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Project on Investment in Securities Market
Financial Planing

(Source: SEBI Website - Securities Market Awareness Campaign
Empowering Investors Through Education)

Investor Grievance Redressal

Despite all precautionary measures taken by you and the regulators, you may have some grievances. The regulator, self regulatory organisations and the entities supervised by regulators have some kind of mechanism to redress your grievances.

Following table presents the kind of grievances and the authority you should approach for redressal. In addition, you have freedom to take up grievance with SEBI and the court of law.

Grievance related to Whom to contact
Issue/Company

Compliance officer of the issuer company/Lead Manager/Stock Exchange

Trading/Broker/Sub-broker

Investor Grievance Cell of concerned Exchange

Depository Services

Investor Relation Cell or Concerned Depository

Corporate Action

Concerned Company/Concerned Exchange

Intermediary

Compliance officer of the intermediary/Affiliated industry association/SRO

Note of Disclaimer attached to the original article

This is an educational initiative andnot a guidance toanyone for venturing to make investments inthe market. The note of Disclaimer attached to the original article is therefore reprinted herein for information of all.

"The information has been compiled to present the reader with a broad understanding of the subject and is general in nature. The contents do not purport to explain or interpret Acts, Circulars, Rules, Regulations and Guidelines. The booklet is published by SEBI for investor education"


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