Shortliffe et. al.; Chapter Summaries

Chapter 1:

The computer meets medicine: emergence of a discipline

Basically, this chapter introduces the field of medical informatics. It describes how and why it emerged, some past accomplishments, and what can be expected in the future.

Why and how this discipline emerged?

The emergence of medical informatics as a new discipline is due in large part to advances in computing and communications technology; to an increasing awareness that the knowledge base of medicine is essentially unmanageable by traditional paper-based methods; and to a growing conviction that the process of informed decisions making is as important as the collection of facts on which clinical decisions or research plans are based. (pg 20)

Historical perspective: (pg 20-26)

The trend from mainframe computers to microcomputers and personal computers.

1890: first practical application of automatic computing relevant to medicine

1940’s: electronic digital computers began to appear

1950’s: general purpose computers began to appear in the marketplace

1970’s: -introduction of HIS applications

-medical-computing activity broadened in scope and accelerated with the appearance of minicomputers. These machines made it possible for individual departments to acquire their own dedicated computers and to develop their own application systems.

early 1980’s: everything radically changed when PC’s became available. This change broadened the base of computing and gave rise to a new software industry.

Future:

 Key Terminology:

consists of making a diagnosis, choosing a treatment, managing therapy, making decisions, monitoring a patient, and preventing disease. The fabric of medical care is a continuum in which these elements are tightly interwoven. (pg 28)

is used to referred to the broad range of issues related to the management of both paper-based and electronically stored information. (pg 19)

relationship to medical science (pg 26)

relationship to biomedical engineering (pg 28)

relationship to computer science (pg 30)

 and some key lines....

1. new development in computer hardware and software

2. increase in the number of professionals who have been trained in both clinical medicine and computer science.

3. ongoing change in health care financing designed to control the rate of growth of medical expenditures (pg 33)

Chapter Two – Medical Data: Their Acquisition, Storage and Use

  1. What are Medical Data?

Data are central to all medical care because they are crucial to the process of decision making. In fact, all medical care activities involve gathering, analyzing or using data. There are a number of forms of data present in health care delivery. These range from concrete numeric data values such as laboratory test results to interpretive information about a patient’s family or economic setting, or the subjective impression of disease severity that an experienced physician will often obtain within a few seconds of entering a patient’s room. No physician disputes the importance of such observations in decision making during patient assessment, yet the precise roles of these data and the corresponding decision criteria are so poorly understood that it is difficult to record the data in ways that convey their full meaning, even from one physician to another.

  1. What are the Types of Medical Data?

There is a broad range of data types in the practice of medicine and the allied health services. Narrative data account for a large component of the information that is gathered in the care of patients. For example, the patient’s description of his present illness, including responses to focused questions from the physician, generally is gathered verbally and is recorded as test in the medical record. Many data in medicine take on discrete numeric values. These include such parameters as laboratory test results or vital signs. Subsequently, the issue of precision becomes important. Other forms of data include analog data (e.g. ECG) and visual images – either acquired from machines or sketched by the physician.

  1. Who Collects the Data?

Physicians are key players in the process of data collection and interpretation. They converse with the patient, examine the patient, and generally decided what additional data to collect. Nurses also play a central role in making observations and recording them for future reference. Because nurses spend more time with patients than physicians do, especially in the hospital setting, nurses often build caring relationships with patients that uncover information and insights that contribute to proper diagnosis, to understanding of pertinent psychosocial issues, or to proper planning of therapy or discharge management. A variety of other health care workers contribute to the data collection process )e.g. office staff and admissions personnel, physical or respiratory therapists, laboratory personnel, radiology technicians and radiologist, pharmacists...). Clearly, most people employed in health care settings gather patient data, record them, and make use of them in their work.

  1. Uses of Medical Data

Medical data may be needed to support the proper care of the patient from whom they were obtained, or may contribute to the good of society through the aggregation and analysis of data regarding populations of individuals. One problem with traditional data recording techniques has been that the paper record has worked reasonably well to support the proper care of individual patients, but has made clinical research across populations of patients extremely cumbersome. Computer based record keeping offers major advantages in the regard.

  1. For the Basis for the Historical Record

Medical records are intended to provide a detailed compilation of information about individual patients: patient history, symptoms, physical signs, lab results, etc. It is the careful observation and recording by skilled health care personnel that has always provided the foundation for generating new knowledge about patient care.

  1. Support Communication Among Providers

A central function of structured data collection and recording in health care settings is to assist in providing coordinated care to a patient over time. In the world of modern medicine, the emergence of subspecialization and the increasing provision of care by teams of health professionals have placed new emphasis on the central role of the medical record. Now the record not only contains observations by a physician for reference on the next visit, but also serves as a communication mechanism among physicians and other health care personnel such as physical or respiratory therapists, nursing staff, radiology technicians, social workers, or discharge planners.

  1. Anticipate Future Health Problems

Quality medical care involves the education of patients about the ways in which their environments and lifestyles can contribute to or reduce the risk of future development of disease. Medical data therefore are important in screening for risk factors, following patients’ risk profiles over time, and providing a basis for specific patient education pr preventative interventions, such as diet, medications, or exercise.

  1. Record Standard Preventative Measures

The medical record also serves as a source of data on interventions that have been performed to prevent common or serious disorders (e.g. immunizations).

  1. Identify Deviations from Expected Trends

Data are often useful in medical care only when viewed as part of a continuum over time. An example of this issue is the routine monitoring of children for normal growth and development by paediatricians.

  1. Provide a Legal Record

Medical data is the foundation for a legal record to which the courts can refer if necessary. The medical record is a legal document; most of the clinical information that is recorded must be signed by the responsible individual.

  1. Support Clinical Research

It is only by formally analyzing data collected from large numbers of patients that researchers can develop and validate new clinical knowledge of general applicability. Thus, another use of medical data is to support clinical research through the aggregation and statistical analysis of observations gathered from populations of patients.

  1. Weaknesses of the Traditional Medical Record System
  1. Pragmatic and Logistical Issues
  1. Redundancy and Inefficiency

Health professionals have developed a variety of techniques that provide redundant recording to match alternate modes of access. For example, the result of a radiologic study typically is entered on a standard radiology reporting form, which is filed in the portion of the chart labeled "X-ray". For complicated procedures, the same data often are summarized in a brief note by the radiologist in the narrative part of the chart, which she enters at the time of the study because she knows that the formal report will not make it back to the chart for 1-2 days.

  1. Influence on Clinical Research

It is arduous to sit with stacks of patients’ charts, extracting data and formatting them for structured statistical analysis, and the process is vulnerable to transcription errors. There are retrospective chart reviews (investigate a question that was not a subject of study at the time the data were collected) and prospective chart reviews (the clinical hypothesis is known in advance and the research protocol is designed specifically to collect future data that are relevant to the question under consideration).

  1. The Passive Nature of Paper Records

A manual archival system is inherently passive; the chars sit waiting for something to be done with them. Automated record systems introduce new opportunities for dynamic responses to the data that are recorded in them.

  1. The Structure of Medical Data

Medicine is remarkable for its failure to develop a standardized vocabulary and nomenclature, and many observers believe that a true specific basis for the field will be impossible until this problem is addressed. The debate has been accentuated by the introduction of computers for data management because such machines tend to demand conformity to data standards and definitions.

  1. Coding Systems

Because of the need to know about health trends for the population, and to recognize epidemics on their early stages, there is a variety of health reporting requirements for hospitals and practitioners. Much of this reporting involves the coding of all discharge diagnoses for hospitalized patients, plus coding for certain procedures that were performed during the hospital stay. For such data to be useful, the codes must be well defined as well as uniformly applied and accepted.

  1. The Data to Knowledge Spectrum

Data = single observational point that characterizes a relationship

Knowledge = the formal or informal analysis of data

information = both organized data and knowledge

A database is a collection of individual observation without any summarizing analysis. A knowledge base, on the other hand, is a collection of facts, heuristics, and models that can be used for problem solving.

  1. Strategies of Medical Data Selection and Use

There can be marked interpersonal differences in both style and problem solving that account for variations in the way practitioners collect and record data for the same patient under the same circumstances. An example of this is the difference between the taking of the first medical history, performing of the physical examination, and writing of a report by a novice medical student, and the similar process undertaken by a seasoned clinician examining the same patient.

  1. The Hypothetico-Deductive Approach

This approach is effectively summarized by the diagram on page 62.

Note that the hypothesis-directed process of data collection, diagnosis, and treatment is inherently knowledge-based. It is dependent not only on a significant fact base that permits proper interpretation of data and selection of appropriate follow-up questions and tests, but also on the effective use of heuristics techniques that characterize individual expertise.

  1. The Relationship Between Data and Hypothesis

Sensitivity: The likelihood that a given piece of data will be observed in a patient with a given disease or condition. For example, female gender is a highly sensitive indicator of pregnancy (there is a 100% chance that a pregnant patient is female) but is not a good predictor of pregnancy (most females are not pregnant).

Specificity: An observation is highly specific for a disease if it is generally not seen in patients who do not have that disease.

Prevalence: A measure of the frequency with which the disease occurs in the population of interest.

Summary of Shortliffe Chapter 6 (pages 181-217),

Medical-Record Systems

6.1 What is the Medical Record? (pg. 182-185)

The repository for the medical data is the Medical Record, an abstracted, filtered account of a patient’s encounter with the health-care system.

6.1.1 Purposes of a Medical Record

Purposes are divided into 3 classes of functions:

    1. facilitates patient care
    1. financial and legal record
    1. aids clinical research

6.1.2 Use of a Computer-Stored Medical Record

Advantages of computer-stored Medical Record over a paper medical record

The degree to which a particular medical record system will have these advantages depends on 4 factors:

      1. informational scope - does it contain data from only 1 or 2 sources or does it include lots of info sources (e.g. lab, imaging, physician, pharmacy, etc.)
      2. duration of use - a record that has accumulated patient data over 5 years will be more valuable than one that contains records of only those visits made during 1 specific month.
      3. representation of data - if data is coded or just narrative text entry. Coded data is standardized and has consistent use of medical terminology, therefore can aggregate and summarize data provided by different sources or the same source at different times. An unstructured on-line record cannot aid users actively in decision making or medical research.
      4. geographic dispersion of terminals that access the system - a system uses by many people and accessible from only a few sites will be less valuable than if it is accessible form lots of terminals around the hospital or even from private offices and physician’s homes.

Disadvantages of computer-stored Medical Record over a paper medical record

6.2 Historical Development of Medical-Record Systems (pg. 185-187)

Historical development of the medical record parallels the development of science in clinical care. The Flexner report on medical education was the first formal report. It encouraged physicians to keep a patient-oriented medical record.

Contents of medical records was scrutinized during the 1940s when accurate, well-organized records became necessary for accreditation. Since then accreditation organizations also require that organizations abstract certain information (like discharge abstracts with demographic information, admission and discharge diagnosis, LOS, and major procedures performed) and submit it to national data centers so that comparisons can be made.

HIS (hospital information systems) began to emerge in the 1960s. These HISs were used primarily for communication and were usually only order-entry and results reporting systems. Their major purpose was charge capture, not patient care.

Problem-oriented medical record (POMR) introduced by Lawrence Weed. Weed recognized importance of the internal structure of the medical record. Weed suggested that the medical record should be by the medical problem; all diagnostic and therapeutic plans should be linked to a specific problem.

Ambulatory medical record has received less attention than the Hospital medical record because of differences in government and regulatory requirements. Ad hoc approaches to the storage of outpatient information and the small income associated with each clinic visit compared to hospital stay has precluded the investment in abstracting and review that is common in hospitals. Today, ambulatory care is shifting to teams of professionals rather than just the physician alone. Ambulatory records may contain lengthy notes from many health-care providers, large numbers of lab-test results, x-rays examination and pathology reports and hospital discharge summaries (for example). Need to use computers to facilitate ambulatory practice has increased.

6.3 Fundamental Issues for Computer-Stored Medical-Record Systems (pg. 187-211)

6.3.1 Data Entry

Timely and accurate transfer of patient info. into the computer is most difficult and labour-intensive step in the maintenance of an EPR. Transfer of data from its source to the computer requires 2 separate procedures:

  1. data capture
  1. data input

The major barriers to the widespread usage of medical-records systems are the cost, delay, and potential for error inherent in manual data entry. Barriers can be eliminated if data can be captured directly from its source in machine-readable format.

Error Prevention is done through validity checks. Some types of validity checks are; range checks (checks if input is within a certain range), pattern checks (checks if input conforms to specified pattern), computed checks (checks if values have certain mathematical relationship), consistency checks (checks if input is consistent with other entered data), delta checks (checks that the difference between this entry and a previous entry is reasonable), and spelling checks.

Physician-Entered Data presents the most difficult problem to development and operation of medical record systems. Physicians record 4 kinds of information;

    1. the patient’s reports (i.e. medical history, or present symptoms)
    2. physical findings
    3. differential diagnosis
    4. treatment plan

Some info. can be collected through other means (e.g. questionnaire, nurse interview or computer interview for history) but it will not necessarily have similar content.

Physician’s notes can be entered in 1 of 3 ways; 1) transcription, 2) standard encounter form (form with checklists, required fields and free text space), 3) direct entry of data by physician. Surgeons like direct entry because they can enter standard order batteries easier. There has been resistance by physicians to enter directly because of the greater time required and typing skills needed. Resistance may decrease as the need to type decreases (e.g. voice recognition, track ball, mouse, touch screen, etc.)

6.3.2 Alternative Methods For Displaying Information

Manual charts have only 1 organizational structure - to enter data in different formats, you have to enter it again. Data stored in computer does not need to be reentered to be presented in other formats.

Advantages of Video Display Terminals (VDT) over paper

Advantages of Paper over VDTs

Better terminals will increase advantages of VDTs over paper. Paper will probably never disappear entirely.

Computer medical records systems usually produce most reports produced by manual systems (e.g. visit notes, referral letters, specimen labels and flowsheets). Flowsheet format organizes data according to the time they were collected, emphasizing changes over time. Temporal granularity is the time interval between observations on the flowsheet and should be based on how often the condition is expected to change. Physicians can read flowsheets very quickly and recognize patterns.

Computer medical records can produce summaries and abstracts to highlight important components.

Turn around documents are computer-tailored reports that both present information to and ask questions of the user. Visit encounter forms (see figures 6.1-6.4 and 6.7 pages 191-194,196-197,199) are examples of turn around documents. Turn around documents are used most in outpatient settings when there is time to prepare them before the patient comes.

Dynamic displays can lessen the time needed to search for information by formatting data in structured format (like flowsheets), or automatic searching. By searching and subsetting the data according to the context of a particular medical problem, the program can speed the assimilation of patient data and the evolution of the diagnostic hypotheses.

Graphical displays can be grouped into 3 classes:

    1. presentation graphics - typical line or bar graphs (e.g. daily ICU reports from HELP system, fig. 6.11, page 203)
    2. diagrammatic reports - combine diagrams with number or graphs (see fig. 6.12, pg 204)
    3. continuous curves and pictures - ECG strips, radiographic images and photographs.

People can assimilate graphical data more quickly than text in many cases.

Narrative Reports can be generated for specialized reports through input from a structured form completed by the physician. Computers can also use 2 word-processing techniques to manufacture reports;

    1. predefined or canned notes - common phrases or paragraphs that can be inserted into dictated or written narratives with a few key strokes. Used in results reporting from radiology and results of EEGs, spirometry and surgical pathology exams.
    2. mail merge - for sending standard letters to many people (e.g. patient appointment reminders)

6.3.3 Query and Surveillance Systems

The query and surveillance capabilities of computer-stored records have no counterpart in manual systems. Medical personnel and administrators can use these capabilities to generate alerts about important clinical events, to retrieve a patient’s selected medical or administrative characteristics and to summarize information statistically. Query is the retrieval and aggregation of data about groups of similar patients. Surveillance is the detection and flagging of patient conditions that need medical attention. Both query and surveillance examine the patient record and if it meets a certain criteria, output is generated. Query generally addresses a large subset while surveillance usually addresses only active patients.

Query and surveillance systems can be used for;

Medical Query and Surveillance Languages are similar to other DBMS languages. They have ability to assign values for controlling flow from 1 statement to another and for applying logical and comparison operators, and permit selection and transformation of a series of repeated measurements by using first, last, min, and max., etc. Example: Physician can use this to determine averages or to find a maximum measurement.

Opportunities and Pitfalls - Researchers cannot obtain accurate info from a system without knowing its contents well and how the info was obtained, coded and stored. There may be delay in data receipt. Computer stored records are never complete. Users of queries must understand the limitations of the data collection procedures before they write the queries.

6.4 Examples of Automated Ambulatory Medical Record Systems (pg. 211-215)

An automated ambulatory medical record is a key feature of both a HIS and an automated ambulatory medical-record system (AAMRS) - both support patient care and administrative functions. Most AAMRS contain modules for medical records, finance and admin. info and getting reports. 4 examples of AAMRSs:

    1. COSTAR (pg 212/213)
    1. The Regenstrief Medical Record System (RMRS) (pg 213/214)
    1. The Medical Record (TMR) (pg 214)
    1. Summary Time Oriented Record (STOR) (pg 214-215)

6.5 The Future of Automated Medical Record Systems (pg. 215-217)

Two trends will make computer based medical record systems more cost effective: 1) decreasing cost of hardware and 2) tendency of health care unites to aggregate into large outpatient clinics, HMOs and proprietary hospital chains. Large hospitals are better able to invest and gain economies of scale.

Technical problems to be solved include: problem on entering physician collected data, and need for better mechanisms of retrieving and viewing information. Integration of data from many sources is VERY important to ensure continuity of care between providers.

Use of computer technology to aid directly in physician decision making gradually will become more common. Computers will provide access to patient data and to general medical information. Physicians of the future could find all the information they need linked in one seamless web, available at any time through their medical-record workstation.

 

CHAPTER 7 -- HOSPITAL INFORMATION SYSTEMS

 

7.1 Information Management in Hospital

The purpose of a hospital information system (HIS) is to manage the information that health professionals need to perform their jobs effectively and efficiently.

HISs and ambulatory medical-record systems (see chapter 6) both facilitate communication, integrate information, and coordinate action among multiple health-care professionals; in some cases, they also aid in patient monitoring. In addition, they assist in the organization and storage of information, and they perform some record-keeping functions. The degree to which specific features are emphasized, differ between ambulatory medical-record systems and HIS.

  1. Information Requirements

The most important function of an HIS is to provide communication among the many health-care workers who cooperate in caring for patients, and to organize and present patient-specific data so that the staff can more easily interpret and use those data in decision making.

Hospital’s Information needs is classify in 3 broad categories:

1. Operational Requirements

Health-care workers require detailed and up-to-date factual information to perform the daily tasks that keep a hospital running.

2. Planning Requirements

Hospital personnel also require information to make short and long-term decisions about patient care and hospital management. An HIS can help plans by aggregating, analyzing, and summarizing the information relevant to decision making.

3. Documentation Requirements

The need to maintain records for future reference or analysis (i.e. Medical record).

 

It is important to know that hospital planers can analyze the data to detect trends in resource utilization and can make predictions about demand, they can expand or contract hospital services to an appropriate level.

  1. The cost of Information

Information management in hospitals is a costly activity. The collection, storage, retrieval, analysis, and dissemination of clinical and administrative information necessary to support a hospital’s daily operations, to meet external and internal requirements for documentation, and to support short-term and strategic planning are important and time-consuming aspects of the jobs of hospital workers.

  1. The function of a Hospital Information Systems

A careful designed computer-based system can increase the productivity and effectiveness of health professionals and potentially can provide a means to decrease a hospital’s labor costs.

Friedman and Martin proposed a functional model for an HIS that consists of components that perform six distinct functions:

  1. Core Systems

Perform the basic centralized functions of hospital operation, such as patient scheduling, admission, and discharge. The census is maintained by the admission-discharge-transfer (ADT) component of an HIS, which updates the census whenever a patient is admitted to the hospital, discharged form the hospital, or transferred to a new bed. Using a computer-based system, health-care workers can examine and update the centralized patient database form remote locations via terminals. When an HIS is extended to the pharmacy, laboratory, and other ancillary departments, the core system can provide a common reference based for use by these systems as well.

  1. Business and financial systems

Assist with traditional financial functions, such as managing the payroll and accounts receivable. The majority of these data-processing tasks are well structured, labor-intensive, and repetitious—ideal applications for computer. Data-processing techniques developed to meet the needs of general industry were adapted easily for use in hospitals. Hence, they were first to be automated.

  1. Communications and networking system

Allow the integration of all components of an HIS. An HIS can facilitate communication between the ward and the ancillary departments. Automated order entry and results reporting are two important functions provided by a computer-based HIS. Health professionals can use the HIS to communicate with ancillary departments electronically, elimination the easily misplaced paper slips and thus minimizing delays in conveying orders. The information then is available online, where it is accessible to health professionals who wish to review a patient’s drug profile or previous laboratory-test results.

  1. Departmental-management systems.

Support the informational needs of individual departments within the hospital (i.e. laboratory, pharmacy, and radiology departments). If those departments systems are integrated with the rest of an HIS they can use data collected in other parts of the hospital as inputs for their own internal functions.

  1. Medical-documentation Systems

Perform the functions of the standard medical record in collecting, organizing, storing, and presenting the clinical information used to manage the care of individual patients (see chapter 2 and 6).

Medical-documentation systems also can assist in hospital wide activities, such as infection control, discharge planning, quality assurance, and utilization review. Medical-documentation systems assist in collection and preliminary analysis of data that help hospital administrators to assess patient outcomes, quality of worker’ performance, and compliance to hospital policies and standard procedures. Administrators then can use this information to identify potential problems and to evaluate the effectiveness of existing hospital policies.

  1. Medical-Support systems

Assist directly clinical personnel in data interpretation and decision making. Once the clinical components of an HIS are well developed, clinical-support systems can use the information stored there to monitor patients and to issue alerts, to make diagnostic suggestions, and to provide limited therapy advice.

  1. Integration of Hospital Information

When computers are used, the hospital’s information processing often is performed on separate computers. These computers may also be managed separately, thereby avoiding conflicts about priorities in services and investment.

The lack of integration of data form diverse sources creates a host of problems. If clinical and administrative data are stored on separate systems, then data of mutual interest must be copied either from the source documents into both systems of form one system to the other. In addition to the expense of redundant data entry and data maintenance incurred by this approach, the consistency of information tends to be poor because data may be undated in one place and not in the other, or information may be copied incorrectly. Inconsistencies in the databases can result in lost charges, inappropriate patient management, and inappropriate resource-allocation decisions.

The integration of data myriad sources in the hospital produces a rich database for decision making. If these data collectively are accessible to application programs, extremely sophisticated applications are possible (i.e. infection-control program).

The bottom line, the objectives of high-quality and cost-effective health care cannot be satisfied if multiple computer systems operate in isolation.

  1. Alternative Architectures for Hospital Information Systems

There are 3 alternative models for an integrated HIS: Central, modular, and distributed models. The choice of architecture affects the choice of hardware and the design of software for storing, accessing, and transmitting data. In general, we have seen an evolutionary trend in the development of HISs from central, to modular, to distributed systems (and probably back to centralize now…Kathleen note).

  1. Central Systems ~1965-1973 (see page 228 for figure 7.1)

A single, comprehensive, or central system that meant to best meet a hospital’s information needs. A system in which a single, large computer performs all information processing and manages all the data files using application-independent file-management programs. The Technicon Medical Information System (TMIS) is an example of a central system (see section 7.3.1 for detail information on that system)

Advantages and disadvantages of the Central Systems

Advantages

Disadvantages

Integrate and communicate information well because they provide users with a general method to access information simply and rapidly.

Large systems are expensive to implement and operate

 

Large initial investments are necessary, first by the vendor, to develop and test a sufficiently complete product, and then by the hospital, to bring the entire system into operation.

 

Hard to install because many areas of a hospital are affected simultaneously

 

Backup is particularly costly because of the expense of purchasing redundant hardware to be used when the primary computer is unavailable.

 

Vendor has developed a comprehensive system that supports all the functions a hospital might want, technological obsolescence will have crept in.

 

Not easily modified to accommodate previously unrecognized or changing needs

 

Often poorly serve individual users who compete with all other users within the hospital for the computer’s resources

 

Inability to accommodate the diverse needs of individual application areas.

 

  1. Modular Systems ~1973-1983 (see figure 7.2 on page 230)

Only one or a few machines are dedicated to the hospitals. Distinct software application modules carry out specific tasks, and common framework, which is specified initially, defines the interfaces that will allow data to be shared among the modules. May tasks may be performed by freestanding systems. The IBM Patient Care System (PCS) is an example of a modular approach (see page 231 for details).

Advantages and disadvantages of modular systems:

Advantages

Disadvantages

Interfaces do not have to conform to the general standards of the overall system, so they can be designed to accommodate the special needs of specific areas

Individual modules are constrained to function with predefined interfaces

Modification of modules, although laborious using any approach, is simpler because of smaller scope of the system. As long as the interfaces are undistributed, subsystems can be modified or replaced without the remainder of the HIS being disrupted.

The price for this greater flexibility is increased difficulty in integrating data and allowing communication among modules.

More responsive to local users because much processing can be performed locally on the departmental machines

Installing a subsystem never is as easy as simply plugging in the connections.

  1. Distributed Systems

In a distributed system, an HIS consists of a federation of independent computers that have been tailored for specific application areas. The computers operate autonomously and share data (sometimes things like printers) by exchanging information over a local-area network (LAN) using a standard protocol for communication.

Advantages

Disadvantages

Individual departments have a great deal of flexibility in choosing the hardware and software that optimally suits their needs.

When no global structure is imposed on a hospital system, individual departments may encode data values in ways that are incompatible with the definitions chosen by others areas of the hospital

Smaller ancillary departments can purchase microcomputers and participate in the computer-based information system.

The distribution of information processing and responsibility for data among diverse systems makes the tasks of data integration and communication even more difficult.

Health-care providers in nursing units (or even bedside), physicians in their offices, and managers in the administrative offices can access and analyze data locally using microcomputers.

 

Several LANs can be linked together by gateway computers

 

 

Page 234 to 237 give us a comparison of 3 hospital Information Systems…Not really informative.

 

  1. Hospital Information Systems: Present and Future

Hospitals may use locally developed and maintained programs running on hospital-owned or leased computers, they may purchase vendor-supplied and vendor-supported computer systems, or they may contact with outside service organizations.

Use of large, shared systems, operating form remote locations, is declining, and most companies no longer provide hospital services from centralized locations.

More hospital move to in-house data processing and purchase commercial systems.

In 1986, ~80% of hospitals used a computer to assist in financial data processing and ~70% used one to help with admissions and patient registration, only about one-quarter of hospitals had a system that allowed personnel on the wards to access the computer interactively and thus to enter orders and to review test results.

Hospitals still find that vendor systems are inflexible and do not completely satisfy their needs. Insufficient technical support for both end users and in-house data-processing personnel is a common problem.

An HIS is expensive to purchase and maintain and there has been no clear demonstration that a comprehensive HIS can reduce cost; without accompanying changes in the organizational and managerial structure of the hospital, many of the benefits of an HIS cannot be realized.

There is a growing recognition that information is the basis for every decision made in the hospital and that the integration of data collected throughout the institution is critical if a hospital is to function effectively in today’s competitive health-care environment.

Demands for data integration and better capability to access and analyze information are producing the following trends in HIS development:

Local-Area communication networks

Workstations and personal computers

Hospital personnel using PCs that are linked into a LAN will have greater access to data and greater flexibility in analyzing and using data for decision support.

Bedside Terminals

These point-of-care systems potentially can increase the productivity of nurses by reducing the amount of paperwork, can provide more accurate and timely access to the detailed clinical information for better cost-management and quality-assurance activities, and even can improve the quality of care.

Linkages between hospitals and physicians

In conclusion, to accommodate their special needs, many of these hospitals will have to develop and accommodate their special needs, many of these hospitals will have to develop and maintain their own systems; they will not be able to rely heavily on vendors or on contributions from other, similar hospitals.

Smaller institutions will depend largely on turnkey systems provided by vendors and modified only nominally, if at all. Because the simple billing, order entry, and reporting functions are now mature, those will be the primary functions available to the small hospitals.

PS I will think at what we have been taught so far…which differ from this conclusion…I believe!!!! Just a thought.

 

CHAPTER 8 -- NURSING INFORMATION SYSTEMS

  1. Nursing as a Professional Health-care discipline

Nursing was characterized by nurturance, but a nurturance vested with authority and guided by knowledge.

Nurses typically are the primary users of HISs; features such as the order entry, results reporting, and automated charting of many HISs are used most often by nurses performing the documentation and communication aspects of their jobs.

Thus, NISs and HISs are integrally related, a NISs have specialized components to help with the unique tasks of nursing.

  1. Clinical Practice

Nursing’s mission is complementary to but different form medicine’s (see figure 8.1, page 246…IMP). The nurses assess patients’ needs, plan patient care, administer treatments, educate, and provide emotional support.

For nursing, the process of diagnosis consists of looking for indicators of how the person responds to an actual or potential health problem, and of the person’s ability to provide independently for her own care.

The provision of computer-based support for the nursing process is complicated by 2 factors:

  1. The fledgling state of nursing science

  1. the complexity of the process itself.

Unlike medicine, nursing has no generally accepted taxonomies of nursing diagnoses, nursing objectives, or nursing interventions. Accordingly, it is hard to identify what the best nurses are doing to be effective, so that their behavior can be replicated by other nurses, and can by tracked and supported by computer-based systems.

Although the nursing care of each client is planned, implemented, and evaluated by means of a deliberative process, nurses are handicapped in carrying out this process by the lack of a standard taxonomy of data, diagnoses, objectives, interventions, and outcomes, and by the absence of explicit rules for decision making at each stage of care and for moving form one stage to the next. As a result, nursing-care planning often is unsystematic and intuitive; statements of diagnoses, objectives, and interventions usually are so varied as to make comparisons difficult; and nurses receive little if any feedback on the effectiveness of care. The complexity of the situations with which nurses must deal is also a problem in implementing a NIS.

The necessity of keeping their own records and of communicating with other professionals results in nurses’ spending up to 40 percent of their time on paperwork. The amount of information confronting nurses who must make decisions about the care of individual patients, an must coordinate the care of many patients in concert with the entire health-care team, far exceeds the limits of human capacities for information processing.

  1. Nursing Administration

Nurse administrators must identify the knowledge, skills, time and resources necessary to provide high-quality, cost-effective nursing for each of their clients, and they must plan how to provide those human and material resources to all clients, 24 hours per day, 7 days per week.

Nurse administrators must consider the different levels of education, the knowledge, skills, and experience of their personnel. As well as the constraints on the personnel’s availability and they must match those variables to the needs of clients to provide necessary services 3 shifts per day, every day.

 

Prior to 1960, most hospitals assigned a fixed number of nurses to each unit

After 1960, assign nurses to units on the basis of the workload anticipated for the assigned shift. Has been criticized because it is based on the average times nurses spent in the past to care for a patients with certain needs. It is not known whether those average times represent the optimum for either productivity or quality of care.

What they want: A clinical-practice data linking patient needs or problems with objectives, interventions, and outcomes of care. Then it is possible to determine which interventions are most effective an efficient, and to use the times required for productive, high-quality care in computing the nursing hours needed on a unit.

Quality of health services can be measured along any of 3 dimensions: structure (number of nursing personnel, the working conditions etc.) process, and evaluation of outcomes.

The quality of nursing care look at all 3 dimensions.

  1. Nursing Research and Development

Clinical nursing records are so unstandardized, disorganized, incomplete, and difficult to retrieve as to be virtually useless as a resource for research. Standardizing the taxonomies and organization of clinical nursing records and providing for ready retrieval of data would offer important advantages for the development of nursing knowledge.

  1. A historical Perspective: Development of Computer Systems for Nursing

Although these systems offer no direct support to decision making, they organize clinical data more systematically that do traditional paper-based systems, and thus significantly reduce the time nurses spent processing information. The problem of providing the standardized, reliable clinical data for research, however, has not yet been resolved.

  1. Systems for Clinical Practice

This section gives you example of systems. Please skim through! (page 255 to 257)

  1. System for Nursing Administration

It is interesting to note that, in spite of the wide availability systems for computing nurse staffing needs, there continues to be great dissatisfaction in many areas with most nurse-staffing methodologies.

  1. Systems for Nursing Education

Nursing education perhaps has been the area where the development of computer applications has been most dramatic, and prolific. Until 1980, development of CAI (computer aided system>>>ask questions to student and the student give the answer) for nursing was limited. There was a lack of sufficient rewards or nursing faculty members to invest the considerable time and work necessary to design and program CAI.

  1. Fundamental Issues for Nursing Information systems

The primary functions of an NIS are to assist nurses in record keeping and in decision support. Nurses and systems designers must create systems that use the information put into them, that transform raw data into more useful forms, and that propose clinical inferences for the nurse’s consideration. For such systems to become possible, nurses must define the content of each step of the nursing process in clear and consistent language, and must tell how the elements fit together within each step and between steps.

 

  1. Taxonomies of nursing phenomena

There is general agreement that nursing care is delivered via a problem-solving process that includes collecting data, formulating diagnoses, setting objectives, choosing and implementing interventions, and evaluating outcomes.

Nurses diagnosis refer to nurses identifying problems (or resources) that were the particular focus of nursing practice. The diagnoses they derive contain three elements: a statement of the problem itself, a statement of etiology in the form of a list of possible causes, and a list of defining characteristics indicating that the problem is present.

  1. Computer-Aided Planning and Documenting of Care

The developers of NISs have adopted standard vocabularies so that computers can assist in patient care. The description of patient’s condition is not only a summary but also a point of departure.

Standardized care plans are undoubtedly useful. They save time in terms of compilation and write-up and they provide consistency over time, and reduce the probability of errors. It is important though that nurses have the opportunity to add to or to change the standard care plans.

  1. Evaluation Care

Two tasks constitute the evaluation procedure: 1) the evaluation of the patient’s condition, and 2) the evaluation of the nursing care rendered. An NIS should permit both. An NIS should also accommodate multiple time points and allow clinical updating. The clinical updating is important procedure in nursing inference, because it maximizes accuracy, detail, and sophistication. Quality assurance can be built into the NIS subroutines for auditing the nursing-care plans and documentation of care.

  1. Current Nursing Information Systems

  1. Systems for Nursing Practice

Examples of information systems for nursing are TMIS (technicon system p.267), IBM’s Patient Care System (PCS see section 7.2.2 and p.267), the COMMES (Creighton On-Line Multiple Medical Expert System…see page 268), and the ULTICARE system (see page 268)

  1. Systems for Nursing Administration

Examples of systems for Nursing Administration include NPAQ, GRASP, COSTAR, CASH, and PIRS. (One small paragraph on page 268-269).

  1. Systems for Nursing Education

Examples of systems for Nursing Education include NEMAS (nursing education modular authoring system) which helps nursing instructors to write patient simulations that will teach specific cognitive skills in the nursing process.

 

  1. A look to the Future

The changes in computing technology that are shaping the development of HISs affect the ways and the extent to which nurses use computers in their work. The information systems support nursing decision making and the professional aspects of nursing practice, rather than just the clerical aspects. A effective NIS systems must not merely emulate what nurses do, but rather must complement the nursing process.

External pressures are forcing nurses to describe more explicitly the nature of their work, and to justify the costs of that work. There is a growing interest among nurses and hospital administrators n defining standard nursing taxonomies, developing uniform treatment procedures, and studying ways to make the nursing staffing more responsive the level of patient needs in the hospital. We need to develop a deeper understanding of what is entailed in nursing care.

Laboratory Information Systems -- Chapter 9 Summary

  1. HANDLING INFORMATION IN CLINICAL LABORATORIES
  1. ORGANIZATION OF THE CLINICAL LABORATORY
  1. INFORMATION FLOW IN THE CLINICAL LABORATORY
  1. HISTORICAL DEVELOPMENT OF LISs
  1. FUNDAMENTAL FUNCTIONS OF LISs
  1. TEST ORDERING AND RESULTS REPORTING
  1. PATIENT AND SPECIMEN IDENTIFICATION
  1. DATA PROCESSING AND RECORD KEEPING
  1. DATA ACQUISITION
  1. REPORT GENERATION
  1. QUALITY CONTROL

 

  1. MANAGERIAL REPORTING
  1. CONTEMPORARY LISs
  1. CITATION SYSTEMS
  1. PATHNET
  1. EXPERT SYSTEMS IN THE CLINICAL LABORATORIES
  1. PATHFINDER/INTELLIPATH
  1. RED
  1. THE FUTURE OF LISs

Pharmacy Systems -- CHAPTER 10 SUMMARY

 

  1. OVERVIEW OF PHARMACY PRACTICE
  1. INPATIENT PHARMACY SERVICES
  1. COMMUNITY (OUTPATIENT) PHARMACY SERVICES
  1. CLINICAL PHARMACY SERVICES
  1. DRUG INFORMATION SERVICES
  1. HISTORICAL PERSPECTIVE - EVOLUTION OF PHARMACY AND DRUG INFORMATION SYSTEMS
  1. FUNDAMENTAL CONCEPTS FOR PHARMACY SYSTEMS
  1. FUNCTIONS OF A PHARMACY INFORMATION SYSTEM
  1. DRUG RELATED DECISION SUPPORT
  1. CHARACTERISTICS OF PHARMACY INFORMATION
  1. MODERN SYSTEMS TO SUPPORT PHARMACY PRACTICE
  1. PHARMACY INFORMATION SYSTEMS (PISs)
  1. CLINICAL PHARMACY SYSTEMS
  1. DRUG INFORMATION SERVICES
  1. A LOOK AT THE FUTURE OF PHARMACY SYSTEMS

Chapter 11: Radiology Systems

1. Image generation:

application of computers.... (pg. 325 and 347)

2. Image analysis:

application of computers...

3. Image management:

application of computers....

4. Information management:

application of computers...

Fundamental concepts for computer-based radiology systems: (pg 337)

    1. spatial resolution: related to sharpness
    2. contrast resolution: related to intensity
    3. temporal resolution: measure of time needed to create an image

Historical perspective: (pg 332-336)

Basically gives some history regarding development of medical-imaging modalities, automated interpretation of medical images and computer-based information-management systems.

1960’s: first applications of computer to radiology-information management developed

Future:

Terminology: (pg 337)

digital image: represented in a computer by a 2-D array of numbers. Each element of the array represents the intensity of a pixel.

pixel: a small square are of a picture

voxel: a volume element

Summary of Shortliffe Chapter 12 (pages 366-399),

Patient-Monitoring Systems

NOTE most of this was covered in the June 17 & 18 classes

12.1 What is Patient Monitoring? (pages 367-369)

Patient monitoring is "repeated or continuous observations or measurements of the patient, his or her physiological functions and the function of life support equipment, for the purpose of guiding management decisions, including when to make therapeutic interventions, and assessment of those interventions" (pg 367). A patient monitor not only should alert health-care professionals of potentially life threatening events but also may control devices that maintain life.

see section 12.1.1 (pg 367) for a case report example

12.1.2 Patient Monitoring in Intensive Care Units (ICUs)

4 categories of patients who need monitoring

    1. patients with unstable physiological regulatory systems
    2. patients with suspected life threatening conditions
    3. patients with a high risk status
    4. patients in a critical physiological state

Because of the need for prompt and accurate decision making, ICUs use computers to:

    1. acquire physiological data
    2. communicate data from distant labs to the ICU
    3. store, organize and report data
    4. integrate and correlate data form multiple sources
    5. function as a decision-making tool that health professionals may use in the care of critically ill patients

Important figures: 12.1 (pg 368)

 

12.2 Historical Perspective (pages 369-373)

Since the 1920s the four vital signs: 1) temperature, 2) respiratory rate, 3) heart rate, and 4) arterial blood pressure, have been recorded in all patient charts. The ECG is important for both acutely and chronically ill patients. Continuous measurement of physiological variables has become a routine part of the monitoring of critically ill patients.

Prompt quantitative evaluation of measured physiological and biomedical variables became essential in the decision-making process as physicians applied new therapeutic interventions. Now use ventilators when the patient can not breath independently, cardiopulmonary bypass equipment when a patient undergoes open-heart surgery, hemodialysis when kidneys fail and IV nutritional and electrolyte support.

12.2.1 Development of Intensive-Care Units

ICUs developed to meet increasing demands for more accurate and intensive care required by patients with complex disorders. Types of units include: burn, coronary, general surgery, open-heart surgery, pediatric, neonatal, respiratory and multipurpose medical-surgical units.

Development of transducers and instrumentation electronics increased the number of physiological variables that could be monitored. Treatment for serious cardiac arrhythmias and cardiac arrest became possible. Need to monitor ECGs continuously to identify and treat problems immediately. Pressure transducers are used for on-line blood-pressure monitoring.

The ICU nurses can spend less time measuring traditional vital signs and more time observing and caring for critically ill patients. Some nurses moved to a central console to monitor many patients at once. Physicians and nurses were soon threatened with data overload as more instruments became available. The computer might be able to solve problems associated with data collection, review and reporting.

12.2.2 Development of Computer-Based Monitoring

Goals to 1) increase the availability and accuracy of data, 2) to compute derived variables that could not be measured directly, 3) to increase patient-care efficacy and 4) to allow display of the time trend of patient data. Mainframe computer systems were developed. These early developments were extremely expensive. Algorithms were developed to analyze the ECG for rhythm disturbances in real time.

Integrated circuits have increased the amount of computing power per dollar. Digital processing is developing as hardware becomes less expensive, smaller, more reliable and as better software tools are developed. Systems with database functions, report generation capabilities and some decision-making capabilities are usually called computer-based patient monitors.

Important figures: 12.2 (pg 372), 12.3 (pg 373)

 

12.3 Data Acquisition and Signal Processing (pages 373-383)

Microcomputers in monitors has revolutionized the acquisition, display and processing of physiological data. Most monitors uses at least one microcomputer.

Some signals are already electrical (eg. heart signals recorded by ECG) and just need to be amplified and the analog signal converted to digital. Digital data is then processed and the results displayed. The sampling rate is important when digitizing a signal (see fig. 12.7). It is important to sample at a rate which captures all the features without distortion.

12.3.1 Advantages of Built-in Microcomputers

Bedside monitors with built-in microcomputers have the following advantages over their analog predecessors:

12.3.2 Arrhythmia Monitoring - Signal Acquisition and Processing

Computer based ECG arrhythmia monitoring systems were quick to be accepted. Computers generally use 16 bit architecture, waveform analysis and real-time cross-correlation techniques to classify rhythm abnormalities. The machine retains the tracings in memory for future review.

Modern algorithms for processing ECG rhythms take sampled data and extract features (the beginning and end of each of the P, QRS, and T sections). The algorithm compares the slope (used to detect the start of each waveset) with a threshold value. If the threshold value is exceeded, a trigger response signals the presence of a waveform edge.

The P wave is relatively difficult to detect. Lack of ability to reliably detect the P wave is a serious limitation of some machines. Noise in the signal is another problem. Patient movement can cause signal distortions triggering false alarms. The Marquette 7700 monitor has 4 leads and if it finds signal artifacts, it displays the word "noise" and waits 2.5 seconds before continuing to monitor. This cuts down on false alarms. The system compares each waveform to templates and generates an alarm if an abnormal rhythm is identified.

12.3.3 Commercial Development of Computer-Based Monitoring

Development of patient monitoring took place primarily in universities and medical schools and their affiliated hospitals. Later commercial vendors became interested in the market. Most products emphasize the acquisition and processing of physiological data without meeting the need to integrate data from many sources (lab, imaging and pharmacy).

Important figures: 12.4 and 12.5 (pg 374), 12.7 (pg 376), 12.8 (pg 378)

 

12.4 Information Management in the ICU (pages 383-391)

The goal of patient monitoring is to detect life-threatening events promptly so that they can be treated before causing irreversible damage or death. Enormous amounts of data accumulate from observations, testing, and continuous monitoring equipment. Treatment is often complicated. Continuity of care is especially important in the ICU where a lot of data is shared by many team members. The medical record is the principle communication method. Each step in the transmission process is subject to delay and error.

12.4.1 Computer-Based Charting

The traditional medical record has several limitations; problems of poor or inflexible organization, illegibility and lack of physical availability. Problems are especially large for critically ill patients with lots of information to manage and the short time allowed for decision making. Data from several sources is necessary and must be communicated to and integrated into a unified medical record to permit effective decisions and treatment in ICU. Computer charting must support multiple types of data collection (data from typically manual tasks (like medication administration), and data from instruments) from automated and remote sites as well as from care providers at the bedside.

Computers have dealt with a subset of the data needing to be charted. The chart must document all actions taken by the health-care staff for medical and legal reasons as well as to support management and billing. Computers must take all of this into account so that information can be entered in only one place for all purposes. Communication between departments is necessary. Access is needed to systems from offices. Computer-based records allow this access and communication.

Systems generate a variety of reports for clinical management and legal requirements. (see figure 12.4 for example) The reports show physiological data over various lengths of time.

12.4.2 Calculation of Derived Variables

Computers now calculate derived variables from monitoring data, eliminating the need for hand calculation.

12.4.3 Decision-Making Assistance

Computer assistance in decision making is gaining acceptance. We now have computer assistance to make complex decisions in the ICU. The HELP system is one example. HELP collects and integrates data then checks for interactions that would require a new decision to be made. The system’s decisions are based on predetermined criteria stored in a knowledge base. The HELP system has been used in the areas of; data interpretation, alerts (eg. drug interaction), diagnosis, and treatment suggestions. Basic data requirements are similar for all hospital wards (including ICU) although ICU requires more variables, the volume of observations is larger and more integration of data is needed.

12.4.4 Response by Nurses and Physicians

The goals of automation were: 1) to facilitate the acquisition of clinical data, 2) to improve the content and legibility of medical documentation, and 3) to increase the efficiency of the charting process so nurses could spend more time on direct patient care. Studies have not shown any time savings attributable to the use of systems by nurses. This may be because; the system only affected selective aspects of the nursing process, computer based charting is not yet comprehensive, nurses do not take advantage of all the system capabilities, time savings could be too small to measure with the methods used in the study, and small time savings are easily absorbed into other activities. Physicians use computer systems because the info is more current and more readily available than in paper charts.

Important figures: 12.14 (pg 387), 12.15 (pg 388)

 

12.5 Currant Issues in Patient Monitoring (pages 391-398)

Developments in bedside monitors have recently accelerated because of the availability of the microcomputer. Some important areas of research have not yet been addressed effectively.

12.5.1 Data Validation

Major problem is how to ensure that the data ensure is truly representative of the patient’s state. System must provide feedback at various levels to verify correct operation, to carry out quality control and to present intermediate and final results. Some cross-validation between signals is possible but not many monitors use this.

12.5.2 Invasive vs. Noninvasive Monitoring

The trend is to noninvasive monitoring methods. Example: The development of inexpensive LEDs, small solid-state light detectors and new computer methods made the pulse oximeter possible. Noninvasive methods do not subject the patient to the discomfort, expense and risks (like blood loss and infection) as the invasive methods do.

12.5.3 Continuous vs. Intermittent Monitoring

This is related to how often the condition is expected to change and how long before a change could result in a dangerous situation. Intermittent monitoring has concerns for sampling rate the measurements must be close enough together to catch changes and be able to warn care providers before damage is done.

12.5.4 Integration of Patient-Monitoring Devices

Most bedside patient support devices (IV pumps, ventilators and monitors) are micro-computer based with individual displays and is a stand-alone unit. There is a need to integrate these devices. Standards need to be developed to facilitate this integration. The MIB (medical information bus) is one of the standards being written by an IEEE committee.

12.5.5 Closed - Loop Control Systems

Closed loop devices use a computer to sense and control a physiological variable; they alter therapy without direct human intervention. Example is thermostat on a heater - measures air temperature and adjusts by turning on heater or not. Medical examples are infusion pumps to give medications based on level of some physiological factor.

12.5.6 Open-Loop Treatment Protocols

Protocols are standardizes plans for patient management. Some plans are to complex or have uncertainties which can not be coded into a computer (as in a closed-loop system). Open-loop control systems are systems in which the computer collects, and analyzes the data and generates recommendations or instructions but a human decision maker evaluates the appropriateness of the advice before acting on it.

12.5.7 Demonstration of the Efficacy of Care the Intensive-Care Unit

ICU care is expensive. There is growing concern about the cost-effectiveness of that care. There are many problems in assessing the benefit of each element in the ICU. It is difficult to identify all factors contributing to patient care and recovery. It is unethical to perform clinical trials when potentially beneficial treatment is withheld from one group. Acceptance level of professionals is the only measure available.

12.5.8 Consensus Conference on Critical-Care Medicine

Technical difficulties, errors in data interpretation and increased interventions caused by continuous monitoring are potential nosocomial (dangers related to hospital care itself) hazards for ICU patients. Computers can assist in 8 areas in the practice of critical care medicine:

    1. all ICUs should have arrhythmia monitoring
    2. invasive monitoring should be performed safely
    3. generated data should be correct
    4. derived data should be interpreted properly
    5. therapy should be employed safely
    6. access to lab data should be rapid and comprehensive
    7. entreal (tube-feeding) and IV nutritional support should be available
    8. titrated therapeutic interventions that use infusion pumps should be available

Microcomputers have greatly enhanced the ability to generate and process the physiological data used in patient monitoring. There are still many challenges in how the computer can be used effectively to integrate, evaluate, and simplify the complex data used in caring for critically ill patients.

Important figures: 12.17 (pg 394)

 

 

INFORMATION SYSTEMS FOR OFFICE PRACTICE -- Chapter 13

Future:

BIBLIOGRAPHIC - RETRIEVAL SYSTEMS -- Chapter 14

Chapter 16 -- Clinical Research Systems

16.1 The Clinical Research Process

The goal of clinical research is to advance the state of medical science -- to add to the base of knowledge that guides health professionals in caring for individual patients -- and thus, ultimately, to improve the practice of medicine. In general, clinical researchers must be content with observing interventions and the resulting outcomes as physicians try alternative therapies to help patients regain health. The two central tasks of clinical research are data management and data analysis.

16.1.1 The Experimental Cycle

Clinical research typically comprises the following steps:

  1. problem formulation
  2. hypothesis generation
  3. experimentation
  4. model development
  5. hypothesis testing
  6. evaluation and dissemination

16.1.2 Prospective Versus Retrospective Research

In prospective studies, researchers define the experimental conditions before collecting any data. They specify the parameters of the study, define methods for enrolling subjects, design protocols for delivering alternative treatments, and define the criteria for measuring outcomes. In retrospective studies, clinical researched analyze existing datasets, rather than collecting new observations. Often, they conduct chart reviews to glean research data from clinical records.

The most desirable form of clinical research is the randomized clinical trial (RCT), a type of prospective experiment in which patients are randomly assigned to alternate groups, and are treated according to a study protocol. RCTs are attractive because they are designed to avoid experimental bias -- differences in experimental outcome that are caused by factors other than the experimental therapy. Well designed and properly conducted RCTs produce the least bias when testing a hypothesis -- they are the gold standard for clinical research. However, they are time consuming and expensive to conduct.

Retrospective studies provide an alternative to RCTs. If a suitable database exists, researchers can avoid the long and expensive process of enrolling qualified patients and collecting data.

16.1.3 Computers and Clinical Research

The larger the study, the greater the need for computers to assist in the research process. If there are more subjects, there are more data to collect, manage, and analyze. Information systems with a research orientation may include direct links to statistical-analysis programs. Statistical applications typically provide a variety of capabilities, including descriptive statistics, graphical presentations, and analytic statistical techniques. Researchers use descriptive statistics to search for unexpected events and to support the generation of hypotheses. Graphical presentations extend the capabilities of descriptive statistics, and they can elucidate hypotheses about trends and correlations among variables. Analytic methods are used primarily to verify hypotheses.

16.2 Fundamental Issues of Data Collection and Analysis

16.2.1 Description of Clinical Events

Three types of elements are necessary to describe a clinical event adequately for research purposes: 1)variables that identify which events are being studies, 2)variables that describe the study intervention and the experimental outcome, and 3) potentially confounding variables that could affect the experimental outcome.

The choice of identifying information must be specific enough to identify each observation uniquely within a set of data. Time is a critical element for the identification of clinical data. Many clinical studies are longitudinal -- therefore, they timing of the event must be recorded with the data that describe that event.

16.2.2 Data Representation

Data are represented in a variety of forms in a clinical database. Some measurements are best stored as numeric values. Other information may be encoded according to a classification scheme or may be stored as free test. The choice of representation determines the types of operations that the computer can perform on the data. Further, the choice of representation depends on a data element’s intended use.

16.2.3 Aspects of Data Quality

The quality of data can be assessed on three dimensions: correctness, completeness and consistency. Correctness refers to the accuracy with which events are records and entered into the computer. Completeness refers to the prevalence of omitted events and missing observations. Consistency refers to uniformity in the meaning of data encodings within the database.

16.2.4 Problems with Collaborative Studies and Pooled Databases

Multiple institutions may join to create databases to be pooled and to participate in cooperative clinical trials. Although multi-institutional studies solve the difficulty of gathering sufficient data, they aggravate problems of data inconsistency. Research centers must define a common vocabulary to characterize patients for collaborative cross-center studies. One way to build a large database is to pool smaller databases from several independent studies. Although pooling increases the overall sample size, data quality tends to suffer. The individual studies may have used different criteria for inclusion of patients in the experiment. Also, since the specific data sets were collected to satisfy different objectives, some studies may be missing values for one of more variables of interest.

16.2.5 The Linear Statistical Model

y = b1x1 + b2x2 + ... + E

Researchers encounter a variety of problems when building and testing models. Among the most common are the following: omitted variables, incorrect model specification, large unexplained variance, and correlation among independent variables.

  1. History of Clinical Research Systems

This section gives a long and excessively detailed history of some American clinical research systems.

As computer based medical records become more common, the body of clinical data readily available for research grows. Currently, some institutions are adapting their medical record systems to support research as well as patient care.

  1. Current Clinical Research Systems

Computer systems that support clinical research offer three basic options: 1) databases developed in-house, 2) database available commercially, and 3)specialized systems for clinical research. Do-it-yourself systems offer researchers the most flexibility; the systems can be custom tailored to meet the goals of the research project. General commercial DBMSs require little programming and adequately support data entry, retrieval, and long term storage.

  1. The Future of Clinical Research Systems

There is a growing demand for the collection and analysis of large bodies of clinical data. The existence of online databases will facilitate research on new approaches to analyzing clinical data. To address this increasing demand, researchers are developing methods for automating both the summarization of medical records and the discovery and validation of new medical relationships.

  1. Automated Abstraction from Clinical Data

Because a single disease can be associated with multiple abnormal findings, many clinical data are correlated. Thus, much redundant information exists, even in incomplete medical records. The automated abstraction of higher level conceptual entities – disease syndromes – from low level data (such as laboratory test values and physical findings) could help to reduce the problem of missing data, which is so common in clinical research. There are three objectives of research in automated abstraction:

    1. to deal with data overload by reducing many data items to a much smaller number of items of information
    2. to compute automatically the intensity and certainty associated with each finding
    3. to mitigate problems caused by missing data

In summary, technological advances in computer hardware and software have decreased the costs of data storage and processing, and thus have reduced the barriers to long term storage of rich clinical data. The development of new techniques for analyzing longitudinal data also encourages the creation and maintenance of large clinical databases. In the future, such databases will become increasingly valuable resources as researchers rely on computers to capture, store, and analyze large numbers of clinical data.