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Table of
Capital Market of India
Capital Market in India Market Structure, Functions & Framework Securities Contracts (Regulation) Act,1956(ACT NO.42 OF 1956) Securities Contracts (Regulation) Act,1956(ACT NO.42 OF 1956) (Contd.)
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About SEBI
Development & Regulation of Capital Markets & Investor Protection in India The Securities and Exchange Board of India - The Capital Market Regulator The Securities and Exchange Board of India Record of Performance The Securities and Exchange Board of India
An Update of Progress & Performance SEBI Guidelines to Stock Exchanges for Conducting Internet Trading
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Functioning of Stock Exchanges
Functioning of Stock Exchanges Functioning of Stock Exchanges Procedure for Placing an Order and Buying at the Stock Exchange Capital Markets of India - Stock Exchanges of India Stock Exchanges of India - Commonly Referred Terms & Ratios in the Stock Market Settlement System at Stock Exchanges - Rolling Settlement Straight through Processing Margin Trading Securities Lending and Borrowing - Securities Lending Scheme, 1997 Securities Lending and Borrowing - Borrowing by Clearing Corporation/Clearing House
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Depositories & Depository System - Organisation and Functions
Depositories & Depository System Depositories & Depository System (Contd) Procedure for Establishment & Registration of a Depository with SEBI SEBI (Depositories and Participants) Regulations, 1996 SEBI (Depositories and Participants) Regulations, 1996(contd.) SEBI (Depositories and Participants) Regulations, 1996(final Part) National Securities Depository Limited(NSDL)
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About National Stock Excahnge of India (NSE)
National Stock Exchange - The Premier Stock Exchange of India Group Organizations of NSE Progress & Performance Highlights of NSC Since Inception Progress & Performance Highlights of NSE Since Inception Part - II NSE Trading System - 'National Exchange for Automated Trading' (NEAT) NSE Trading System - Order Conditions NSE Trading System - Clearing & Settlement Clearing & Settlement (Equities) - Settlement cycles for the various sub-segments: Clearing & Settlement (Equities) - Securities Settlement Securities Settlement -Shortages Handling NSE Trading System - Risk Management (Equities) NSE Trading System - Risk Management (Equities)(Part II)
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About BSE Stock Exchange, Mumbai
BSE - The Stock Exchange, Mumbai - Oldest Stock Exchange of India Trading System & Procedures Settlement at BSE - System & Procedure Settlement at BSE - System & Procedure - Shortages & consequent actions Settlement at BSE - System & Procedure - Rectification of Bad Delivery Settlement at BSE - System & Procedure - Basket Trading System Role of Risk Management Department Surveillance at BSE - Market Abuse Surveillance at BSE Contd Trading in Sensex futures
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Listing of Securities with Stock Exchange(s)
Listing of Securities with Stock Exchange(s) Public Issues - Central Listing Authority Securities and Exchange Board of India (Central Listing Authority) Regulations, 2003 Central Listing Authority - Listing Procedure Public Issues - Delisting of Securities Delisting of Securities - Recommendations of Pratip Kar, Committee Securities and Exchange Board of India (Delisting of Securities) Guidelines 2003. Securities and Exchange Board of India (Delisting of Securities) - Schedule to the Guidelines 2003.
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Insider Trading
Insider Trading & Measures by SEBI to Curb the same Model Code of Conduct for Prevention of Insider Trading for Listed Companies Model Code of Conduct for Prevention of Insider Trading for Other Entities Code of Corporate Disclosure Practices for Prevention of Insider Trading What are fradulent practices?
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Public Issues
Primary Market - Public Issues Regulatory-cum-Promotional Role of SEBI Principal steps/procedure for a Public Issue
Pre-Issue Processes Definition of Important Terms Public Issues - Sweat Equity Shares
(Continued in the next column
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Index of all Modules under Learning Circle
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Table of Contents for all Projects on the website
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Contents - Market Structure/Framework Continued from Previous Column
Public Issues
Introduction to The Securities and Exchange Board of India (Disclosure and Investor Protection)Guidelines, 2000.. Chapter -II -Eligibility for an IPO Chapter -III - Pricing by Companies Issuing Securities
Chapter: IV - Promoters Contribution and Lock-In Requirements
Chapter V - Pre- Issue Obligations Chapter VI - Contents of Offer Document - Clause 6.1). Contents of Offer Document - Contd.)Capital Structure of the company (Clause 6.4). Chapter VI - Contents of Offer Document - PART I - General Information Terms of the Present Issue Contd Chapter VI - Contents of Offer Document - PART I - General Information Terms of the Present Issue Contd. Chapter VI - Contents of Offer Document -PART II - General Information (Clause -6.17) SEBI (Disclosure and Investor Protection) Guidelines, 2000 - Post Issue Obligations Chapter VII - POST-ISSUE OBLIGATIONS Chapter VIII - Other Issue Requirements Chapter VIII - Other Issue Requirements(Contd) - Capital Structure (Clause 8.4) Chapter IX - Guidelines on Advertisement Chapter VIIIA - Green Shoe Option SEBI (Disclosure and Investor Protection) Guidelines, 2000 - Chapter X to XIV SEBI (Disclosure and Investor Protection) Guidelines, 2000 - Chapter X Chapter XIA - GUIDELINES ON INITIAL PUBLIC OFFERS THROUGH THE STOCK EXCHANGE ON-LINE SYSTEM (e-IPO) Chapter XII - Guidelines for Issue of Capital by Designated Financial Institutions Chapter XIII - Guidelines for Preferential Issues Chapter XIV -Guidelines for Over The Counter Exchange of India (OTCEI) Issues & CHAPTER XV - Guidelines for Bonus Issues Chapter XVI - Operational Guidelines & Chapter XVII -Miscellaneous Provisions
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Primary Market - Public Issues -Book Building
Primary Market - Public Issues -Book Building How Book Building Came to be in Vogue in India
SEBI Guidelines for Book Building SEBI Guidelines for Book Building (Part: 2) - Additional Disclosures
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Public Issues - Buy Back of Shares
Primary Market Public Issues - Buy Back of Shares Buy Back of Shares - Text of Section 77-A & 77-B of Companies Act, 1956 Buy Back of Shares - Procedure as per SEBI Regulations Buy Back of Shares - Formalities common under all Methods. Buy-back from existing security holders Buy-Back from the Open Market
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SEBI Guidelines for Investors
Rights / Responsibilities of Investors
in Securities Market and Risk in Securities Investment SEBI Guidelines for Investors - Rights / Responsibilities of Investors in Securities Market and Risk in Securities Investment. SEBI Guidelines for Investors - Questions You Should Ask Before Making Investment Decisions SEBI/BSE Message for investors Dealing in Securities
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SEBI Registered Intermediaries
Role of SEBI Registered Intermediaries Role of SEBI Registered Intermediaries (contd.) Stock Broker Sub Broker, Trading and Clearing Members Portfolio Managers (Part: 1) Portfolio Managers (Part: 2) Bankers to an Issue SEBI Guidelines - Merchant Banker SEBI Guidelines - Merchant Banker(contd) SEBI Guidelines - Registrars to an Issue & Share Transfer Agents SEBI Guidelines - Underwriters SEBI Guidelines - Credit Rating Agencies SEBI Guidelines - Credit Rating Agencies (Contd) Debenture Trustees
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Mergers, Acquisitions & Takeovers
Mergers, Acquisitions & Takeovers Takeover - Frequently Asked Questions (FAQs) Takeover - Frequently Asked Questions (FAQs)Contd Evolutionary Process that led to Promulgation of the Regulations by SEBI in February, 1997 Applicability of the Regulation and Exemptions to its Provisions (Regulation 3) Take Overs & Substantial Acqusitions Disclosures of Shareholding and Control in a Listed Company Substantial Acquisition of Shares or Voting Rights in and Acquisition of Control Over a Listed Company -Part: I - Acquisition of fifteen percent or more of the shares or voting rights of any company (Regulation 10) Part -II - Offer Price (Regulation 20). Part -III : General Obligations of the acquirer ( Regulation 22 ) Part - IV : Competitive Bid ( Regulation 25 ) Part - V : Bail out takeovers ( Regulation 30 ) Penalties for violations of the provisions of the Regulations by the acquirer / target company /Merchant Banker(Regulations 39 to 45)
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Add-ons for benefit of viewers
Glossary of Terms Used in Securities Market Project Map
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