Istilah-Istilah Internasional (3)
Hegemonic Stability Theory
The central idea of this theory is that the stability of
the international system requires a single dominant state
to articulate and enforce the rules of interaction among
the most important members of the system. For a state to
be a hegemon, it must have three attributes: the
capability to enforce the rules of the system, the will
to do so, and a commitment to a system which is perceived
as mutually beneficial to the major states. A hegemon's
capability rests upon the likes of a large, growing
economy, dominance in a leading technological or economic
sector, and political power backed up by projective
military power. An unstable system will result if
economic, technological, and other changes erode the
international hierarchy and undermine the position of the
dominant state. Pretenders to hegemonic control will
emerge if the benefits of the system are viewed as
unacceptably unfair. (Extract from lecture notes on the
theory of hegemonic stability by Vincent Ferraro, Ruth C.
Lawson Professor of International Politics at Mount
Holyoke College, Massachusetts.)
International Political Economy
A method of analysis concerning the social, political and
economic arrangements affecting the global systems of
production, exchange and distribution, and the mix of
values reflected therein (Strange, S. 1988. States and
Markets. Pinter Publishers, London. p18). As an
analytical method, political economy is based on the
assumption that what occurs in the economy reflects, and
affects, social power relations.
International Regime Theory
A perspective that focuses on cooperation among actors in
a given area of international relations. An international
regime is viewed as a set of implicit and explicit
principles, norms, rules, and procedures around which
actors' expectations converge in a particular issue-area.
An issue-area comprises interactions in such diverse
areas as nuclear nonproliferation, telecommunications,
human rights, or environmental problems. A basic idea
behind international regimes is that they provide for
transparent state behaviour and a degree of stability
under conditions of anarchy in the international system.
International regime analysis has been offering a meeting
ground for debate between the various schools of thought
in IR theory. See Krasner, S. 1983. International
Regimes. Cornell University Press, Ithaca.
Just War Theory
Normative theory referring to conditions under which (1)
states rightfully go to war (jus ad bellum) with
just cause, as in self-defense in response to aggression,
when the decision to go to war is made by legitimate
authority in the state, as a last resort after exhausting
peaceful remedies, and with some reasonable hope
of achieving legitimate objectives; (2) states exercise
right conduct in war (jus in bello) when the means
employed are proportional to the ends sought, when
noncombatants are spared, when weapons or other means
that are immoral in themselves are not used (typically
those that are indiscriminate or cause needless
suffering), and when actions are taken with a right
intention to accomplish legitimate military
objectives and to minimize collateral death and
destruction. Many of these principles of just war are
part of the body of international law and thus are
legally binding on states and their agents (Viotti, P.
and M. Kauppi, (eds.). 1987. International Relations
Theory. Macmillan Publishing Company, New York).
Legal Positivism
A legal theory that identifies international law with
positive acts of state consent. Herein, states are the
only official 'subjects' or 'persons' of international
law because they have the capacity to enter into legal
relations and to have legal rights and duties. Indeed,
they are the only entities with full, original and
universal legal personality; the only proper actors bound
by international law. As far as non-state entities (such
as individuals, corporations, and international
organisations) are concerned, their ability to assert
legal personality is only derivative of and conditional
upon state personality and state consent. This
predominant ideology originated in the nineteenth century
when legal positivism took the eighteenth century law of
nations, a law common to individuals and states, and
transformed it into public and private international law,
with the former being deemed to apply to states and the
latter to individuals. Thus, only states enjoy full
international legal personality, which can be defined as
the capacity to bring claims arising from the violation
of international law, to conclude valid international
agreements, and to enjoy priveleges and immunities from
national jurisdiction. (Edited text taken from Cutler, C.
2000. 'Globalization, Law and Transnational Corporations:
a Deepening of Market Discipline', in Cohn, T., S.
McBride and J. Wiseman (eds.). Power in the Global Era.
Macmillan Press Ltd.).
Liberalism (Liberal Internationalism)
Liberalism covers a fairly broad perspective ranging from
Wilsonian Idealism through to contemporary neo-liberal
theories and the democratic peace thesis. Here states are
but one actor in world politics, and even states can
cooperate together through institutional mechanisms and
bargaining that undermine the propensity to base
interests simply in military terms. States are
interdependent and other actors such as Transnational
Corporations, the IMF and the United Nations play a role.
Marxism
A body of thought inspired by Karl Marx. It emphasises
the dialectical unfolding of historical stages, the
importance of economic and material forces and class
analysis. It predicts that contradictions inherent in
each historical epoch eventually lead to the rise of a
new dominant class. The era of capitalism, according to
Marx, is dominated by the bourgeoisie and will give way
to a proletarian, or working class, revolution and an era
of socialism in which workers own the means of production
and move toward a classless, communist society in which
the state, historically a tool of the dominant class,
will wither away. A number of contemporary theorists have
drawn on Marxian insights and categories of analysis - an
influence most evident in work on dependency and the
world capitalist system (Viotti, P. and M. Kauppi,
(eds.). 1987. International Relations Theory.
Macmillan Publishing Company, New York).
Modernisation Theory
A theory presuming that all countries had similiar
starting points and follow similar paths to 'development'
along the lines of contemporary 'first-world' societies.
Neoliberal Institutionalism
Encompasses those theories which argue that international
institutions play an important role in coordinating
international cooperation. Proponents begin with the same
assumptions used by realists, except for the following:
where realists assume that states focus on relative gains
and the potential for conflict, neoliberal
institutionalists assume that states concentrate on
absolute gains and the prospects for cooperation.
Neoliberal institutionalists believe that the potential
for conflict is overstated by realists and suggest that
there are countervailing forces, such as repeated
interactions, that propel states toward cooperation. They
regard cheating as the greatest threat to cooperation and
anarchy as the lack of organisation to enforce rules
against cheating. Institutions are described by
neoliberals as 'persistent and connected sets of rules
(formal or informal) that prescribe behavioral roles,
constrain activity, and shape expectations' (Keohane, R.
'International Institutions: Two Approaches', in International
Studies Quarterly 32, 1988). Robert Keohane is the
scholar most closely identified with neoliberal
institutionalism.
Neorealism
Essentially, a systemic, balance of power theory
developed by Kenneth Waltz in which states do not seek to
maximise power, but merely balance it. And because the
international system is regarded as anarchic and based on
self-help, the most powerful units set the scene of
action for others as well as themselves. These major
powers are referred to as poles; hence the international
system (or a regional subsystem), at a particular point
in time, may be characterised as unipolar, bipolar or
multipolar.
Normative Theory
Normative theory deals precisely with values and value
preferences. Unlike empirical theory, however,
propositions in normative theory are not subject to
empirical test as a means of establishing their truth or
falsehood. Normative theory deals not with what is,
the domain of empirical theory. Rather, normative theory
deals explicitly with what ought to be - the way
the world should be ordered and the value choices
decision makers should make (Viotti, P. and M.
Kauppi, (eds.). 1987. International Relations Theory.
Macmillan Publishing Company, New York).
Offensive Realism
Offensive realism is a covering term for several theories
of international politics and foreign policy that give
analytical primacy to the hostile and unforgiving nature
of the international system as the cause of conflict.
Like defensive realism, some variants of offensive
realism build upon and depart from Waltz's neorealism.
Offensive realism holds that anarchy (the absence of a
worldwide government or universal sovereign) provides
strong incentives for expansion. All states strive to
maximize their relative power because only the strongest
states can guarantee their survival. They pursue
expansionist policies when and where the benefits of
doing so outweigh the costs. States face the ever-present
threat that other states will use force to harm or
conquer them. This compels them to improve their relative
power positions through arms build-ups, unilateral
diplomacy, mercantile (or even autarkic) foreign economic
policies, and opportunistic expansion. Ultimately every
state in the international system strives to become a
regional hegemon - a state that enjoys a preponderance of
military, economic, and potential power in its part of
the globe. Offensive realists however, disagree over the
historical prevalence of hegemonic regional systems and
the likely responses of weaker states to would-be
regional hegemons (e.g., balancing, buck-passing, or
bandwagoning). In particular, there is a sharp
disagreement between proponents of the balance-of-power
tradition (John Mearsheimer, Eric Labs, Fareed Zakaria,
Kier Lieber, and Christopher Layne) and proponents of the
security variant of hegemonic stability theory (Robert
Gilpin, William Wohlforth, and Stephen Brooks). (Sources:
Jeffrey W. Taliaferro, 'Security-Seeking Under Anarchy:
Defensive Realism Reconsidered,' International
Security, 25, 3, Winter 2000/2001: 152-86; and John
J. Mearsheimer, (2002), Tragedy of Great Power
Politics, W.W. Norton, New York).
Peripheral Realism
A foreign policy theory arising from the special
perspective of (Latin American) peripheral states and
represented by the work of Carlos Escude, for example.
This view of international relations regards the
international system as having an incipient hierarchical
structure based on perceived differences between states:
those that give orders, those that obey, and those that
rebel. The peripheral approach introduces a different way
of understanding the internatonal system: that is, from
the unique viewpoint of states that do not impose 'rules
of the game' and which suffer high costs when they
confront them. Thus, the foreign policies of peripheral
states are typically framed and implemented in such a way
that the national interest is defined in terms of
development, confrontation with great powers is avoided,
and autonomy is not understood as freedom of action but
rather in terms of the costs of using that freedom.
Pluralism
A tradition in international relations that argued that
politics, and hence policy, was the product of a myriad
of competing interests, hence depriving the state of any
independent status. Pluralism can be seen to derive
principally from a liberal tradition, rooted in Locke's
'Second Treatise of Government', and to pose an
anti-realist vision of the centrality of the state in
world politics. Pluralists make four key assumptions
about international relations. Primarily, non-state
actors are important entities in world politics.
Secondly, the State is not looked upon as a unified
actor, rather, competition, coalition building, and
compromise between various interest groups including
multinational enterprises will eventually culminate into
a 'decision' announced in the name of the state. Thirdly,
pluralists challenge the realist assumption of the state
as a rational actor, and this derives from the second
assumption where the clash of competing interests may not
always provide for a rational decision making process.
Finally, the fourth assumption revolves around the nature
of the international agenda, where it is deemed extensive
by the pluralists and includes issues of national
security as well as economic, social and environmental
issues. Hence, pluralists reject the 'high politics' 'low
politics' divide characteristic of realism. They also
contend with the predominance of a physical conception of
power inherent in realism.
Policy-Relevant Theory
Policy-relevant theories may have explicit purposes that
stem from the value preferences of the theorist, such as
reducing the likelihood of war or curbing the arms race.
Acting on such theories, of course, is the domain of the
policy maker, a task separate from that of the empirical
theorist. Theorists who become policy makers may well
make choices informed by what theories say will be the
likely outcomes of implementing one or another
alternative. Their choices may be informed by empirical
theory or understanding of world events, but the
decisions they make are still based on value preferences
(Viotti, P. and M. Kauppi, (eds.). 1987. International
Relations Theory. Macmillan Publishing Company, New
York).
Postinternationalism
Unlike many other theories, postinternational theory is
organized around the premise that our time is marked by
profound and continuous transformations and turbulence.
It seeks to account for the dynamics of change and
anticipate where they might be leading the world. Its
prime focus is on the transformation of three basic
parameters: one at the micro level of individuals,
another at the micro-macro level where individuals and
their collectivities interact, and the third is at the
macro level of collectivities and their global
structures. The central concept at the micro level
involves a skill revolution, whereas at the micro-macro
level it involves the pervasiveness of authority crises
experienced by all kinds of collectivities; and at the
macro level it posits a bifurcation of global structures
into the state-centric world of sovereignty-bound actors
and the multi-centric world of sovereignty-free actors.
This formulation is theoretical in the sense that it
anticipates the conditions under which continual
turbulence and transformation are likely to sustain world
affairs. Examples of transformations at each level
include the increasingly manifest readiness of
individuals to engage in collective action (micro level),
the 'battle of Seattle' (micro-macro level), and the
pattern - indeed, institutionalization - whereby the NGO
and state-centric worlds converge around common interests
(macro level). See James Rosenau's (1990) Turbulence
in World Politics and Heidi Hobbs' (ed.) (2000) Pondering
Postinternationalism.
Postmodernism
A more extreme branch of Critical Social Theory (see
above) that can be identified in terms of its critical
stance toward (western) modernity and the unambiguous
narratives of reason, truth and progress. Whereas the
dominant narrative of modernity upholds reason as the
foundation of objective truth and the source of progress,
postmodernism emphasises the interplay of a plurality of
discursive practices, ways of knowing, social identities
and possible worlds.
Power Transition Theory
Created by A.F.K. Organski and originally published in
his textbook, World Politics (1958), power
transition theory today describes international politics
as a hierarchy with (1) a "dominant" state, the
one with the largest proportion of power resources
(population, productivity, and political capacity meaning
coherence and stability); (2) "great powers," a
collection of potential rivals to the dominant state and
who share in the tasks of maintaining the system and
controlling the allocation of power resources; (3)
"middle powers" of regional significance
similar to the dominant state, but unable to challenge
the dominant state or the system structure, and (4)
"small powers," the rest. The principle
predictive power of the theory is in the likelihood of
war and the stability of alliances. War is most likely,
of longest duration, and greatest magnitude, when a
challenger to the dominant power enters into approximate
parity with the dominant state and is dissatisfied with
the existing system. Similarly, alliances are most stable
when the parties to the alliance are satisfied with the
system structure. There are further nuances to the
theory: for instance, the sources of power transition
vary in their volitility, population change being the
least volatile and political capacity (defined as the
ability of the government to control resources internal
to the country) the most volatile. (Best single text and
the source of the above description: Power
Transitions: Strategies for the 21st Century, by
Ronald L. Tammen et al., published by Seven Bridges
Press, 2000.)
Prisoner's Dilemma
Cooperation is usually analysed in game theory by means
of a non-zero-sum game called the "Prisoner's
Dilemma" (Axelrod, 1984). The two players in the
game can choose between two moves, either
"cooperate" or "defect". The idea is
that each player gains when both cooperate, but if only
one of them cooperates, the other one, who defects, will
gain more. If both defect, both lose (or gain very
little) but not as much as the "cheated"
cooperator whose cooperation is not returned. The problem
with the prisoner's dilemma is that if both
decision-makers were purely rational, they would never
cooperate. Indeed, rational decision-making means that
you make the decision which is best for you whatever the
other actor chooses. Suppose the other one would defect,
then it is rational to defect yourself: you won't gain
anything, but if you do not defect you will be stuck with
a loss. Suppose the other one would cooperate, then you
will gain anyway, but you will gain more if you do not
cooperate, so here too the rational choice is to defect.
The problem is that if both actors are rational, both
will decide to defect, and none of them will gain
anything. However, if both would "irrationally"
decide to cooperate, both would gain.
Rationalism
A theoretical qualification to the pessimism of realism
and the idealism of liberal internationalism.
Rationalists view states as comprising an international society,
not merely an international system. States come to be a
part of an international society by accepting that
various principles and institutions govern the way in
which they conduct their foreign relations. In doing so,
it can be argued, states also display a commitment to the
idea that it is inappropriate to promote the national
interest without any regard for international law and
morality.
Realism
A particular view of the world, or paradigm, defined by
the following assumptions: the international realm is
anarchic and consists of independent political units
called states; states are the primary actors and
inherently possess some offensive military capability or
power which makes them potentially dangerous to each
other; states can never be sure about the intentions of
other states; the basic motive driving states is survival
or the maintenance of sovereignty; states are
instrumentally rational and think strategically about how
to survive.
Social Constructivism
Social constructivism is about human consciousness and
its role in international life. As such, constructivism
rests on an irreducibly intersubjective dimension of
human action: the capacity and will of people to take a
deliberate attitude towards the world and to lend it significance.
This capacity gives rise to social facts, or facts that
depend on human agreement that they exist and typically
require human institutions for their existence (money,
property rights, sovereignty, marriage and Valentine's
Day, for example). Constructivists contend that not only
are identities and interests of actors socially
constructed, but also that they must share the stage with
a whole host of other ideational factors emanating from
people as cultural beings. No general theory of the
social construction of reality is available to be
borrowed from other fields and international relations
constructivists have not as yet managed to formulate a
fully fledged theory of their own. As a result,
constructivism remains more of a philosophically and
theoretically informed perspective on and approach to the
empirical study of international relations. (Edited
passage from Ruggie, J. 'What Makes the World Hang
Together? Neo-utilitarianism and the Social
Constructivist Challenge', International Organization
52, 4, Autumn 1998).
Traditionalism
An approach to international relations that emphasises
the studying of such disciplines as diplomatic history,
international law, and philosophy in an attempt to
develop better insights. Traditionalists tend to be
skeptical of behavioralist approaches that are confined
to strict scientific standards that include formal
hypothesis testing and, usually, the use of statistical
analysis (Viotti, P. and M. Kauppi, (eds.). 1987. International
Relations Theory. Macmillan Publishing Company, New
York).
Transnational Historical Materialism
Transnational historical materialism falls within the
Marxist tradition. This comtemporary Marxism takes its
inspiration from Antonio Gramsci and gives greater
significance to the role of culture and ideas, along with
focussing on economic aspects of order and change. It is
seen as a corrective to the economism of classical
Marxism.
Transnationalism
Interactions and coalitions across state boundaries that
involve such diverse nongovernmental actors as
multinational corporations and banks, church groups, and
terrorist networks. In some usages, transnationalism
includes both nongovernmental as well as transgovernmental
links. The term transnational is used both to
label the actor (for example, a transnational actor) or a
pattern of behavior (for example, an international
organisation that acts transnationally - operates
across state borders). Theorists focusing on
transnationalism often deemphasise the state as primary
and unitary actor (Viotti, P. and M. Kauppi, (eds.).
1987. International Relations Theory. Macmillan
Publishing Company, New York).
World Capitalist System
An approach to international relations that emphasises
the impact of the world wide spread of capitalism. It
focuses on class and economic relations and the division
of the world into a dominant centre or core of
industrialised countries, a subordinate periphery of less
developed countries and a semi-periphery of countries
that occupy an intermediate position between core and
periphery (Viotti, P. and M. Kauppi, (eds.). 1987. International
Relations Theory. Macmillan Publishing Company, New
York).
World-Systems Analysis
World-systems analysis is not a theory or mode of
theorizing, but a perspective and a critique of other
perspectives within social science. Its social origins
were located in the geopolitical emergence of the Third
World in the late 1960s and the manifest insufficiencies
of modernization theory to account for what was
happening. The unit of analysis is the world-system
rather than a state or society, with particular emphases
on the long-term history and totality of the system. The
notion of totality (globality, unidisciplinarity and
holism) distinguishes world-systems analysis from similar
approaches such as global or international political
economy which look at the relationships between the two
segregated streams of politics and economics. Proponents
of world-systems analysis also regard it as an
intellectual movement, capable of transforming
social science into a vehicle for world-wide social
change.