism; why feudal relations might be a
better term; the ways this interpretation might be supported by the primary
sources in this chapter.
The
Frankish age witnessed the birth of feudal relations, in the stage that the
American medievalist Joseph Strayer called the feudalism of the armed retainer,
as distinguished from the later feudalism of the counts and other great lords.
The term 'feudalism' has occasioned considerable dispute among scholars. It is
applied by Marxists and some capitadist politicians for any economic or
political regime that they consider aristocratic or oppressive. Others have
identified it with decentralisation of governmental function, but this ignores
the fact that those areas where feudal bonds were most completely developed,
France and England, became centralised states, while non-feudal Germany and
Italy split into numerous principalities. Forces other than extent of
feudalisation were involved in these cases, but lords of feudal vassals had a
measure of control over their fiefs that princes did not have over allodial
(public, non-feudal) land.
Some
have defined feudalism very broadly, including the non-honourable bonds of serf
to landlord as an economic feudalism. Others prefer to avoid the term entirely,
since 'feudalism' is a modern word that was not used during the Middle Ages.
Much of the confusion comes from the 'all or nothing' approach of some
historians. Although some lords compiled lists of their fiefholders, there was
never a feudal 'system'. 'Feudal relations' seems preferable, for even
feudal'ism' suggests more rigidity than was ever present. Feudal relations
developed gradually. We learn much about them in the late Merovingian and
Carolingian periods, but the sources then say little more until the eleventh
century and particularly the twelfth. When the records recommence, they show
that feudal bonds had been evolving in many but not all parts of Europe in the
intervening period.
For
while the word 'feudalism' did not exist, Latin and the vernacular languages had
words for vassal and fief, the necessary component parts of the feudal bond.
Vassalage was a personal tie of man to lord that developed characteristics that
set it apart from other such bonds. The vassal, the subordinate party, owed
honourable obligations, notably military service, that did not compromise his
social rank. In the language of contemporary texts, he was a'free man in a
relationship of dependence'. Not all vassals held fiefs. Princes throughout the
Middle Ages continued to maintain warriors in their households. It is inexact to
speak of these people as being in a feudal bond with their lords, for they lived
in proximity to their lords and did not hold fiefs. The fief was the proprietary
nexus between vassal and lord and was held on conditions of tenure that were
sharply different from non-feudal property. Vassals who held fiefs were expected
to use the income of those properties to pay the costs of performing their own
vassalic obligations. They were not maintained directly in the lords'
households. Pope Gregory VII (1073-85), whose vassals included Robert Guiscard,
the ruler of much of southern Italy, and who claimed the right to give Hungary
and England in fief to their kings, would have been astonished at some scholars'
notion that he was fighting for a figment of his imagination. Although there was
no feudal system, to deny the existence of vassalage and fiefholding is to deny
fact.
An
Evaluation of Feudalism
Daniel
D. McGarry
Feudalism
developed gradually during the Early Middle Ages, becoming a prevailing system
in many areas between the ninth and thirteenth centuries. By the Late Middle
Ages, the feudal system was in decline, though elements of it would remain well
into the early modern period. Since the Renaissance, scholars have often
evaluated medieval feudalism negatively, emphasizing its weakness and localism.
In recent decades, scholars have looked at feudalism more positively,
emphasizing its adaptiveness to certain historical circumstances. In the
following selection Daniel McGarry evaluates the shortcomings and the positive
features of feudalism.
Consider:
Whether you agree with McGarry's evaluation of what feudalism's
"shortcomings" were and what its "Positive" characteristics
were; whether the strengths of feudalism outweigh its weaknesses.
While
feudalism had serious shortcomings, it also rendered valuable services. On the
negative side, it resulted in numerous small, semi-independent local
governments, incapable of providing many needed public services. Usually roads
and bridges were inadequately maintained, while excessive tolls and duties were
collected, and brigands and pirates flourished. Excessive emphasis was placed
upon personal relationships, to the neglect of concepts of the community and
public welfare. The components of the body politic were too loosely bound
together by oaths and customs, with a minimum of firm enforceable obligations.
The central government was too dependent upon voluntary cooperation and moral
responsibility. Obligations were often so indeterminate as to admit of easy
evasion. Confusion frequently prevailed, private wars were common, and commerce
was severely handicapped.
On
the positive side, feudalism was a realistic adaptation to existing
circumstances: a flexible workable compromise between Germanic and Roman
elements. In a time of great insecurity, it provided local defense and
government, without entirely sacrificing unity. It was just flexible enough, on
the one hand, and just conservative enough on the other, to surmount
contemporary challenges yet allow for future reunification. Those states, such
as France and England, where feudalism prevailed in the early Middle Ages
emerged strong and united at the close of the Middle Ages, whereas those such as
Germany and Italy where mixed political patterns were maintained, emerged weak
and divided. Feudalism helped to give Western Europe a military proficiency
which eventually enabled it to spread its colonies and civilization over the
world. It encouraged the contract theory of government, according to which
government is the result of a free agreement among the governed; and it
contained the principle that all government is limited. Many favorable features
of feudalism, first applied only to the upper classes, were progressively
extended downward to benefit all the people. Feudal great councils eventually
evolved into general representative assemblies, known as Parliaments, Cortes,
Estates, Diets, etc. The principle of "No taxation without
representation" or "No new taxes without popular consent" is
traceable back to the feudal requirement of the imposition of other than
customary aids upon the aristocracy. The modem "code of the
gentleman," and many of our ideals of courtesy, good manners, and fair play
also derive from feudalism.
Sanctity
and Power: The Dual Pursuit of Medieval Women
Jo
Ann McNamara and Suzanne E Wemple
Too
often it has been assumed that the position Of women changed little throughout
the Early Middle Ages. In the following selection two medieval historians, Jo
Ann McNamara of Hunter College and Suzanne Wemple of Bamard College, argue that
by the ninth century the situation for many women had vastly improved.
Consider:
How marriage customs changed to the benefit of women; the social effects of
changes in women's inheritance rights.
By
the ninth century a complex series of social advances had produced a vastly
improved situation for the individual woman vis-h-vis the family interest to
which she had previously been subordinated. Women were able to ensure their
independence within the limits of whatever social sphere they occupied by their
control of some property of their own. The Germanic custom of bride purchase
practically disappeared. Instead of giving a purchase price to the bride's
family, the groom endowed her directly with the bride gift, usually a piece of
landed property over which she had full rights. To this, he frequently added the
morning gift following the consummation of the marriage. In addition to the
economic independence derived through marriage, the women of the ninth century
enjoyed an increased capacity to share in the inheritance of property. Women had
always been eligible to receive certain movable goods from either their own
relatives or from their husbands but now law and practice allowed women to
inherit immovables. A reason for this trend may be discerned from a deed from
the eighth century in which a doting father left equal shares of his property to
his sons and daughters. He justified his act by explaining that discrimination
between the sexes was an "impious custom" that ran contrary to God's
law and to the love he felt for all of his children.
Women's
ability to inherit property had far-reaching social effects, which modern
demographers are still investigating. Although a young woman still could not
marry a man against her family's will, her independence after marriage was
greatly enhanced if she possessed her own property. After their father's death,
Charlemagne's daughters were able to withdraw from the court of their brother
and lead independent lives because Charlemagne had endowed them with substantial
property. As widows, too, women acquired increased status if they were allowed
to control their sons' and their deceased husbands' property. The most dramatic
example of this permanently affected the political future of England. The
daughter of Alfred the Great, Ethelflaeda, widow of the king Of Mercia, devoted
her long reign to cooperation with her brother in the pursuit of their father's
policy of containing the Norse invaders. Together they established a strong,
centralized kingdom centered on Wessex. After a life of campaigning against
Danish, Irish, and Norwegian enemies, she succeeded in willing the kingdom away
from her own daughter, the rightful heiress, and leaving it to her brother. This
act destroyed the independence of Mercia with its rival claims to Anglo-Saxon
supremacy and assured that the English kingdom would be dominated by Wessex and
the line. of Alfred. Ironically, Ethelflaeda's indisputable contribution to the
future of England deprived another woman of her right to rule.
Chapter
Questions
1.
In what ways was feudalism an effective answer to problems facing Europeans
during the Early Middle Ages? In what ways did feudalism create new problems? Do
you think the advantages of feudalism outweighed its disadvantages?
2.
How would you justify calling this era a period of decline? What are some of the
problems in so interpreting the Early Middle Ages? How might it be described as
something other than a decline?
3.
In what ways did the West differ politically, militarily, and culturally in the
Early Middle Ages from the preceding Roman Empire?
The
High Middle Ages: The Eleventh and
Twelfth Centuries
During
the eleventh and twelfth centuries Western Europe gained new dynamism. The
population increased and would continue to do so into the thirteenth century.
This was accompanied by an internal expansion, involving increased clearing and
farming of land, and an external expansion, with Europeans settling in new lands
to the east and venturing on crusades to the Holy Land. Commerce revived,
including long-range trade facilitated by newly won control over parts of the
Mediterranean formerly dominated by Islam and Byzantium. Towns and cities grew,
accompanied by corresponding social and political changes, as urban groups
gained power and prestige. Within the Catholic Church, reforms were instituted,
such as those initiated by the Cluniac monasteries. The papacy became more
assertive, claiming greater powers and challenging monarchs for authority. In a
variety of ways there was a broad cultural revival, perhaps most clearly
exemplified by the establishment of new institutions of learning that would
develop into universities by the early thirteenth century. Through these and
other developments, a more stable civilization was being formed that we can
recognize as European.
The
sources in this chapter concentrate on three main aspects of the eleventh and
twelfth centuries. The first is what many historians feel was the most central
issue of the time: What would the relationship between Church and state be? This
issue was manifested in the Investiture Controversy, especially in the struggle
between Pope Gregory VII and Emperor Henry IV, but more broadly a controversy
that generally marked the High Middle Ages. The second is a broad and deeply
significant development, the growth of commerce and industry. The documents show
urban revival, growing trade within Europe, and new long-distance commerce. The
documents also cast light on the type of individuals most involvedthe growing
class of merchants. The third is the social and psychological nature of life
during this period, a topic that has recently been of particular interest to
historians. How was serfdom experienced and viewed? How did people of different
classes relate to each other? How were women viewed? In what ways was the
psychic life of individuals related to the physical and social environment of
the Middle Ages?
A
sense of the dynamism characteristic of the High Middle Ages during these two
centuries should emerge from these materials. In the next chapter the crusades,
which reflect this same expansive dynamism, will be examined.
Medieval
Values
Jacques
Le Goff
The
medieval world was permeated by certain values that colored how people tended to
think about the world and to behave in society. Here generalizations are
difficult, and in analyzing values scholars often have difficulty leaving their
own values aside. In the following selection Jacques Le Goff, a well-known
French medievalist, analyzes the fundamental values with which men of the Middle
Ages thought, acted, and lived. Here he focuses on their social and political
concerns, above all hierarchy, authority, rebellion, and liberty.
Consider:
What exactly these medieval values were and how they fit together, what 'justice
"might mean to medieval men; how one's social station might relate to these
values. [M]en of the Middle
Ages thought, acted, and lived with several fundamental values. . .
. "
Hierarchy:
The duty of medieval man was to remain where God had placed him. Rising in
society was a sign of pride; demotion was a shameful sin. The organization of
society that God had ordained was to be respected, and it was based on the
principle of hierarchy. Earthly society, modeled on celestial society, was to
reproduce the hierarchy of the angels and the archangels. . .
.
Authority
and Authorities: On the social and political levels, medieval man had to obey
his superiors, who were prelates if he was a cleric, the king, the lord, the
city fathers, or community leaders if he was a layman. On the intellectual and
mental level he had to show loyalty to the authorities, the first of which was
the Bible, followed by authorities imposed by historical Christianity: the
Fathers of the church in late antiquity, the university magistri in the age of
the universities in and after the thirteenth century. The abstract and superior
value of auctoritas, of authority, inherited from classical antiquity, was
imposed upon him, embodied in a great number of different
"authorities." The greatest intellectual and social virtue required of
medieval man was obedience, justified by religion.
The
Rebel: Nevertheless (increasingly after the year 1000, and again after the
thirteenth century), a growing number of medieval men refused to accept
unchallenged the domination of hierarchical superiors and authorities. For a
long time, the principal form of contestation and rebellion was religious: it
was heresy. Within the framework of feudalism, it then took the form of the
revolt of the vassal against the lord when the latter abused his power or
neglected his duties. In the university context contestation was intellectual.
Social revolt finally arrived to both city and countryside in the forms of
strikes, riots, and workers' and peasants I revolts. The great century for
revolt was the fourteenth, from England and Flanders to Tuscany and Rome. When
necessary, medieval man had learned how to become a rebel.
Liberty
and Liberties: Liberty was one of medieval man's time-honored values. It
motivated his principal revolts. The church, paradoxically, gave the signal, as
it was under the banner of Libertas Ecclesiae-the freedom of the church-that the
church, the pope at its head, demanded its independence from a lay world that
had subjugated it through feudalization. From the mid-eleventh century, liberty
was the password of the great movement for reform begun under Gregory the Great.
Later,
aware of their strength and eager to sweep away obstacles to the great surge
that had beg-Lin with the year 1000, peasants and new city-dwellers demanded and
obtained freedom, or, more often, freedoms. The enfranchisement of the serfs
corresponded to the concession of charters or liberties to the burghers of the
towns and cities. These were above all freedoms (in the plural)-liberties that
were actually privileges.
The
Mold for Medieval Women: Social Status
Margaret
Wade Labarge
Gender
alone greatly affected the life of medieval women, but there were several other
factors that interacted with gender to influence the sort of life a medieval
woman might lead. Perhaps the most important other factor was social status. In
the following selection from A Small Sound of the Trumpet: Women in Medieval
Life, Margaret Wade Labarge analyzes the importance Of social status for
medieval women.
Consider:
The differences between upper- and lower-class women; how status interacts with
gender differences; how the primary sources in this chapter might support
Labarge s analysis.
...
[S]ocial status was even more important for a medieval woman than her physical
inheritance, for it defined how she would be regarded by others, whom she could
marry or what form of religious life she might undertake. Status was determined
by birth, for medieval thinkers firmly believed that royal and noble blood was
indeed different from the substance which pulsed in the veins of the bourgeois
and the peasants, and that it should not be intermingled with that of a lower
rank. It was this solid conviction which accounted for the fury of widows and
wards whose lords sold their marriages and thus their fiefs to men below their
own station and explains their willingness to pay large sums to avoid such
disparagement. Women shared the status of their family and their husband all the
way up and down the social scale, though a married woman was always a step below
her husband for he was her lord and master. Nevertheless, such subordination was
restricted only to her husband; all other men, if of lower rank, must display
respect for her higher status, for actual behaviour was based primarily on the
subservience exacted by rank . . . .
The
consciousness of their privileged position protected the women of the upper
classes, but worked to the disadvantage of those lower down the scale. Courtesy
was a noble virtue; it was not considered necessary towards poor townswomen or,
even more noticeably, towards peasant women, because their low rank excluded
them from consideration. Most men felt that violence, even rape, practised on
such base creatures quite literally did not count and should be overlooked. Such
an attitude was encouraged by the fact that high tempers and violence were
general in the Middle Ages in both sexes. In addition, the law recognized the
right of men of all classes to beat their wives, so long as they did not kill
them or do excessive damage. It appears to have been a frequently exercised
right, for many of the cautionary tales warn women of the wisdom of being humble
and not arousing their husband's wrath, lest a beating and permanent
disfigurement or worse should follow. The women themselves seem to have been
quick with words and occasionally with blows.
The
Merchant
Aron
ja. Gurevich
The
eleventh and twelfth centuries saw the growth of towns and cities, which marked
a new dynamism in Western civilization. One reason for this growth was the
revival of commerce. Here the medieval merchant played a central role, but the
merchant was important to medieval society in several ways. In the following
selection Aron ja. Gurevich analyzes the roles played by the medieval merchant
and the type of person the great merchant was.
Consider:
The ways the merchant supported medieval society; the social and psychological
differences between the merchant and others; whether this interpretation is
supported by the document on St. Godric.
The
position of men of affairs in medieval society was extremely contradictory. By
lending money to the nobles and the monarchs (whose insolvency or refusal to pay
often caused the failure of great banks), and by acquiring landed property,
concluding marriages with knightly families, and pursuing noble titles and
crests, the mercantile patriciate became deeply entrenched in feudal society, to
the point of being an inevitable and fundamental element of it. Crafts,
commerce, the city, and finance were all organic parts of fully developed
feudalism. At the same time, however, money was sapping the traditional bases of
aristocratic domination-land and warfare-and pauperizing the artisan class and
the peasants, since the great enterprises launched by merchants employed
wage-workers. When in the late Middle Ages money became a powerful social force,
large-scale international commerce and the spirit of gain that moved the
merchants became the heralds of a new economic and social order: capitalism.
In
spite of all his efforts to "root himself' in the structure of feudalism
and adapt himself to it, the great merchant was a totally different
psychological and social type from the feudal lord. He was a knight of profit
who risked his life not on the battlefield but in his office or his shop, on
board a merchant ship, or in his bank. To the warlike virtues and the impulsive
emotivity of the nobles he opposed careful calculation and cause-andeffect
thinking; to irrationality, he opposed rationality. In the milieu of men of
affairs a new type of religious sentiment came to be elaborated in a paradoxical
combination of faith in God and fear of castigation in the otherworld, on the
one hand, and, on the other, a mercantile approach to "good works"
that expected indemnification and compensation, which were to be expressed as
material prosperity.
The
Making of the
Middle
Ages: Serfdom
R.
W Southern
For
large masses of people serfdom was the overriding condition of life during the
Middle Ages. At times observers have tended to romanticize the Middle Ages and
the bucolic life of the peasantry. But in the following selection R. W Southern
of Oxford University, author of the highly acclaimed The Making of the Middle
Ages, reflects most historians' views in arguing that serfdom was a condition
characterized by servitude; the serfs lack of liberty was recognized by
contemporaries as harmful and degrading. This selection illustrates the
advantages of looking at the Middle Ages from the inside, from the point of view
of the people of that time.
Consider:
The evidence Southern provides to support his argument; how this
interpretationfits with the selection from The Art of Courtly Love that
discusses love and the peasants; conditions that might have mitigated the
negative aspects Of serfdom.
To
nearly all men serfdom was, without qualification, a degrading thing, and they
found trenchant phrases to describe the indignity of the condition. The serf's
family was always referred to by lawyers as his brood, his sequela, and the
poets delighted to exercise their ingenuity in describing the physical deformity
of the ideal serf. Hard words break no bones, but they are hard to bear for all
that, and they became harder as time went on.
Men
well knew, however theologians might seem to turn common notions inside out, the
difference between the yoke of servitude and the honour of liberty-or, to use
the expressive phrase of Giraldus Cambrensis, the hilaritas libeTfatis:
"There is nothing," he wrote, 11 which so stirs the hearts of men and
incites them to honourable action like the lightheartedness of liberty; and
nothing which so deters and depresses them like the oppression of
servitude." If we consider only the practical effects of serfdom and notice
how little the lines of economic prosperity follow those of personal status; if
we reflect on the many impediments to free action, to which even the mightiest
were subjected in such delicate matters as marriage and the bequeathing of
property, it may seem surprising that the pride of liberty was so strong, and
the contempt for serfdom so general: yet such was the case. However much the
hierarchical principle of society forced men into relationships at all levels of
society in which rights and restraints were inextricably mixed up, the primitive
line which divided liberty from servitude was never forgotten.
Feudal
Society: The Psychic World of Medieval People
Marc
Bloch
A
full picture of the Middle Ages requires a concrete, empathetic sense of how
people experienced everyday life at that time. But perhaps the hardest task for
the historian is to understand and convey feelings and attitudes of people in
the distant past. Few historians have attempted to do this in any
"scientific" or rigorous way, although in recent years there has been
a growing interest in this kind of scholarship. A pioneering effort in this
direction was made by the French medievalist Marc Bloch. In the following
selection Bloch relates the physical and social environment of the Middle Ages
to the psychic world of the inhabitants of that time.
Consider:
The evidence that supports Bloch's claim that emotional instability was
characteristic of the feudal era; how this approach compares with the approaches
of Southern and Pirenne.
The
men of the two feudal ages were close to nature-much closer than we are; and
nature as they knew it was much less tamed and softened than we see it today.
The rural landscape, of which the waste formed so large a part, bore fewer
traces of human influence. The wild animals that now only haunt our nursery
tales-bears and, above all, wolves-prowled in every wilderness, and even amongst
the cultivated fields. So much was this the case that the sport of hunting was
indispensable for ordinary security, and almost equally so as a method of
supplementing the food supply. People continued to pick wild fruit and to gather
honey as in the first ages of mankind. In the construction of implements and
tools, wood played a predominant part. The nights, owing to the wretched
lighting, were darker; the cold, even in the living quarters of the castles, was
more
intense.
In short, behind all social life there was a background of the primitive, of
submission to uncontrollable forces, of unrelieved physical contrasts. There is
no means of measuring the influence which such an environment was capable of
exerting on the minds of men, but it could hardly have failed to contribute to
their uncouthness . . . .
Infant
mortality was undoubtedly very high in feudal Europe and tended to make people
somewhat callous toward bereavements that were almost a normal occurrence. As to
the life of adults, even apart from the hazards of war it was usually short. . .
.
Among
so many premature deaths, a large number were due to the great epidemics which
descended frequently upon a humanity ill-equipped to combat them; among the poor
another cause was famine. Added to the constant acts of violence these disasters
gave life a quality of perpetual insecurity. This was probably one of the
principal reasons for the emotional instability so characteristic of the feudal
era, especially during its first age. A low standard of hygiene doubtless also
contributed to this nervous sensibility. . .
.
.
. . Finally, we must not leave out of account the effects of an astonishing
sensibility to what were believed to be supernatural manifestations. It made
people's minds constantly and almost morbidly attentive to all manner of signs,
dreams, or hallucinations. This characteristic was especially marked in monastic
circles where the influence of mortifications of the flesh and the repression of
natural instincts were joined to that of a mental attitude vocationally centered
on the problems of the unseen. No psychoanalyst has ever examined dreams more
earnestly than the monks of the tenth or the eleventh century. Yet the laity
also shared the emotionalism of a civilization in which moral or social
convention did not yet require well-bred people to repress their tears and their
raptures. The despairs, the rages, the impulsive acts, the sudden revulsions of
feeling present great difficulties to historians, who are instinctively disposed
to reconstruct the past in terms of the rational. But the irrational is an
important element in all history and only a sort of false shame could allow its
effects on the course of political events in feudal Europe to be passed over in
silence.
Chapter
Questions
1.
For a long time it was believed that the Middle Ages, the years 500 to 1500,
constituted an era of little change, offering little in comparison to the
Greco-Roman civilization that preceded it and the Renaissance that succeeded it.
In what ways do the sources in this chapter not support this interpretation?
2.
In what ways were developments during the eleventh and twelfth centuries
problematic or advantageous to the Church? To the monarchies?
3.
What options were available to people in different classes or stations of
life--peasants, merchants, Church officials, and kings-to make changes in their
lives?