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The substantive part of clause (2) of Article 311 provides that " no such person as aforesaid shall be dismissed or removed or reduced in rank, except after an inquiry in which he has been informed of the charges against him and given a reasonable opportunity of being heard in respect of those charges". What constitutes 'reasonable opportunity' has been considered by High Courts and the Supreme Court on a number of occasions. According to the prescribed procedures, the disciplinary authority should hold an inquiry, hear and weigh the evidence and consider the merits of the case before coming to conclusion. These constitute elements of a judicial approach and, therefore, in discharging its functions in disciplinary inquiries, the disciplinary authority acts in a quasi-judicial capacity. As a corollary, the requirements of 'reasonable opportunity' have been equated with the principles of natural justice (Joseph John's case, A.I.R. 1955 S.C. 160). Courts have freely applied these principles to departmental inquires and disciplinary proceedings against Government servants. It has been held that for a proper compliance with the requirement of 'reasonable opportunity', as envisaged in Article 311 (2), a Government servant against whom action is proposed to be taken should, in the first instance be given an opportunity to deny the charge and to establish his innocence. The Supreme Court of India in the case of Union of India and others vs. Mod. Ramzan Khan - 1991 (1) SLR 159 has held that even though the second stage of the inquiry in Article 311 (2) has been abolished by 42nd amendment to the Constitution, the delinquent officer is still entitled to represent against the conclusion of the Inquiry Officer, holding that the charges or some of the charges are not established. It has thus been laid down that wherever there has been an Inquiry Officer and he has furnished a report to the disciplinary authority at the conclusion of the inquiry holding the delinquent guilty of all or any of the charges with the proposal for any particular punishment or not, the delinquent is entitled to a copy of such report and will also be entitled to make a representation against it, if he so desires, and non-furnishing of the report would amount to violation of rules of natural justice and make the final order liable to challenge hereafter. (Before the 42nd Amendment to the Constitution, it was necessary that such a person should be given an opportunity to represent, if he so desires, against the quantum of punishment proposed to be inflicted on him. This opportunity at the second stage has been now done away with by the aforesaid amendment to the Constitution). In Khem Chand vs. Union of India (AIR 1958 SC 300), the Supreme Court explained the nature and scope of 'reasonable opportunity' in the following terms: -
To summarise; The reasonable opportunity envisaged by the provision under consideration includes: -
The Supreme Court in Union of India vs. Verma (AIR 1957 SC 882) has summarised the principles of natural justice thus: -
The provision to Article 311 (2) provides for certain circumstances in which the procedure envisaged in the substantive part of the clause need not be followed. These are set out below. Conviction on a criminal charge. One of the circumstances excepted by clause (a) of the provision is when a person is dismissed or removed or reduced in rank on the ground of conduct which has laid to his conviction on a criminal charge. The rationale behind this exception is that a formal inquiry is not necessary in a case in which a court of law has already given a verdict. However, if a conviction is set aside or quashed by a higher court on appeal, the Government servant will be deemed not to have been convicted at all. Then the Government servant will be treated as if he had not been convicted at all and as if the order of dismissal was never in existence. In such a case the Government servant will also be entitled to claim salary for the intervening period during which the dismissal order was in force. The claim for such arrears of salary will arise only on reinstatement and therefore the period of limitation under clause 102 of the Limitation Act would apply only with reference to that date (Union of India vs. Akbar Sheriff). The grounds of conduct for which action could be taken under this proviso could relate to a conviction on a criminal charge before appointment to Government service of the person concerned. If the appointing authority were aware of the conviction before he was appointed, it might well be expected to refuse to appoint such a person but if for some reason the fact of conviction did not become known till after his appointment, the person concerned could be discharged from service on the basis of his conviction under clause (a) of the proviso without following the normal procedure envisaged in Article 311. Impracticability Clause (b) of the proviso provides that where the appropriate disciplinary authority is satisfied, for reasons to be recorded by that authority in writing that it does not consider it reasonably practicable to give to the person an opportunity of showing cause, no such opportunity need be given. The satisfaction under this clause has to be of the disciplinary authority who has the power to dismiss, remove or reduce the Government servant in rank. As a check against an arbitrary use of this exception, it has been provided that the reasons for which the competent authority decides to do away with the prescribed procedures must be recorded in writing setting out why it would not be practicable to give the accused an opportunity. The use of this exception could be made in case, where, for example a person concerned has absconded or where, for other reasons, it is impracticable to communicate with him. Reasons of security Under proviso (c) to Article 311 (2), where the President is satisfied that the retention of a person in public service is prejudicial to the security of the State, his services can be terminated without recourse to the normal procedure prescribed in Article 311 (2). The satisfaction referred to in the proviso is the subjective satisfaction of the President about the expediency of not giving an opportunity to the employee concerned in the interest of the security of the State. This clause does not require that reasons for the satisfaction should be recorded in writing. That indicates that the power given to the President is unfettered and cannot be made a justifiable issue, as that would amount to substituting the satisfaction of the court in place of the satisfaction of the President. If however, the inquiry has been dispensed with by the President and the order of penalty has been passed by disciplinary authority subordinate thereto, a departmental appeal or revision will lie as stated in para 11.4 of this Chapter. A summary of the principles laid down in the various decision of the Supreme Court on service matters is given below: -
Wherever there has been an Inquiry Officer and he has furnished a report to the disciplinary authority at the conclusion of the inquiry holding the delinquent guilty of all or any of the charges with proposal for any particular punishment or not, the delinquent is entitled to a copy of such report and will also be entitled to make a representation against it, if he so desires, and non furnishing of the report would amount to violation of rules of natural justice and make the final order liable to challenge hereafter [Union of India and others Vs. Mohd. Ramzan Kahn 1991 (1) SCR 159]. Article 311 as described above in detail refers to the present position of the article, subsequent to the Constitution (Forty Second Amendment) Act,1976. Prior to the amendment the delinquent officer should be afforded reasonable opportunity to show cause against the action, which was proposed to be taken against him. After the inquiry was over if the disciplinary authority was of the opinion that any major penalty should be imposed on the Government Servant, it should give the Government servant, a notice stating the penalty proposed to be imposed on him and calling upon him to submit within a specified time such representation as he may wish to make on the proposed penalty on the basis of the evidence adduced during the inquiry. Clause (2) of the Article 311 as it stands now was substituted by Constitution (Forty Second Amendment Act, 1976). Prior to this Amendment the old clause (2) of the article read as follows:
Provided that this clause shall not apply;-
Consequent on this amendment, Disciplinary Authorities stopped providing the second stage reference or second stage natural justice to the delinquent employees after completion of the inquiry and were imposing penalties directly on the receipt of the report of inquiry officer. The order conveying the findings of the disciplinary authority also conveyed the penalty imposed on the delinquent employee, and these were conveyed to him, along with a copy of the report of the inquiry officer. This practice continued upto the year 1991. In that year the Supreme Court of India in the case of Union of India and others vs. Mod. Ramzan Khan - 1991 (1) SLR 159 has held that even though the second stage of the inquiry in Article 311 (2) has been abolished by 42nd amendment to the Constitution, the delinquent officer is still entitled to represent against the conclusion of the Inquiry Officer, holding that the charges or some of the charges are not established. It has thus been laid down that wherever there has been an Inquiry Officer and he has furnished a report to the disciplinary authority at the conclusion of the inquiry holding the delinquent officer guilty of all or any of the charges with the proposal for any particular punishment or not, the delinquent officer is entitled to a copy of such report and will also be entitled to make a representation against it, if he so desires, and non-furnishing of the report would amount to violation of rules of natural justice and make the final order liable to challenge hereafter. This landmark judgement again provided the delinquent employees opportunity to pursue the report of the inquiry officer and to represent against the same before the disciplinary authority proceeds to record his findings. | |
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