Istilah-Istilah Internasional (2)
Balance
of Power Theory
As a theory, balance of power predicts that rapid changes
in international power and statusespecially
attempts by one state to conquer a regionwill
provoke counterbalancing actions. For this reason, the
balancing process helps to maintain the stability of
relations between states. A balance of power system
functions most effectively when alliances are fluid, when
they are easily formed or broken on the basis of
expediency, regardless of values, religion, history, or
form of government. Occasionally a single state plays a
balancer role, shifting its support to oppose whatever
state or alliance is strongest. A weakness of the balance
of power concept is the difficulty of measuring power.
(Extract from 'Balance of Power,' Microsoft® Encarta®
Online Encyclopedia 2000 http://encarta.msn.com ©
1997-2000 Microsoft Corporation. All rights reserved.)
Behavioralism
An approach to the study of politics or other social
phenomena that focuses on the actions and interactions
among units by using scientific methods of observation to
include quantification of variables whenever possible. A
practitioner of behavioralism is often referred to as a
behavioralist. Behaviorism refers to the ideas held by
those behavioral scientists who consider only observed
behavior as relevant to the scientific enterprise and who
reject what they consider to be metaphysical notions of
"mind" or "consciousness" (Viotti, P.
and M. Kauppi, (eds.). 1987. International Relations
Theory. Macmillan Publishing Company, New York).
Collective
Defence
Though the term existed before 1949, a common
understanding of collective defence with regards to NATO
can be found in Article V of the North Atlantic Treaty:
'The Parties agree that an armed attack against one or
more of them... shall be considered an attack against
them all; and consequently they agree that, if such an
armed attack occurs, each of them in exercise of the
right of individual or collective self-defence recognised
by Article 51 of the Charter of the United Nations, will
assist the Party or Parties so attacked by taking
forthwith, individually and in concert with the other
Parties, such action as it deems necessary, including the
use of armed force, to restore and maintain the security
of the North Atlantic area' (NATO Handbook: 232). In the
context of NATO, then, collective defence is based on
countering traditional challenges as understood by the
realist/neorealist paradigm, specifically to territory,
and finds its focus on an identifiable external threat or
adversary.
Collective
Security
Employed during the construction of the League of
Nations, the concept of collective security goes beyond
the pure idea of defence to include, according to Inis
Claude, 'arrangements for facilitating peaceful
settlement of disputes,' assuming that the mechanisms of
preventing war and defending states under armed attack
will 'supplement and reinforce each other' (1984:245).
Writing during the Cold War, Claude identifies the
concept as the post-WWI name given by the international
community to the 'system for maintenance of international
peace... intended as a replacement for the system
commonly known as the balance-of-power' (1984:247). Most
applicable to widely inclusive international
organizations such as the League and the United Nations,
ideally, the arrangement would transcend the reliance on
deterrence of competing alliances through a network or
scheme of 'national commitments and international
mechanisms.' As in collective defence, collective
security is based on the risk of retribution, but it can
also involve economic and diplomatic responses, in
addition to military retribution. From this, it is
theorized that perfected collective security would
discourage potential aggressors from angering a
collectivity of states. Like balance-of-power, collective
security works on the assumption that any potential
aggressor would be deterred by the prospect of joint
retaliation, but it goes beyond the military realm to
include a wider array of security problems. It assumes
that states will relinquish sovereignty and freedom of
action or inaction to increasing interdependence and the
premise of the indivisibility of peace. The security that
can be derived from this is part of the foundation of the
neoliberal institutionalist argument.
Complex
Interdependence Theory
The term 'complex interdependence' was developed by
Robert Keohane and Joseph Nye and refers to the various,
complex transnational connections (interdependencies)
between states and societies. Interdependence theorists
noted that such relations, particularly economic ones,
were increasing; while the use of military force and
power balancing were decreasing (but remained important).
Reflecting on these developments, they argued that the
decline of military force as a policy tool and the
increase in economic and other forms of interdependence
should increase the probability of cooperation among
states. The complex interdependence framework can be seen
as an attempt to synthesise elements of realist and
liberal thought. Finally, anticipating problems of
cheating and relative gains raised by realists,
interdependence theorists introduced the concept of
'regimes' to mitigate anarchy and facilitate cooperation.
Here, we can see an obvious connection to neo-liberal
institutionalism. See Keohane, R. and J. Nye. 1977. Power
and Interdependence: World Politics in Transition.
Little-Brown, Boston. (2nd edition,1989).
Constitutive
Theory
Constitutive theory is directly concerned with the
importance of human reflection on the nature and
character of world politics and the approach to its
study. Reflections on the process of theorizing,
including epistemological and ontological issues and
questions, are typical. Constitutive theory is
distinguished from explanatory or empirical theory (see
below) and may be described as the philosophy of
world politics or international relations.
Critical
Social Theory
Not really a theory, but an approach or methodology which
seeks to take a critical stance towards itself by
recognising its own presuppositions and role in the
world; and secondly, towards the social reality that it
investigates by providing grounds for the justification
and criticism of the institutions, practices and
mentalities that make up that reality. Critical social
theory therefore attempts to bridge the divides in social
thought between explanation and justification,
philosophical and substantive concerns, pure and applied
theory, and contemporary and earlier thinking.
Defensive
Realism
Defensive realism is an umbrella term for several
theories of international politics and foreign policy
that build upon Robert Jervis's writings on the security
dilemma and to a lesser extent upon Kenneth Waltz's
balance-of-power theory (neorealism). Defensive realism
holds that the international system provides incentives
for expansion only under certain conditions. Anarchy (the
absence of a universal sovereign or worldwide government)
creates situations where by the tools that one state uses
to increase it security decreases the security of other
states. This security dilemma causes states to worry
about one another's future intentions and relative power.
Pairs of states may pursue purely security seeking
strategies, but inadvertently generate spirals of mutual
hostility or conflict. States often, although not always,
pursue expansionist policies because their leaders
mistakenly believe that aggression is the only way to
make their state secure. Defensive realism predicts great
variation in internationally driven expansion and
suggests that states ought to generally pursue moderate
strategies as the best route to security. Under most
circumstances, the stronger states in the international
system should pursue military, diplomatic, and foreign
economic policies that communicate restraint. Examples of
defensive realism include: offense-defense theory
(Jervis, Stephen Van Evera, Sean Lynn-Jones, and Charles
Glaser), balance-of-power theory (Barry Posen, Michael
Mastanduno), balance-of-threat theory (Stephen Walt),
domestic mobilization theories (Jack Snyder, Thomas
Christensen, and Aron Friedberg), and security dilemma
theory (Thomas Christensen, Robert Ross, and William
Rose). (Sources: Jeffrey W. Taliaferro, 'Security-Seeking
Under Anarchy: Defensive Realism Reconsidered,' International
Security, 25, 3, Winter 2000/2001: 152-86; and John
J. Mearsheimer, (2002), Tragedy of Great Power
Politics, W.W. Norton, New York).
Democratic
Peace
All democratic peace theories seek to explain the
disputed empirical fact that two constitutional
democracies have never gone to war with each other in
recent history (1816 onwards). As such, they rest on a
similar hypothesis: that relations between pairings of
democratic states are inherently more peaceful than
relations between other regime-type pairings (i.e.
democratic versus non-democratic or non-democratic versus
non-democratic). To prove the reality of the democratic
peace, theorists such as Michael Doyle have sought to
show a causal relationship between the independent
variable - 'democratic political structures at the unit
level' - and the dependant variable - 'the asserted
absence of war between democratic states'. Critics, such
as Ido Oren, dispute the claims of democratic peace
theorists by insisting that there is a liberal bias in
the interpretation of 'democracy' which weakens the
evidence.
Dependency
Theory
Dependency theorists assert that so-called 'third-world'
countries were not always 'poor', but became impoverished
through colonial domination and forced incorporation into
the world economy by expansionist 'first-world' powers.
Thus, 'third-world' economies became geared more toward
the needs of their 'first-world' colonial masters than
the domestic needs of their own societies. Proponents of
dependency theory contend that relationships of
dependency have continued long after formal colonization
ended. Thus, the primary obstacles to autonomous
development are seen as external rather than internal,
and so 'third-world' countries face a global economy
dominated by rich industrial countries. Because
'first-world' countries never had to contend with
colonialism or a world full of richer, more powerful
competitors, dependency theorists argue that it is unfair
to compare contemporary 'third-world' societies with
those of the 'first-world' in the early stages of
development.
Deterrence
Theory
Deterrence is commonly thought about in terms of
convincing opponents that a particular action would
elicit a response resulting in unacceptable damage that
would outweigh any likely benefit. Rather than a simple
cost/benefits calculation, however, deterrence is more
usefully thought of in terms of a dynamic process with
provisions for continuous feedback. The process initially
involves determining who shall attempt to deter whom from
doing what, and by what means. Several important
assumptions underlie most thinking about deterrence.
Practitioners tend to assume, for example, that states
are unitary actors, and logical according to Western
concepts of rationality. Deterrence also assumes that we
can adequately understand the calculations of an
opponent. One of the most important assumptions during
the Cold War was that nuclear weapons were the most
effective deterrent to war between the states of the East
and the West. This assumption, carried into the post-Cold
War era, however, may promote nuclear proliferation.
Indeed, some authors suggest that the spread of nuclear
weapons would deter more states from going to war against
one another. The weapons would, it is argued, provide
weaker states with more security against attacks by
stronger neighbors. Of course, this view is also
predicated on the assumption that every state actor's
rationality will work against the use of such weapons,
and that nuclear arms races will therefore not end in
nuclear warfare. (Edited extract from Post-Cold War
Conflict Deterrence, Naval Studies Board, National
Research Council, National Acadamy of Sciences, 1997.)
Empirical
Theory
An empirical theory in the social or natural sciences
relates to facts and provides an explanation or
prediction for observed phenomena. Hypotheses associated
with empirical theories are subject to test against
real-world data or facts. The theorist need not have any
purpose in developing such empirical theories other than
satisfying his or her intellectual curiosity, although
many will seek to make their work "policy
relevant" (Viotti, P. and M. Kauppi, (eds.). 1987. International
Relations Theory. Macmillan Publishing Company, New
York).
Evolutionary
World Politics
A sub-field of the study of International Relations that
poses the question: what explains structural change in
world politics, in the past millennium in particular? It
rests on two core premises: that political change at the
global level is the product of evolutionary processes,
and that such processes might be best understood through
the application of evolutionary concepts such as
selection or learning, without yet embracing biological
determinism. Focussing on longer-term, institutional,
change it contrasts with, and complements, rational
choice approaches that illuminate shorter-term,
ends-means decision-making. Components of it might be
recognized both in the realist, and the liberal schools
of international relations. Structural change may be
studied at three levels: at the actor level, by looking
at long cycles of global politics; at the level of global
political formation, by inquiring into world empire, the
nation-state system with global leadership, and global
organization, as alternative forms of coping with global
problems; and at the of human species evolution, by
asking about the emergence of basic world institutions.
Global political change co-evolves with cognate processes
in the world economy, and is nested in the longer-term
developments in democratization, and changes in world
opinion.
Feminism
A branch of Critical Social Theory (see above) that seeks
to explore how we think, or do not think, or avoid
thinking about gender in international relations (IR).
Feminists argue that traditional IR thinking has avoided
thinking of men and women in the capacity
of embodied and socially constituted subject categories
by subsuming them in other categories (e.g. statesmen,
soldiers, refugees), too readily accepting that women are
located inside the typically separate sphere of domestic
life, and retreating to abstractions (i.e. the state)
that mask a masculine identity. Gender-minded analysts
therefore seek to move from suspicion of officially
ungendered IR texts to their subversion and to
replacement theories. Some recent gender-attentive
research streams include: critique and reappropriation of
stories told about the proper scope of the field of IR;
revisions of war and peace narratives; reevaluations of
women and development in the international system and its
parts; feminist interpretations of human rights; and
feminist understandings of international political
economy and globalisation. (These notes are an adaptation
of a piece by Christine Sylvester: 'Feminist Theory and
Gender Studies in International Relations'.)
Fourth
World Theory
A theoretical framework, based on the distinction between
nations and states, examining how colonial empires and
modern states invaded and now encapsulate most of the
world's enduring peoples. The term Fourth World
refers to nations forcefully incorporated into states
which maintain a distinct political culture but are
internationally unrecognized (Griggs, R. 1992. 'The
Meaning of 'Nation' and 'State' in the Fourth World',
Center for World Indigenous Studies). Fourth World
analyses, writings and maps aim to rectify the distorting
and obscuring of indigenous nations' identities,
georgraphies and histories and expose the usually hidden
'other side' of invasions and occupations that generate
most of the world's wars, refugees, genocide, human
rights violations and environmental destruction. The
distinction between political terms such as nation,
state, nation-state, a people and ethnic group - which
are commonly used interchangeably in both popular and
academic literature despite the fact that each has a
unique connotation - provides a geopolitcal perspective
from which one can paint a 'ground-up' portrait of the
significance and centrality of people in most world
issues, problems and solutions. Fourth World Theory was
fashioned by a diverse assortment of people, including
activists, human rights lawyers, academics and leaders of
indigenous nations. Similar to World Systems Analysis
(see below) scholars, proponents of Fourth World Theory
seek to change the world, not just describe or explain
it.
Functionalism
A focus on purposes or tasks, particularly those
performed by organisations. Some theorists have explained
the growth of organisations, particularly international
organisations, as a response to an increase in the number
of purposes or tasks demanding attention. Neofunctionalism
as a theory of regional integration emphasizes the
political calculation and pay-off to elites who agree to
collaborate in the performance of certain tasks (Viotti,
P. and M. Kauppi, (eds.). 1987. International
Relations Theory. Macmillan Publishing Company, New
York).
Game
Theory
A decision-making approach based on the assumption of
actor rationality in a situation of competition. Each
actor tries to maximize gains or minimize losses under
conditions of uncertainty and incomplete information,
which requires each actor to rank order preferences,
estimate probabilities, and try to discern what the other
actor is going to do. In a two-person zero-sum
game, what one actor wins the other loses; if A
wins, 5, B loses 5, and the sum is zero. In a
two-person non-zero or variable sum game,
gains and losses are not necessarily equal; it is
possible that both sides may gain. This is sometimes
referred to as a positive-sum game. In some games,
both parties can lose, and by different amounts or to a
different degree. So-called n-person games include
more than two actors or sides. Game theory has
contributed to the development of models of deterrence
and arms race spirals, but it is also the basis for work
concerning the question of how collaboration among
competitive states in an anarchic world can be achieved:
The central problem is that the rational decision for an
individual actor such as a state may be to
"defect" and go it alone as opposed to taking a
chance on collaboration with another state actor. Dealing
with this problem is a central concern of much of the
literature on international regimes, regional
integration, and conflict resolution (Viotti, P. and M.
Kauppi, (eds.). 1987. International Relations Theory.
Macmillan Publishing Company, New York).
Globalisation
Globalisation, as a theory, argues that states and
societies are increasingly being 'disciplined' to behave
as if they were private markets operating in a global
territory. 'Disciplinary' forces affecting states and
societies are attributed to the global capital market,
transnational corporations (TNCs), and structural
adjustment policies of the International Monetary Fund
(IMF) and World Bank, which are all driven by neo-liberal
economic ideology. Some scholars, such as Stephen Gill,
see these agents as representing an emerging system of
global economic governance ('disciplinary
neo-liberalism') based on a quasiconstitutional framework
for the reconstitution of the legal rights, prerogatives,
and freedom of movement for capital on a world scale
('new constitutionalism'). See Gill, S. 'New
Constitutionalism, Democratisation and Global Political
Economy', in Pacifica Review 10, 1, 1998.
Globalism
An image of politics different from realism and pluralism.
Globalism focuses on the importance of economy,
especially capitalist relations of dominance or
exploitation, to understanding world politics. The
globalist image is influenced by Marxist analyses of
exploitative relations, although not all globalists are
Marxists. Dependency theory, whether understood in
Marxist or non-Marxist terms, is categorised here as part
of the globalist image. Also included is the view that
international relations are best understood if one sees
them as occurring within a world-capitalist system
(Viotti, P. and M. Kauppi, (eds.). 1987. International
Relations Theory. Macmillan Publishing Company, New
York).
Golden
Arches Theory of Conflict Prevention
Thomas Friedman's theory that no two countries that both
had McDonald's had fought a war against each other since
each got its McDonald's. More specifically, Friedman
articulates it thus: 'when a country reached the level of
economic development where it had a middle class big
enough to support a McDonald's network, it became a
McDonald's country. And people in McDonald's countries
didn't like to fight wars anymore, they preferred to wait
in line for burgers'. (See Chapter 12 in Thomas L.
Friedman, (2000), The Lexus and The Olive Tree,
Harper Collins Publishers, London.)