By Geoffrey Robertson - The New Humanist Spring, 2002.
The
immediate and rightful response of the United States to the atrocity
of 11 September was to demand ‘justice’, although that word sounded,
in many powerful mouths, like the cry of the lynch mob for summary
execution, assassination squads and Osama bin Laden’s “head on a
plate” (“Some Lawmakers Prefer bin Laden Dead,” New York
Times, 16 November 2001). He was soon presidentially fingered as
the “prime suspect”, who was wanted “dead or alive”, his mug-shot
dropped in leaflets over Afghanistan promising US $25 million reward
for his capture.
"The rule of law is dead.
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The confusion over the meaning of the word “justice”
became acute when the Pentagon chose “Operation Infinite Justice”
as its first brand name for the bombing of Afghanistan. This made
no philosophical sense, because human justice is both finite and
fallible. More importantly, it begged the question, which Western
leaders so notably failed to address, of exactly what forensic procedure
they proposed to adopt to persuade the rest of the world that their
cause was right. Milosevic in the Hague dock was an early aim of
NATO’s war over Kosovo, which had recently came to pass. The Lockerbie
tribunal had resulted from the long economic war against Libya for
blowing up an American aircraft, and a life sentence had been imposed
on one of the perpetrators. But what court, if any, awaited bin
Laden and his lieutenants, or indeed Mullah Omar and his ministers?
The last thing Western leaders wanted was for
bin Laden to come out with his hands up. Bill Clinton claimed to
have secretly authorised a CIA assassination after the African embassy
bombings in 1998, and President Bush and his advisers made it clear
that they preferred him dead rather than alive. Ironically, this
was the consummation bin Laden himself devoutly wished: in his belief
system, the prospect of paradise required him to die mid-jihad,
and not of old age on a prison farm in upstate New York. (His 12-year-old
son had been instructed and equipped to perform an instant act of
euthanasia should his wounded father be on the verge of capture.)
It did not occur to the presidential policymakers, who produced
the plans for a “military commission” to convict and speedily execute
the al-Qaida leader in the unfortunate event that he were taken
alive, that this would ensure his earthly martyrdom and (if only
in his own mind) his fast track to paradise. But suppose he were
to be captured and interrogated, and later sit like Milosevic for
some months in a criminal court dock and then, after a reasoned
judgement, be locked for the rest of his life in a cell in Finland?
Surely this would greatly assist the work of demystifying the man,
debunking his cause and de-brainwashing his many thousands of followers.
A fair trial before an independent court might serve this practical
purpose, and it was also what international law required.
There can be no warrant for the cold-blooded
execution of a surrendered terrorist. Although at one point in history
it was common instantly to hang captured pirates, terrorists of
the high seas, from the yard-arm, the better practice (at least
of the British navy) was to return them for trial at the Old Bailey.
Summary execution of terrorists is tempting to law enforcement agencies,
because it avoids the danger of exposing informers or secret intelligence
at a trial, and it pre-empts further terrorist hostage-taking by
their comrades in efforts to free them. But the right to life, or
at least the right not to have life extinguished by the state without
due process, is fundamental even in war. From the moment that America
and its allies intervened on the side of the Northern Alliance in
its civil war with the Taliban, the Geneva Conventions of 1949 applied,
requiring humane treatment for all combatants who surrender and
no punishment without some form of fair process. This much was accepted
in principle, if not in practice, by the Northern Alliance, even
in respect of al-Qaida’s hated Arab and Chechen fighters. It was
idle to postulate a local trial for the leadership of al-Qaida and
the Taliban, however, given the chaotic absence of any court system
or a local law that could sensibly deal with a crime against humanity
committed pursuant to (or in lieu of) foreign policy. There were
realistic trial options in America, but not in courts where justice
could be seen to be done.
Jury trial, New York
Here, bin Laden was already under indictment for the embassy bombings.
He had been charged by a grand jury with conspiracy to murder, bomb
and maim and to kill US nationals (four co-defendants had been convicted
in May 2001). There would be no jurisdictional problem with adding
counts relating to 11 September to the existing indictment, or with
charging the Taliban leaders with aiding and abetting. However,
1) A New York jury, quite literally ‘12 angry
men’, would be too emotionally involved in the events of 11 September
to consider the evidence dispassionately. Even if the trial was
moved upstate, or to another city (and Timothy McVeigh’s trial
for the Oklahoma bombing had for this reason been moved to Denver)
the event was so traumatic for all Americans that an unbiased
jury would be difficult to empanel in any state of the Union.
2) Any verdict of ‘guilty’ would need to persuade
doubters and cynics throughout a world which regards trial by
jury as something of an Anglo-American eccentricity. One word
from the jury foreman is not calculated to convince in the mosques
of Pakistan or the universities of Europe: what is needed for
this purpose is a closely and carefully reasoned judgement, joined
by Muslim jurists, setting out an incontrovertible, ‘beyond reasonable
doubt’ case for guilt. Just as the judgement at Nuremberg confounded
Holocaust-deniers over the next half-century, so any trial of
al-Qaida or the Taliban would have to end with an impeachable
historical record.
3) Upon conviction, the jury would hear evidence
to decide the punishment; and given the casualties of 11 September,
the death penalty would probably be a foregone conclusion. The
spectacle of bin Laden spot-lit and stretched on a gurney in some
theatre large enough to accommodate relatives of his victims (in
some states they have a right to be present) would be too grotesque
to contemplate.
In its favour, however, is the fact that a jury
trial is at least a full-blooded, adversarial affair in which the
defendants can, if they choose, be aggressively defended and the
government evidence will be tested for all to see its truth or its
falsity. The issues at a criminal trial concern what the defendants
did, and what knowledge they had of what their accomplices were
doing: their political and religious beliefs are irrelevant. In
bin Laden’s case, for example, any evidence he gave would be confined
to denying his alleged role, and there would be no forensic basis
for permitting speeches or evidence to justify the crime. Since
the crime against humanity committed on 11 September is legally
indefensible (other than by a plea of insanity) the court can admit
no evidence other than facts which prove or undermine the prosecution
case for accompliceship. Yet the assumed danger of giving al-Qaida
its day in court weighed heavily on the Bush administration, and
on 13 November the president signed an Executive Order to provide
an alternative method of trial, and execution.
Trial by military commission
The perpetrators of 11 September “don’t deserve to be treated a
prisoners of war”, declared vice president Cheney, announcing the
Executive Order. “They don’t deserve the same guarantees and safeguards
that would be used for an American citizen going through the normal
judicial process” (“Senior Administration Officials Defence Military
Tribunal for Terrorist Suspects, New York Times 15 November
2001). Instead, they deserved to be “executed in relatively rapid
order” like German saboteurs tried in secret during World War II
by a special military commission — a presidentially ordained Tribunal
last used to convict General Yamashita, one of the few Japanese
generals whom historians now believe was innocent. The US proposed
such a court to Scottish law officers as a model for Lockerbie,
but it was emphatically rejected because of its palpable unfairness.
It is important to understand that a ‘military commission’ is not
the same as a court-martial — a genuine court in the Anglo-American
adversary tradition used to try members of the armed forces and
familiar from movies like A Few Good Men (in which Tom Cruise and
Demi Moore proved that ‘military justice’ is not an oxymoron). A
“Special Military Commission” comprises a group of officers ordered
by the president, their commander in chief, to sit in judgement
on certain defendants according to rules set out in the presidential
order.
These Military Commissions are, as the New
York Times editorialised on 16 November 2001, “a breathtaking
departure from due process”. They fail abjectly to conform with
the fair trial guarantees under the European Convention, a matter
which should prevent the extradition to the US of terrorist suspects
captured in Europe (New York Times, 24 November 2001). They do not
comport with fair trial guarantees in the Universal Declaration
or any other human rights convention, and they breach the minimum
due process safeguards in the 1949 Geneva Convention for Prisoners
of War. A trial of al-Qaida members or Taliban leaders before such
a military commission, especially if followed by executions “in
relatively rapid order”, would provoke derision and anger throughout
the world, much of it from US allies and supporters. The principle
objections would be:
1) The commission is not independent
or impartial, as required by Articles 84 and 85 of the 1949 Geneva
Convention III on the Treatment of Prisoners of War, which the
US (and 187 other countries) have ratified. The army officers
who will act as “judges” are paid and promoted by the defence
department, an arm of the government which has alleged their guilt
and which acts in any event as their detaining power. These officers
are commissioned to sit as “judges” by the president, their commander
in chief, who has “determined in writing” that the defendants
should be prosecuted and who thus has a vested interest in their
conviction.
2) There is no appeal, except to the
president, who cannot be impartial because the decision appealed
against is that of his own tribunal.
3) There are no normal evidentiary rules
or safeguards — evidence is admissible if the presiding officer
thinks it should be admitted. A distinguished US judge who made
a recent study of the records of military commissions in Japan
after World War II concludes that they “provide a stark example
of the potential for abuse when rules of evidence are so flexible
as to be non-existent” (Evan J. Walloch, “The Procedural and Evidentary
Rules of the Post World War II Crimes Trials”, 27 Columbia
Journal of International Law, p.851)
4) According to reports of draft rules
prepared by the US Defence Department, the hearing will be in
secret and transcripts will not be made available.
5) There is no provision for the burden
of proof to be placed on the prosecution, or for it to meet a
standard of “beyond reasonable doubt”. Guilt is simply to be established
by evidence “of probative value to a reasonable person”. The officers
who form the “jury” need not be unanimous — a vote of two-thirds
(that is, 2 out of 3 — the likely number of officers forming the
commission panel) will secure a conviction. They do not give a
reasoned written judgement.
6) The sentence of death is traditionally
carried out by an army firing squad. The Defence department, presumably,
will decide whether relatives will be permitted to attend an event
that will not be different in essence from the Taliban’s football
pitch executions.
The military commission has been widely
criticised as a “kangaroo court” (an appellation offensive to Australians,
who know the loveable qualities of this marsupial) but in truth
it is not a court at all. It is an extension of the power of the
president, who personally or through the officers he commands acts
as prosecutor, judge and jury, and court of appeal judge. The military
commission is really a government device for execution, which is
as summary as it thinks it can get away with, at a time when the
American public has ceased to protest about denial of constitutional
rights to aliens. Should the Bush administration insist upon this
option, it will mark an historic volte-face from the position of
President Truman, who rejected the military commission model when
it was suggested for Nuremberg. The need to impress upon the rest
of the world the true evil of al-Qaida’s philosophy, to expose bin
Laden and his lieutenants to the light of day before they acquire
mythic or martyr status, and to expound the irresponsible misuse
of sovereign power by the Taliban, will be lost in special military
commissions, sacrificed to a fear that “justice” properly so called
will not be up to the job.
The Lockerbie alternative
The UN brokered an agreement between the US, UK and Libya to establish
a special court to try the two Libyan intelligence officers accused
of placing a bomb on board Pan Am flight 103 which exploded over
Lockerbie in Scotland on 21 December 1988, killing 259 passengers
and crew. The court, which on 31 January 2001 convicted the senior
officer, Abdul Basset Ali Al-Megrahi, reflected territorial jurisdiction
(the offence having been committed in Scotland) by comprising three
Scottish judges, applying Scots law and giving audience only to
Scottish advocates, but sat at Camp Zeist — a disused American airbase
in the Netherlands, which had been placed under UK sovereignty for
the purpose of the trial. The charge was conspiracy to murder, rather
than to commit a crime against humanity, but the international justice
principle that such crimes required a reasoned verdict was adopted,
removing the jury and allowing the judges to determine facts as
well as law. An international flavour also came from the fact that
the prosecution was a joint operation, the evidence having been
worked up over 12 years by US as well as Scottish law enforcement
agencies.
The Lockerbie model, although the outcome
of many years of US pressure and UN sanctions, offered an alternative
mode for trial of those suspected of complicity in 11 September.
It could take the form of three independent professional American
Federal judges, sitting in a neutral location but operating under
and applying the law of the state of New York, delivering a reasoned
written decision in lieu of a jury verdict, with sentencing options
to exclude the death penalty.
An ad hoc tribunal
11 September caught the international justice movement on the hop.
The Rome statute had attained 42 ratifications, and creation of
the International Criminal Court (ICC) was on course for 2002, 60
days after the 60th state party pledged support. So there was yet
no prosecutor in place to open the investigation into responsibility
for this crime against humanity (which could have been requested,
under the Rome Statute, by the Security Council). It was too much
to expect the US, given its hostility to the Court, to take the
imaginative leap of arranging speedy ratifications so that the ICC
could be brought into being immediately, with a new and retrospective
mandate to try the perpetrators of 11 September. However, President
Bush did have the option of requesting the Security Council to use
its Chapter VII power to establish an ad hoc tribunal, as
it had in the Hague for former Yugoslavia and for Rwanda.
The Council would readily have acceded
to such a request, given its unanimous support for the US after
the atrocity, which it had characterised in two September resolutions
as a threat to international peace (the precondition for exercise
of Chapter VII power). There would have been no difficulty about
a high-profile American prosecutor (Mayor Guiliani, hero of the
hour, had put the mafia behind bars and would need a job after City
Hall, or Kenneth Starr, another Republican favourite) and judges,
including Muslim jurists, could have been appointed from coalition
countries. The Hague Tribunal rules of evidence and procedure afford
basic rights to defendants while permitting the reception of all
relevant and reliable evidence, with protocols for evaluating the
kind of hearsay evidence which may be necessary to prove terrorist
conspiracies and which protect from public disclosure on national
security grounds the identity of informers or evidence from electronic
intercepts and other means of secret intelligence-gathering. A trial
of bin Laden and other al-Qaida leaders together with Mullah Omar
and his top ministers and generals, would be most appropriately
held in the Hague, away from local pressures and prejudices in America
or Afghanistan and less obviously a target for terrorist reprisals,
although doubtless an isolated island (the Falklands or, with historical
redolence, St Helena) might be used if such reprisals were on the
cards.
American constitutional law apologists
for the Bush administration’s hostility to this course have argued
that the Pentagon has accepted restraints on bombing targets advised
by its own lawyers, and would be inhibited and embarrassed if “second
guessed” by an international tribunal: “the US government won’t
support a new tribunal that has authority over US forces” (Jeremy
Rabkin, “Terrorists must face US justice”, The Australian, 23 November
2001, p.11) That’s for sure — but the objection is irrelevant, because
there would be no need to give a new tribunal any such authority.
Its mandate would be to prosecute, judge and punish those who bear
criminal responsibility in international law for the crime against
humanity committed on 11 September. It would not have any broader
jurisdiction over the entirely different issue of war crimes committed
during the fighting in Afghanistan: in the case of American soldiers,
any allegations would be investigated and tried by US court martials.
Although the Hague Tribunal was accorded jurisdiction over all such
crimes in the former Yugoslavia (at a time when no one believed
NATO would fight a war there), and the US was irritated that Carla
del Ponte should even look at evidence that it had breached the
laws of war (she found no case to answer), this is not an issue
that a tribunal trying al-Qaida and Taliban leaders would ever need
to address. Although an international court was first proposed by
the League of Nations — in 1937 — to deal with terrorist crimes,
and the idea was revived in 1987 by President Gorbachev for the
same purpose, there is no precedent — and in the absence of any
paradigm, cynical diplomats and nervous politicians raise spectres
of terrorists who will be permitted to justify their crimes from
the witness box, or guilty men who will walk free on legal technicalities
or by retaining clever defence counsel. But this has not been the
UK’s experience in bringing IRA bombers to justice (the gravest
danger has been of prejudiced juries and wrongful convictions) or
of the US in trials of violent radicals of the 1960s and 70s. At
Lockerbie, the one finding of guilt was inferred from demonstrable
facts about the defendant and his movements, linked with forensic
traces from painstaking scientific analysis of timers, circuit boards
and clothing. There is no reason why an international court cannot
perform as well as a local court in this respect (with the added
presentational advantage over a jury of producing a written judgement).
In judging political and military leaders, the international court
has the advantage of impartiality, and can apply command responsibility
principles. “Heroic” terrorist leaders like bin Laden would be subject
to a demystifying process which confronts them with evidence of
the moral and physical squalor in which they have operated, with
their hypocrisies and cruelties and with the barbaric results of
their rhetoric and theology. Any cult status they have acquired
must dissipate with evidence that their savage God has failed. His
promise of triumph, or of a martyr’s glorious death, is refuted
by the simple fact that they are now neither in power nor in paradise,
but in the dock.
This is one reason, of course, why al-Qaida
members never came out with their hands up. Their choice of suicide
rather than surrender derives from the superstition that by dying
mid-jihad they will be transported into paradise, but there is also
a recognition among the leadership that capture, followed by trial,
will fatally damage the cause. That is because a criminal trial
would strip bare its philosophical basis and reduce it to one essential
element: the mens rea for commission of a crime against humanity.
The hateful and hate-filled mind thus displayed — through prosecution
evidence and the optional addition of the defendant’s testimony
(confined to the issue of whether he really did intend to kill innocent
civilians) — will not inspire love or respect or emulation. The
trial of bin Laden is hypothetical, because he is likely to die
at his own hand if not by others. But it is worth envisaging, if
only to realise the cathartic impact it might have on his own followers.
In the dock he would no longer appear the tall, wistful, Christ-like
figure on the mountain, nor leave the world with pictures of his
martyr’s body, strung from a lamppost by the Northern Alliance or
stretched, Che Guevara-like, on a mortuary table. On trial he is
reduced to human stature — sub-human, if he goes into the witness
box and admits (as he must) to engineering the killing of women
and children. His disciples — and thanks to the American self-offence
there are now many more thousands in the world — have shown through
their kamikaze acts on 11 September and on the Afghan battlefield
an obsession with sacrificing their own lives in a holy war for
Islamic domination. Logic has its limits in persuading people bent
on glory through death: committed minds cannot be prized open by
rational argument, and terrorism of this nature self-evidently will
not be deterred by the death penalty. But since their belief is
essentially mystical, a process of demystifying its apostles is
necessary: a fair trial of al-Qaida leaders might serve to start
the de-programming process.
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